Nicholas J. Spykman
Encyclopedia
Nicholas John Spykman was a Dutch
Netherlands
The Netherlands is a constituent country of the Kingdom of the Netherlands, located mainly in North-West Europe and with several islands in the Caribbean. Mainland Netherlands borders the North Sea to the north and west, Belgium to the south, and Germany to the east, and shares maritime borders...

-American
United States
The United States of America is a federal constitutional republic comprising fifty states and a federal district...

 geostrategist
Geostrategy
Geostrategy, a subfield of geopolitics, is a type of foreign policy guided principally by geographical factors as they inform, constrain, or affect political and military planning...

, known as the "godfather of containment
Containment
Containment was a United States policy using military, economic, and diplomatic strategies to stall the spread of communism, enhance America’s security and influence abroad, and prevent a "domino effect". A component of the Cold War, this policy was a response to a series of moves by the Soviet...

." As a political scientist he was one of the founders of the classical realist
Realism (international relations)
In the study of international relations, Realism or political realism prioritizes national interest and security over ideology, moral concerns and social reconstructions...

 school in American foreign policy, transmitting Eastern Europe
Eastern Europe
Eastern Europe is the eastern part of Europe. The term has widely disparate geopolitical, geographical, cultural and socioeconomic readings, which makes it highly context-dependent and even volatile, and there are "almost as many definitions of Eastern Europe as there are scholars of the region"...

an political thought into the United States. A Sterling Professor of International Relations, teaching as part of the Institute for International Studies at Yale University
Yale University
Yale University is a private, Ivy League university located in New Haven, Connecticut, United States. Founded in 1701 in the Colony of Connecticut, the university is the third-oldest institution of higher education in the United States...

, one of his prime concerns was making his students geographically
Geography
Geography is the science that studies the lands, features, inhabitants, and phenomena of Earth. A literal translation would be "to describe or write about the Earth". The first person to use the word "geography" was Eratosthenes...

 literate—geopolitics was impossible without geographic understanding. He was married to the children's novelist E. C. Spykman
E. C. Spykman
Elizabeth Choate Spykman was an American author known primarily for her children's books....

. He died of cancer
Cancer
Cancer , known medically as a malignant neoplasm, is a large group of different diseases, all involving unregulated cell growth. In cancer, cells divide and grow uncontrollably, forming malignant tumors, and invade nearby parts of the body. The cancer may also spread to more distant parts of the...

 at the age of 49.

Spykman published two books on foreign policy. America's Strategy in World Politics was published in 1942 near the entry of the United States into World War II
World War II
World War II, or the Second World War , was a global conflict lasting from 1939 to 1945, involving most of the world's nations—including all of the great powers—eventually forming two opposing military alliances: the Allies and the Axis...

. Concerned with balance of power
Balance of power in international relations
In international relations, a balance of power exists when there is parity or stability between competing forces. The concept describes a state of affairs in the international system and explains the behavior of states in that system...

, he argues that isolationism
Isolationism
Isolationism is the policy or doctrine of isolating one's country from the affairs of other nations by declining to enter into alliances, foreign economic commitments, international agreements, etc., seeking to devote the entire efforts of one's country to its own advancement and remain at peace by...

, relying on the oceans to protect the United States ("hemispheric" or "quarter defense"
Quarter
Quarter is one fourth, ¼, or 25%, and may refer to:*Quarter , a section or area, usually of a town*Quarter , valued at one-fourth of a U.S...

), was bound to fail. His object was to prevent a U.S. retreat, similar to U.S. policy following World War I
World War I
World War I , which was predominantly called the World War or the Great War from its occurrence until 1939, and the First World War or World War I thereafter, was a major war centred in Europe that began on 28 July 1914 and lasted until 11 November 1918...

. The Geography of the Peace was published the year after Spykman's death. In it he lays out his geostrategy, arguing that the balance of power in Eurasia
Eurasia
Eurasia is a continent or supercontinent comprising the traditional continents of Europe and Asia ; covering about 52,990,000 km2 or about 10.6% of the Earth's surface located primarily in the eastern and northern hemispheres...

 directly affected United States security.

In his writings concerning geography and foreign policy, Spykman was somewhat of a geographical determinist
Environmental determinism
Environmental determinism, also known as climatic determinism or geographical determinism, is the view that the physical environment, rather than social conditions, determines culture...

. Since geography was "the most fundamentally conditioning factor because of its relative permanence," it was of primary relevance in analyzing a state's potential foreign policy.

Spykman's Geostrategy

N.J. Spykman could be considered as a disciple and critic of both geostrategists Alfred Mahan, of the United States Navy
United States Navy
The United States Navy is the naval warfare service branch of the United States Armed Forces and one of the seven uniformed services of the United States. The U.S. Navy is the largest in the world; its battle fleet tonnage is greater than that of the next 13 largest navies combined. The U.S...

, and Halford Mackinder, the British
United Kingdom
The United Kingdom of Great Britain and Northern IrelandIn the United Kingdom and Dependencies, other languages have been officially recognised as legitimate autochthonous languages under the European Charter for Regional or Minority Languages...

 geographer. His work is based on assumptions similar to Mackinder: the unity of world politics, and the unity of the world sea. He extends this to include the unity of the air. The exploration of the entire world means that the foreign policy of any nation will affect more than its immediate neighbors; it will affect the alignment of nations throughout the world's regions. Maritime
Navigation
Navigation is the process of monitoring and controlling the movement of a craft or vehicle from one place to another. It is also the term of art used for the specialized knowledge used by navigators to perform navigation tasks...

 mobility opened up the possibility of a new geopolitical structure: the overseas empire
Empire
The term empire derives from the Latin imperium . Politically, an empire is a geographically extensive group of states and peoples united and ruled either by a monarch or an oligarchy....

.

Spykman adopts Mackinder's divisions of the world, renaming some:
  • the Heartland;
  • the Rimland (analogous to Mackinder's "inner or marginal crescent"); and
  • the Offshore Islands & Continents (Mackinder's "outer or insular crescent").

Heartland

At the same time, because he gives credit to the strategic importance of maritime space and coastal regions, Spykman's analysis of the heartland is markedly different from Mackinder's. He does not see it as a region which will be unified by powerful transport
Transport
Transport or transportation is the movement of people, cattle, animals and goods from one location to another. Modes of transport include air, rail, road, water, cable, pipeline, and space. The field can be divided into infrastructure, vehicles, and operations...

ation or communication
Communication
Communication is the activity of conveying meaningful information. Communication requires a sender, a message, and an intended recipient, although the receiver need not be present or aware of the sender's intent to communicate at the time of communication; thus communication can occur across vast...

 infrastructure in the near future. As such, it won't be in a position to compete with the United States' sea power. Spykman agrees that the heartland offers a uniquely defensive position, but that is all Spykman grants the occupier of the heartland.

While the USSR encompassed a great expanse of land, its arable land
Arable land
In geography and agriculture, arable land is land that can be used for growing crops. It includes all land under temporary crops , temporary meadows for mowing or pasture, land under market and kitchen gardens and land temporarily fallow...

 remained in a small portion of its territory, mostly in the West. Indeed, the Soviet's raw materials were largely located to the West of the Ural mountains
Ural Mountains
The Ural Mountains , or simply the Urals, are a mountain range that runs approximately from north to south through western Russia, from the coast of the Arctic Ocean to the Ural River and northwestern Kazakhstan. Their eastern side is usually considered the natural boundary between Europe and Asia...

 as well. Since the political and material center of gravity was in the Western part of the USSR, Spykman sees little possibility of the Soviets exerting much power in Central Asia
Central Asia
Central Asia is a core region of the Asian continent from the Caspian Sea in the west, China in the east, Afghanistan in the south, and Russia in the north...

.

Still, Russia was to remain the greatest land power in Asia, and could be a peacekeeper or a problem.

Rimland

The Rimland
Rimland
Rimland is a concept championed by Nicholas John Spykman to describe the maritime fringe of a country or continent; in particular, the densely populated western, southern, and eastern edges of the Eurasian continent....

 (Mackinder's "Inner or Marginal Crescent") was divided into three sections:
  • the Europe
    Europe
    Europe is, by convention, one of the world's seven continents. Comprising the westernmost peninsula of Eurasia, Europe is generally 'divided' from Asia to its east by the watershed divides of the Ural and Caucasus Mountains, the Ural River, the Caspian and Black Seas, and the waterways connecting...

    an coast
    Coast
    A coastline or seashore is the area where land meets the sea or ocean. A precise line that can be called a coastline cannot be determined due to the dynamic nature of tides. The term "coastal zone" can be used instead, which is a spatial zone where interaction of the sea and land processes occurs...

     land;
  • the Arabian-Middle East
    Middle East
    The Middle East is a region that encompasses Western Asia and Northern Africa. It is often used as a synonym for Near East, in opposition to Far East...

    ern desert
    Desert
    A desert is a landscape or region that receives an extremely low amount of precipitation, less than enough to support growth of most plants. Most deserts have an average annual precipitation of less than...

     land; and,
  • the Asia
    Asia
    Asia is the world's largest and most populous continent, located primarily in the eastern and northern hemispheres. It covers 8.7% of the Earth's total surface area and with approximately 3.879 billion people, it hosts 60% of the world's current human population...

    tic monsoon
    Monsoon
    Monsoon is traditionally defined as a seasonal reversing wind accompanied by corresponding changes in precipitation, but is now used to describe seasonal changes in atmospheric circulation and precipitation associated with the asymmetric heating of land and sea...

     land.


While Spykman accepts the first two as defined, he rejects the simple grouping of the Asian countries into one "monsoon land." India
India
India , officially the Republic of India , is a country in South Asia. It is the seventh-largest country by geographical area, the second-most populous country with over 1.2 billion people, and the most populous democracy in the world...

, the Indian Ocean
Indian Ocean
The Indian Ocean is the third largest of the world's oceanic divisions, covering approximately 20% of the water on the Earth's surface. It is bounded on the north by the Indian Subcontinent and Arabian Peninsula ; on the west by eastern Africa; on the east by Indochina, the Sunda Islands, and...

 littoral
Littoral
The littoral zone is that part of a sea, lake or river that is close to the shore. In coastal environments the littoral zone extends from the high water mark, which is rarely inundated, to shoreline areas that are permanently submerged. It always includes this intertidal zone and is often used to...

, and Indian culture
Culture of India
India's languages, religions, dance, music, architecture, food and customs differ from place to place within the country, but nevertheless possess a commonality....

 were geographically and civilization
Civilization
Civilization is a sometimes controversial term that has been used in several related ways. Primarily, the term has been used to refer to the material and instrumental side of human cultures that are complex in terms of technology, science, and division of labor. Such civilizations are generally...

ally separate from the Chinese
China
Chinese civilization may refer to:* China for more general discussion of the country.* Chinese culture* Greater China, the transnational community of ethnic Chinese.* History of China* Sinosphere, the area historically affected by Chinese culture...

 lands.

The Rimland's defining characteristic is that it is an intermediate region, lying between the heartland and the marginal sea powers. As the amphibious buffer zone between the land powers and sea powers, it must defend itself from both sides, and therein lies its fundamental security problems. Spykman's conception of the Rimland bears greater resemblance to Alfred Thayer Mahan
Alfred Thayer Mahan
Alfred Thayer Mahan was a United States Navy flag officer, geostrategist, and historian, who has been called "the most important American strategist of the nineteenth century." His concept of "sea power" was based on the idea that countries with greater naval power will have greater worldwide...

's "debated and debatable zone" than to Mackinder's inner or marginal crescent.

The Rimland has great importance coming from its demographic weight, natural resources, and industrial development. Spykman sees this importance as the reason that the Rimland will be crucial to containing the Heartland (whereas Mackinder had believed that the Outer or Insular Crescent would be the most important factor in the Heartland's containment).

Offshore Continents

There are two offshore continent
Continent
A continent is one of several very large landmasses on Earth. They are generally identified by convention rather than any strict criteria, with seven regions commonly regarded as continents—they are : Asia, Africa, North America, South America, Antarctica, Europe, and Australia.Plate tectonics is...

s flanking Eurasia: Africa
Africa
Africa is the world's second largest and second most populous continent, after Asia. At about 30.2 million km² including adjacent islands, it covers 6% of the Earth's total surface area and 20.4% of the total land area...

 and Australia
Australia
Australia , officially the Commonwealth of Australia, is a country in the Southern Hemisphere comprising the mainland of the Australian continent, the island of Tasmania, and numerous smaller islands in the Indian and Pacific Oceans. It is the world's sixth-largest country by total area...

. Spykman sees the two continents' geopolitical status as determined respectively by the state of control over the Mediterranean Sea
Mediterranean Sea
The Mediterranean Sea is a sea connected to the Atlantic Ocean surrounded by the Mediterranean region and almost completely enclosed by land: on the north by Anatolia and Europe, on the south by North Africa, and on the east by the Levant...

 and the "Asiatic Mediterranean." Neither has ever been the seat of significant political power — chaos prevents Africa from harnessing the resources of its tropical regions; Australia hasn't enough arable territory to serve as a base of power.

Other than the two continents there are offshore islands of significance are Britain and Japan
Japan
Japan is an island nation in East Asia. Located in the Pacific Ocean, it lies to the east of the Sea of Japan, China, North Korea, South Korea and Russia, stretching from the Sea of Okhotsk in the north to the East China Sea and Taiwan in the south...

, while the New World
New World
The New World is one of the names used for the Western Hemisphere, specifically America and sometimes Oceania . The term originated in the late 15th century, when America had been recently discovered by European explorers, expanding the geographical horizon of the people of the European middle...

, buffered by the Atlantic
Atlantic Ocean
The Atlantic Ocean is the second-largest of the world's oceanic divisions. With a total area of about , it covers approximately 20% of the Earth's surface and about 26% of its water surface area...

 and Pacific Ocean
Pacific Ocean
The Pacific Ocean is the largest of the Earth's oceanic divisions. It extends from the Arctic in the north to the Southern Ocean in the south, bounded by Asia and Australia in the west, and the Americas in the east.At 165.2 million square kilometres in area, this largest division of the World...

s

Eurasian Dynamics

Again, Spykman differs from Mackinder. Mackinder sees Eurasian wars as historically pitting the heartland against the sea powers for control of the rimland, establishing a land power-sea power opposition. Spykman states that historically battles have pitted Britain and rimland allies against Russia
Russia
Russia or , officially known as both Russia and the Russian Federation , is a country in northern Eurasia. It is a federal semi-presidential republic, comprising 83 federal subjects...

 and its rimland allies, or Britain and Russia together against a dominating rimland power. In other words, the Eurasian struggle was not the sea powers containing the heartland, but the prevention of any power from ruling the rimland.

Spykman recalls Mackinder's famous dictum,
Who controls eastern Europe rules the Heartland;
Who controls the Heartland rules the World Island; and
Who rules the World Island rules the World,

but disagrees, refashioning it thus:
Who controls the rimland rules Eurasia;
Who rules Eurasia controls the destinies of the world.


Therefore, British, Russian, and U.S. power would play the key roles in controlling the European littoral, and thereby, the essential power relations of the world.

U.S. Strategic Goals

Spykman thought that it was in U.S. interests to leave Germany
Germany
Germany , officially the Federal Republic of Germany , is a federal parliamentary republic in Europe. The country consists of 16 states while the capital and largest city is Berlin. Germany covers an area of 357,021 km2 and has a largely temperate seasonal climate...

 strong after World War II in order to be able to counter Russia's power. Strategically, there was no difference between Germany dominating all the way to the Urals, or Russia controlling all the way to Germany; both scenarios were equally threatening to the U.S.

Spykman predicted that Japan would lose the war in the Pacific
Pacific War
The Pacific War, also sometimes called the Asia-Pacific War refers broadly to the parts of World War II that took place in the Pacific Ocean, its islands, and in East Asia, then called the Far East...

, while China and Russia would remain to struggle against one another over boundaries. He also forecast the rise of China, becoming the dominant power in Asia, causing the U.S. to take responsibility for Japan's defense.

Spykman was opposed to European integration
European integration
European integration is the process of industrial, political, legal, economic integration of states wholly or partially in Europe...

 and argued that U.S. interests favored balanced power in Europe rather than integrated power. The U.S. was fighting a war against Germany to prevent Europe's conquest—it would not make sense to federalize
Federation
A federation , also known as a federal state, is a type of sovereign state characterized by a union of partially self-governing states or regions united by a central government...

 and thereby unify Europe after a war fought to preserve balance.

John Foster Dulles
John Foster Dulles
John Foster Dulles served as U.S. Secretary of State under President Dwight D. Eisenhower from 1953 to 1959. He was a significant figure in the early Cold War era, advocating an aggressive stance against communism throughout the world...

 and the founders of U.S. containment strategy would borrow heavily from Spykman, as well as Mackinder, when forging U.S. Cold War
Cold War
The Cold War was the continuing state from roughly 1946 to 1991 of political conflict, military tension, proxy wars, and economic competition between the Communist World—primarily the Soviet Union and its satellite states and allies—and the powers of the Western world, primarily the United States...

 strategy.

Quotations

  • "Geography is the most fundamental factor in foreign policy because it is the most permanent."
—from The Geography of the Peace

  • "Plans for far-reaching changes in the character of international society are an intellectual
    Intellectual
    An intellectual is a person who uses intelligence and critical or analytical reasoning in either a professional or a personal capacity.- Terminology and endeavours :"Intellectual" can denote four types of persons:...

     by-product of all great wars."
—from America's Strategy in World Politics

  • "There are not many instances in history which show great and powerful states creating alliances and organization
    International organization
    An intergovernmental organization, sometimes rendered as an international governmental organization and both abbreviated as IGO, is an organization composed primarily of sovereign states , or of other intergovernmental organizations...

    s to limit their own strength. States are always engaged in curbing the force of some other state. The truth of the matter is that states are interested only in a balance which is in their favor. Not an equilibrium, but a generous margin is their objective. There is no real security in being just as strong as a potential enemy; there is security only in being a little stronger. There is no possibility of action if one's strength is fully checked; there is a chance for a positive foreign policy only if there is a margin of force which can be freely used. Whatever the theory and rationalization, the practical objective is the constant improvement of the state's own relative power position. The balance desired is the one which neutralizes other states, leaving the home state free to be the deciding force and the deciding voice."
—from America's Strategy in World Politics

  • "[A] political equilibrium is neither a gift of the gods nor an inherently stable condition. It results from the active intervention of man, from the operation of political forces. States cannot afford to wait passively for the happy time when a miraculously achieved balance of power will bring peace and security. If they wish to survive, they must be willing to go to war to preserve a balance against the growing hegemonic
    Hegemony
    Hegemony is an indirect form of imperial dominance in which the hegemon rules sub-ordinate states by the implied means of power rather than direct military force. In Ancient Greece , hegemony denoted the politico–military dominance of a city-state over other city-states...

     power of the period."
—from America's Strategy in World Politics

  • "Nations which renounce the power struggle and deliberately choose impotence will cease to influence international relations either for evil or good."

  • "Geographic facts do not change, but their meaning for foreign policy will."

Spykman's Works

Books:
  • The Geography of the Peace, New York, Harcourt, Brace and Company (1944)
  • America's Strategy in World Politics: The United States and the Balance of Power, New York, Harcourt, Brace and Company (1942)
  • The Social Theory of Georg Simmel, Chicago, University of Chicago Press
    University of Chicago Press
    The University of Chicago Press is the largest university press in the United States. It is operated by the University of Chicago and publishes a wide variety of academic titles, including The Chicago Manual of Style, dozens of academic journals, including Critical Inquiry, and a wide array of...

    (c1925)

Articles:
  • The Social Background of Asiatic Nationalism, The American Journal of Sociology 1926, issue 3
  • International Relations from the Point of View of Teaching, in: Proceedings of the Fourth Conference of Teachers of International Law and Related Subjects, Washington 1930
  • Methods of Approach to the Study of International Relations, in: Proceedings of the Fifth Conference of Teachers of International Law and Related Subjects, Washington 1933
  • States’ Rights and the League, The Yale Review 1934, issue 2
  • Geography and Foreign Policy, I, The American Political Science Review 1938, issue 1
  • Geography and Foreign Policy, II, The American Political Science Review 1938, issue 2
  • with A. A. Rollins, Geographic Objectives in Foreign Policy, I, The American Political Science Review 1939, issue 3
  • with A. A. Rollins, Geographic Objectives in Foreign Policy, II, The American Political Science Review 1939, issue 4
  • Frontiers, Security, and International Organization, Geographical Review 1942, issue 3

External links

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