Emperor An of Jin
Encyclopedia
Emperor An of Jin (382–419), personal name Sima Dezong (司馬德宗), was an emperor of the Eastern Jin Dynasty (265-420)
Jìn Dynasty (265-420)
The Jìn Dynasty , was a dynasty in Chinese history, lasting between the years 265 and 420 AD. There are two main divisions in the history of the Dynasty, the first being Western Jin and the second Eastern Jin...

 in China
China
Chinese civilization may refer to:* China for more general discussion of the country.* Chinese culture* Greater China, the transnational community of ethnic Chinese.* History of China* Sinosphere, the area historically affected by Chinese culture...

. He was described as so developmentally disabled
Developmental disability
Developmental disability is a term used in the United States and Canada to describe lifelong disabilities attributable to mental or physical impairments, manifested prior to age 18. It is not synonymous with "developmental delay" which is often a consequence of a temporary illness or trauma during...

 that he was unable to speak, clothe himself, or be able to express whether he was hungry or full. He was created crown prince in 387 and ascended the throne in 397. Because of his disability, the actual power was controlled by his uncle, Sima Daozi
Sima Daozi
Sima Daozi , formally Prince Wenxiao of Kuaiji , was a regent during the reign of his nephew Emperor An of Jin, being the younger brother of Emperor Xiaowu.-Early life:...

 the Prince of Kuaiji. During his reign, regent
Regent
A regent, from the Latin regens "one who reigns", is a person selected to act as head of state because the ruler is a minor, not present, or debilitated. Currently there are only two ruling Regencies in the world, sovereign Liechtenstein and the Malaysian constitutive state of Terengganu...

s and warlords dominated the Jin regime. Revolts by various governors also ravaged the land. From 398 to 403, there were constant revolts and civil war campaigns. In 403, the Jin regime was usurped by the warlord Huan Xuan
Huan Xuan
Huan Xuan , courtesy name Jingdao , nickname Lingbao , formally Emperor Wudao of Chu , was a Jin Dynasty warlord who briefly took over the imperial throne from Emperor An of Jin and declared his own state of Chu in 403, but was defeated by an uprising led by the general Liu Yu in 404 and killed...

, and while Emperor An was restored in 404, the Jin Dynasty was nearing its end. With the warlord Liu Yu
Emperor Wu of Liu Song
Emperor Wu of Song , personal name Liu Yu , courtesy name Dexing , nickname Jinu , was the founding emperor of the Chinese dynasty Liu Song. He came from a humble background, but became prominent after leading a rebellion in 404 to overthrow Huan Xuan, who had usurped the Jin throne in 403...

 as the actual power, Jin destroyed Southern Yan
Southern Yan
The Southern Yan was a state of Xianbei ethnicity during the era of Sixteen Kingdoms in China. Its territory roughly coincided with modern Shandong...

 and Later Qin
Later Qin
The Later Qin was a state of Qiang ethnicity of the Sixteen Kingdoms during the Jin Dynasty in China. Note that the Later Qin is entirely distinct from the ancient Qin Dynasty, the Former Qin, and the Western Qin....

, greatly expanding its territory. However, with Liu Yu up in the north, the renegade governor of Guang Province (廣州, modern Guangdong
Guangdong
Guangdong is a province on the South China Sea coast of the People's Republic of China. The province was previously often written with the alternative English name Kwangtung Province...

 and Guangxi
Guangxi
Guangxi, formerly romanized Kwangsi, is a province of southern China along its border with Vietnam. In 1958, it became the Guangxi Zhuang Autonomous Region of the People's Republic of China, a region with special privileges created specifically for the Zhuang people.Guangxi's location, in...

), Lu Xun
Lu Xun
Lu Xun or Lu Hsün , was the pen name of Zhou Shuren , one of the major Chinese writers of the 20th century. Considered by many to be the leading figure of modern Chinese literature, he wrote in baihua as well as classical Chinese...

, rebelled and threatened the capital city Jiankang
Jiankang
Jiankang was the capital city of the Eastern Jin Dynasty and Southern Dynasties. Its walls are extant ruins in the modern municipal region of Nanjing.-History:...

, before Liu Yu returned and crushed the revolt. In 419, Emperor An was strangled
Asphyxia
Asphyxia or asphyxiation is a condition of severely deficient supply of oxygen to the body that arises from being unable to breathe normally. An example of asphyxia is choking. Asphyxia causes generalized hypoxia, which primarily affects the tissues and organs...

 under the order of Liu Yu and replaced with his brother Emperor Gong
Emperor Gong of Jin
Emperor Gong of Jin was last emperor of the Eastern Jin Dynasty in China. He became emperor in 419 after his developmentally disabled brother Emperor An was killed by the regent Liu Yu, and during his brief reign, actual power was in Liu Yu's hands. In 420, under pressure from Liu Yu, he...

, who would be the last emperor of the dynasty, before Liu Yu would take the throne and establish the Liu Song Dynasty
Liu Song Dynasty
The Liu Song Dynasty , also known as Song Dynasty , Former Song , or Southern Song , was first of the four Southern Dynasties in China, succeeding the Eastern Jin Dynasty and followed by the Southern Qi Dynasty....

.

Early life

Sima Dezong was the oldest son of Emperor Xiaowu
Emperor Xiaowu of Jin
Emperor Xiaowu of Jin , personal name Sima Yao , courtesy name Changming , was an emperor of the Eastern Jin Dynasty in China...

, born of his concubine Consort Chen Guinü
Consort Chen Guinü
Consort Chen Guinü , formally Empress Dowager Ande was an imperial consort during the Chinese Jin Dynasty . She was Emperor Xiaowu's concubine....

 in 382. It is not known when Sima Dezong's developmental disability became known, but it was likely very early in his childhood, for the degree of his disability, according to historians, was great. When he was just eight years old, in 390, his mother died. Even though he had a younger brother, Sima Dewen
Emperor Gong of Jin
Emperor Gong of Jin was last emperor of the Eastern Jin Dynasty in China. He became emperor in 419 after his developmentally disabled brother Emperor An was killed by the regent Liu Yu, and during his brief reign, actual power was in Liu Yu's hands. In 420, under pressure from Liu Yu, he...

, born of Consort Chen as well (in 385), who was described to be intelligent and careful, and who learned to take care of him throughout the years, for reasons unknown, Emperor Xiaowu appeared to have never seriously considered making Sima Dewen his heir, and in 387, Sima Dezong was created crown prince
Crown Prince
A crown prince or crown princess is the heir or heiress apparent to the throne in a royal or imperial monarchy. The wife of a crown prince is also titled crown princess....

. In 395, he was set up in his own residence, the eastern palace, as was customary for crown princes. In 396, he married the daughter of the official Wang Xianzhi, Wang Shen'ai
Empress Wang Shen'ai
Empress Wang Shen'ai , formally Empress Anxi was an empress of Jin Dynasty . Her husband was the developmentally disabled Emperor An....

, as his crown princess.

In 397, Emperor Xiaowu was killed by his concubine Consort Zhang, after offending her. However, with the emperor's only brother Sima Daozi the Prince of Kuaiji being incompetent and Crown Prince Dezong being developmentally disabled, no investigation into Emperor Xiaowu's death was conducted. Crown Prince Dezong succeeded to the throne as Emperor An, and Sima Daozi became regent
Regent
A regent, from the Latin regens "one who reigns", is a person selected to act as head of state because the ruler is a minor, not present, or debilitated. Currently there are only two ruling Regencies in the world, sovereign Liechtenstein and the Malaysian constitutive state of Terengganu...

.

Under Sima Daozi's regency

Sima Daozi, as regent, was constantly drunk and greatly trusted Wang Guobao (王國寶) and Wang Xu (王緒) because of their flattery, and his regency quickly developed a reputation for being corrupt and incompetent. The provincial governor Wang Gong (王恭), whom Emperor Xiaowu entrusted with the armies of the northeastern part of the empire, considered starting a rebellion to overthrow Wang Guobao and Wang Xu. In 397, Wang Guobao and Wang Xu suggested to Sima Daozi that the armies that Wang Gong and another provincial governor, Yin Zhongkan (殷仲堪), were in charge of be reduced; Wang Gong and Yin, who was in command of the western provinces, in response, mobilized their forces and declared that Wang Guobao and Wang Xu should be executed. Sima Daozi, in fear, forced Wang Guobao to commit suicide and executed Wang Xu. Wang Gong and Yin then retreated. From this point on, Sima Daozi trusted no one but his teenage heir apparent
Heir apparent
An heir apparent or heiress apparent is a person who is first in line of succession and cannot be displaced from inheriting, except by a change in the rules of succession....

, Sima Yuanxian
Sima Yuanxian
Sima Yuanxian , formally Heir Apparent Zhong of Kuaiji , was briefly a regent of Jin Dynasty , during the reign of his developmentally-disabled cousin Emperor An....

, and entrusted the capital guards to Sima Yuanxian. He also gave military commands to his distant relatives Sima Shangzhi (司馬尚之) the Prince of Qiao and Sima Shangzhi's brother Sima Xiuzhi, as well as Wang Yu (王愉), in 398.

The giving of a military command to Wang Yu oddly drew a reaction from Wang Gong and Yin—as Wang Yu's command included four commanderies originally under the command of Yu Kai (庾楷), who became angry and managed to persuade Wang Gong and Yin that Sima Daozi's intention was to act against them as well. They therefore rose again, but Sima Daozi was able to persuade Wang Gong's general Liu Laozhi (劉牢之), who was in command of the elite Beifu Forces (北府兵), to suddenly turn against Wang Gong, capturing and executing him. Yin, hearing of Wang Gong's death, was in fear but considered proceeding anyway—and Sima Daozi, under suggestion by Huan Xuan's cousin Huan Xiu (桓脩), managed to cause dissension between Yin and his generals Huan Xuan and Yang Quanqi (楊佺期) by offering Huan and Yang key posts; although Huan and Yang nominally remained Yin's allies, Yin was forced to withdraw his troops, and from that point on no longer posed a major threat, as his domain had now been divided into three, with Huan and Yang each given a third.

In late 398, the magician Sun Tai (孫泰), a friend of Sima Yuanxian's, who had gathered great following due to his magic, was exposed as planning a plot to take over the central government, and Sima Daozi ordered Sima Yuanxian to trap Sun Tai and execute him. Sun Tai's nephew Sun En (孫恩) fled to Zhoushan
Zhoushan
Zhoushan or Zhoushan Archipelago New Area; formerly transliterated as Chusan, is a prefecture-level city in northeastern Zhejiang province of Eastern China. The only prefecture-level city of the People's Republic of China consisting solely of islands, it lies across the mouth of the Hangzhou Bay,...

 Island and planned revenge.

In summer 399, Sima Yuanxian, wanting even greater power, took an opportunity when his father was very drunk to have Emperor An issue an edict transferring Sima Daozi's authorities to Sima Yuanxian. When Sima Daozi awoke from his stupor, he was enraged, but after that point his power became extremely limited, even though he nominally remained regent.

Under Sima Yuanxian's regency

Sima Yuanxian's regency was one in which the he became surrounded by flatterers, and he began to have unrealistic ambitions of ending the threat that various provincial warlords posed to his rule. He greatly trusted the strategist Zhang Fashun (張法順), and also introduced many trusted associates into the administration. While he appeared to have some abilities, he also was, according to traditional historians, wasting the government's money in luxury and not paying attention to the burdens of the people. Late in 399, Sun En, seeing how the only province remaining under Jin imperial government's actual control—Yang Province (揚州, modern Zhejiang
Zhejiang
Zhejiang is an eastern coastal province of the People's Republic of China. The word Zhejiang was the old name of the Qiantang River, which passes through Hangzhou, the provincial capital...

 and southern Jiangsu
Jiangsu
' is a province of the People's Republic of China, located along the east coast of the country. The name comes from jiang, short for the city of Jiangning , and su, for the city of Suzhou. The abbreviation for this province is "苏" , the second character of its name...

) -- had been mismanaged by Sima Yuanxian, launched a major attack from Zhoushan Island, briefly taking over nearly all of Yang Province and advancing on the capital Jiankang
Jiankang
Jiankang was the capital city of the Eastern Jin Dynasty and Southern Dynasties. Its walls are extant ruins in the modern municipal region of Nanjing.-History:...

 (modern Nanjing
Nanjing
' is the capital of Jiangsu province in China and has a prominent place in Chinese history and culture, having been the capital of China on several occasions...

, Jiangsu
Jiangsu
' is a province of the People's Republic of China, located along the east coast of the country. The name comes from jiang, short for the city of Jiangning , and su, for the city of Suzhou. The abbreviation for this province is "苏" , the second character of its name...

). Sun's rebellion was soon put down by Liu Laozhi, and Sun fled back to Zhoushan (but would remain a menace for several years), but Yang Province had been laid to waste. Despite this, Sima Yuanxian grew increasingly extravagant and arrogant.

In late 401, apprehensive of the growing power of Huan Xuan (who had in late 399 defeated and killed Yin Zhongkan and Yang Quanqi, seizing their domains and now controlled more than two thirds of Jin territory), Sima Yuanxian declared Huan a renegade and ordered an attack against Huan. However, he was largely dependent on Liu Laozhi's army, and Liu distrusted Sima Yuanxian. Meanwhile, Huan advanced east toward the capital and, after he made overtures to Liu, Liu turned against Sima Yuanxian. Jiankang fell to Huan, and Sima Yuanxian was captured and executed, along with all of his major associates. Huan also had Sima Daozi exiled and killed and became in full control of the empire. Not trusting of the treacherous Liu, Huan stripped him of his military command, and Liu tried to rebel again—but his own army officers were tired of repeated rebellions and deserted him, and he committed suicide.

Takeover and usurpation by Huan Xuan

Huan Xuan initially tried to institute reforms of the imperial government, and the populace and governmental officials were pleased with changes he introduced, and he also tried to make peace with Sun En's brother-in-law Lu Xun (盧循), who replaced Sun En after Sun En committed suicide after a battlefield loss in 402, by offering Lu a commandery governorship. However, Huan Xuan soon took to living luxuriously and modifying laws at whim, and it was said that supplies to the imperial household were so reduced that even Emperor An almost suffered from hunger and cold.

In fall 403, Huan Xuan had Emperor An create him the Prince of Chu and give him the nine bestowments
Nine bestowments
The nine bestowments were awards given by Chinese emperors to extraordinary officials, ostensibly to reward them for their accomplishments. The nine bestowments were awards given by Chinese emperors to extraordinary officials, ostensibly to reward them for their accomplishments. The nine...

 -- both signs of an impending usurpation. In winter 403, Huan Xuan had Emperor An issue an edict (an edict that, according to traditional historians, Huan Xuan had Sima Bao (司馬寶) the Prince of Linchuan force Emperor An to personally write, although this account appears doubtful, as Emperor An's handicap makes it unlikely that he could personally write this edict) giving the throne to Huan Xuan. Huan then took the throne as emperor of a new Chu state. He created Emperor An as the Prince of Pinggu, but kept the emperor and his brother Sima Dewen the Prince of Langye (now reduced in rank to Duke of Shiyang) under virtual house arrest.

In spring 404, Huan Xuan's general Liu Yu
Emperor Wu of Liu Song
Emperor Wu of Song , personal name Liu Yu , courtesy name Dexing , nickname Jinu , was the founding emperor of the Chinese dynasty Liu Song. He came from a humble background, but became prominent after leading a rebellion in 404 to overthrow Huan Xuan, who had usurped the Jin throne in 403...

, seeing that Huan Xuan lacked actual talent or popular support, led an uprising of a coalition of generals against him, starting the uprising at Jingkou (京口, in modern Zhenjiang
Zhenjiang
Zhenjiang is a prefecture-level city in the southwest of Jiangsu province in the eastern People's Republic of China . Sitting on the southern bank of the Yangtze River, it borders the provincial capital of Nanjing to the west, Changzhou to the east, and Yangzhou across the river to the north.Once...

, Jiangsu
Jiangsu
' is a province of the People's Republic of China, located along the east coast of the country. The name comes from jiang, short for the city of Jiangning , and su, for the city of Suzhou. The abbreviation for this province is "苏" , the second character of its name...

) and reaching Jiankang within a few days. Huan Xuan fled, but took Emperor An and Sima Dewen with him, back to his old power base Jiangling (江陵, in modern Jingzhou
Jingzhou
Jingzhou is a prefecture-level city in Hubei Province, People's Republic of China. The city is located on the banks of the Yangtze River.Its population is 5,691,707 at the 2010 census whom 1,154,086 in the built up area made of 3 urban districts.-Geography:Jingzhou occupies an area of...

, Hubei
Hubei
' Hupeh) is a province in Central China. The name of the province means "north of the lake", referring to its position north of Lake Dongting...

). Liu Yu declared the restoration of Jin, and by summer 404, forces under his confederates Liu Yi (劉毅), He Wuji (何無忌), and his brother Liu Daogui (劉道規) have reached the vicinity of Jiangling and defeated Huan Xuan's troops. Huan Xuan tried to flee again, but was killed by forces of the general Mao Qu (毛璩). Emperor An was declared to be restored at Jiangling by the officials Wang Kangchan (王康產) and Wang Tengzhi (王騰之). However, Huan Xuan's nephew Huan Zhen (桓振) soon surprised Wang Kangchan and Wang Tengzhi and captured Jiangling, taking Emperor An hostage, although ostensibly honoring him as the emperor. In spring 405, Jiangling fell to Liu Yi's forces, and Huan Zhen fled. Emperor An was welcomed back to Jiankang, but at this point on, Liu Yu was largely in control of the situation.

Early years

Liu Yu, although he had ambitions to be emperor, learned from Huan Xuan's failures that he could not act too quickly, but must establish his authority through further victories first, particularly since because he led a coalition of generals and officials with different agendas in his victory over Huan. He therefore proceeded cautiously, initially sharing power with He Wuji and Liu Yi, among others. For the next few years, he also made several offers to resign his posts, judging correctly that the imperial officials would not dare to accept them, to further establish the image that he was indispensable.

In spring 405, Mao Qu's soldiers, from Yi Province (益州, modern Sichuan
Sichuan
' , known formerly in the West by its postal map spellings of Szechwan or Szechuan is a province in Southwest China with its capital in Chengdu...

 and Chongqing
Chongqing
Chongqing is a major city in Southwest China and one of the five national central cities of China. Administratively, it is one of the PRC's four direct-controlled municipalities , and the only such municipality in inland China.The municipality was created on 14 March 1997, succeeding the...

), unhappy that Mao sent them on long-distance campaigns initially against Huan Xuan and then against Huan Zhen, rebelled, supporting the military officer Qiao Zong
Qiao Zong
Qiao Zong was a Han Chinese military leader in present-day Sichuan province in China during the Eastern Jin Dynasty. He proclaimed himself the Prince of Chengdu in 405 and was given the title "Prince of Shu" by Yao Xing, ruler of the Later Qin, in 409. His state is therefore sometimes known as...

 as their leader. They defeated and killed Mao and captured Chengdu (成都, in modern Chengdu
Chengdu
Chengdu , formerly transliterated Chengtu, is the capital of Sichuan province in Southwest China. It holds sub-provincial administrative status...

, Sichuan
Sichuan
' , known formerly in the West by its postal map spellings of Szechwan or Szechuan is a province in Southwest China with its capital in Chengdu...

), and Qiao Zong established his independent Western Shu state there.

Also in 405, Lu Xun, who had in 404 marched south and captured Panyu (番禺, in modern Guangzhou
Guangzhou
Guangzhou , known historically as Canton or Kwangchow, is the capital and largest city of the Guangdong province in the People's Republic of China. Located in southern China on the Pearl River, about north-northwest of Hong Kong, Guangzhou is a key national transportation hub and trading port...

, Guangdong
Guangdong
Guangdong is a province on the South China Sea coast of the People's Republic of China. The province was previously often written with the alternative English name Kwangtung Province...

) during the wars relating to Huan Xuan, offered peace to the imperial government by paying a tribute. Liu Yu, believing that he had no abilities to defeat Lu by this point, made Lu the governor of Guang Province (廣州, modern Guangdong
Guangdong
Guangdong is a province on the South China Sea coast of the People's Republic of China. The province was previously often written with the alternative English name Kwangtung Province...

 and Guangxi
Guangxi
Guangxi, formerly romanized Kwangsi, is a province of southern China along its border with Vietnam. In 1958, it became the Guangxi Zhuang Autonomous Region of the People's Republic of China, a region with special privileges created specifically for the Zhuang people.Guangxi's location, in...

) and Lu's brother-in-law and lieutenant Xu Daofu (徐道覆) the governor of Shixing Principality (始興, roughly modern Shaoguan
Shaoguan
Shaoguan , historically known as Shaokwan and Shao-chow, is a prefecture-level city in the north of Southern China's Guangdong province...

, Guangdong
Guangdong
Guangdong is a province on the South China Sea coast of the People's Republic of China. The province was previously often written with the alternative English name Kwangtung Province...

).

In 407, Liu Yu commissioned his friend Liu Jingxuan (劉敬宣, Liu Laozhi's son) to launch a major attack on Qiao Zong's Western Shu, but in 408, LIu Jingxuan's forces became stalled against the Western Shu general Qiao Daofu (譙道福) and was forced to retreat when food supplies ran out.

Campaigns against Southern Yan and Lu Xun

In 409, the Southern Yan
Southern Yan
The Southern Yan was a state of Xianbei ethnicity during the era of Sixteen Kingdoms in China. Its territory roughly coincided with modern Shandong...

 emperor Murong Chao
Murong Chao
Murong Chao , courtesy name Zuming , was the last emperor of the Chinese/Xianbei state Southern Yan. He was the nephew of the founding emperor Murong De who was trapped under the rule of Later Qin, but was welcomed to Southern Yan after his uncle found out about his existence...

 began a campaign of attacking and pillaging the Jin northern borders, intending to capture men and women to be trained as musicians. In response, Liu Yu decided to launch a campaign to destroy Southern Yan, over the objections of most imperial officials, but was supported by one of Liu Yu's initial allies in starting the uprising against Huan Xuan, Meng Chang (孟昶). While Liu Yu was quickly able to defeat Southern Yan main forces in late 409 and put the Southern Yan capital Guanggu (廣固, in modern Qingzhou
Qingzhou
Qingzhou , formerly Yidu County , is a county-level city, which is located in the west of Weifang City, Shandong Province, China. Qingzhou is a dynamic industry city, and also grows a great number of farm products...

, Shandong
Shandong
' is a Province located on the eastern coast of the People's Republic of China. Shandong has played a major role in Chinese history from the beginning of Chinese civilization along the lower reaches of the Yellow River and served as a pivotal cultural and religious site for Taoism, Chinese...

) under siege, Guanggu did not fall quickly. While Liu Yu was sieging Guanggu, Xu Daofu persuaded a reluctant Lu Xun (who was afraid of a confrontation with Liu Yu) to attack north, reasoning that eventually when Liu Yu was ready, Liu Yu would attack first, and that with Liu Yu sieging Guanggu, they could capture the rest of the empire together.

In spring 410, Liu Yu, captured Guanggu, ending Southern Yan, and considered further readying a campaign against Later Qin
Later Qin
The Later Qin was a state of Qiang ethnicity of the Sixteen Kingdoms during the Jin Dynasty in China. Note that the Later Qin is entirely distinct from the ancient Qin Dynasty, the Former Qin, and the Western Qin....

, was informed that Lu and Xu were attacking north, and therefore quickly returned south toward Jiankang. Meanwhile, He Wuji led a fleet against Xu at Yuzhang (豫章, in modern Nanchang
Nanchang
Nanchang is the capital of Jiangxi Province in southeastern China. It is located in the north-central portion of the province. As it is bounded on the west by the Jiuling Mountains, and on the east by Poyang Lake, it is famous for its scenery, rich history and cultural sites...

, Jiangxi
Jiangxi
' is a southern province in the People's Republic of China. Spanning from the banks of the Yangtze River in the north into hillier areas in the south, it shares a border with Anhui to the north, Zhejiang to the northeast, Fujian to the east, Guangdong to the south, Hunan to the west, and Hubei to...

), but was defeated and killed by Xu. A second force commanded by Liu Yi was also defeated by Xu and Lu. However, Liu Yi's captured soldiers informed Lu that Liu Yu was on his way back to Jiankang, and Lu, intimidated, considered ending his campaign, but continued to Jiankang at Xu's insistence. A number of imperial officials, including Meng, suggested that Emperor An be taken across the Yangtze River
Yangtze River
The Yangtze, Yangzi or Cháng Jiāng is the longest river in Asia, and the third-longest in the world. It flows for from the glaciers on the Tibetan Plateau in Qinghai eastward across southwest, central and eastern China before emptying into the East China Sea at Shanghai. It is also one of the...

 to evade Lu's forces, but Liu Yu refused, choosing to defend Jiankang.

Once at Jiankang, Lu refused several strategies that Xu offered that were risky but offered chances of success, instead trying to intimidate Liu Yu's forces into collapsing, which he could not do. Soon he ran out of food supplies and withdrew to Xunyang (尋陽, in modern Jiujiang
Jiujiang
Jiujiang , formerly transliterated Kiukiang, is a prefecture-level city located on the southern shores of the Yangtze River in northwest Jiangxi Province, China. It is the second-largest prefecture-level city in Jiangxi province, the largest one being Nanchang...

, Jiangxi
Jiangxi
' is a southern province in the People's Republic of China. Spanning from the banks of the Yangtze River in the north into hillier areas in the south, it shares a border with Anhui to the north, Zhejiang to the northeast, Fujian to the east, Guangdong to the south, Hunan to the west, and Hubei to...

). Liu Yu gave chase, but also ordered his generals Sun Chu (孫處) and Shen Tianzi (沈田子) to take a fleet by sea to attack Panyu, fully confident that he can defeat Lu and make it impossible for Lu to then retreat to his home base. Meanwhile, Xu attacked Jing Province (荊州, modern Hubei
Hubei
' Hupeh) is a province in Central China. The name of the province means "north of the lake", referring to its position north of Lake Dongting...

 and Hunan
Hunan
' is a province of South-Central China, located to the south of the middle reaches of the Yangtze River and south of Lake Dongting...

), but was defeated by Liu Yu's brother Liu Daogui (劉道規), and rejoined Lu, preparing for a confrontation with Liu Yu. Around the new year 411, they engaged Liu Yu at Dalei (大雷, in modern Anqing
Anqing
Anqing is a prefecture-level city in southwestern Anhui province, East China. It borders Lu'an to the north, Chaohu to the northeast, Tongling to the east, Chizhou to the southeast, and the provinces of Jiangxi and Hubei to the south and west respectively....

, Anhui
Anhui
Anhui is a province in the People's Republic of China. Located in eastern China across the basins of the Yangtze River and the Huai River, it borders Jiangsu to the east, Zhejiang to the southeast, Jiangxi to the south, Hubei to the southwest, Henan to the northwest, and Shandong for a tiny...

), but Liu Yu destroyed their fleet with fire. Lu and Xu fled toward Panyu, which had however been captured by Sun at this point. Lu put Panyu under siege, but Shen, who was then trying to capture other commanderies, returned to Panyu and defeated Lu along with Sun. Lu fled toward Jiao Province (交州, modern northern Vietnam
Vietnam
Vietnam – sometimes spelled Viet Nam , officially the Socialist Republic of Vietnam – is the easternmost country on the Indochina Peninsula in Southeast Asia. It is bordered by China to the north, Laos to the northwest, Cambodia to the southwest, and the South China Sea –...

). The governor of Jiao Province, Du Huidu (杜慧度), defeated Lu, and Lu killed his wife and concubines, and then committed suicide by jumping into a river.

Campaigns against Western Shu and Later Qin

With the state having been stabilized after Lu Xun's destruction, Liu Yu again turned his attention outward, hoping to use military victories to propel himself into sufficiently high public standing that he can take the throne for himself. At the same time, however, he began to remove members of his coalition who stood or might stand in his way. In 412, believing that Liu Yi, then governor of Jing Province, was about to act against him along with Liu Yi's cousin Liu Fan (劉藩) the governor of Yan Province (兗州, then modern central Jiangsu
Jiangsu
' is a province of the People's Republic of China, located along the east coast of the country. The name comes from jiang, short for the city of Jiangning , and su, for the city of Suzhou. The abbreviation for this province is "苏" , the second character of its name...

), he arrested Liu Fan and his friend Xie Hun (謝混), and then made a surprise attack against Liu Yi, defeating Liu Yi's forces easily. Liu Yi was killed in flight. In 413, Liu Yu also surprised and killed his assistant, the general Zhuge Zhangmin (諸葛長民), whom he suspected of considering to act against him when he was away from Jiankang attacking Liu Yi.

Meanwhile, in late 412, Liu Yu commissioned the general Zhu Lingshi (朱齡石) to attack Qiao Zong's Western Shu, secretly instructing him to take the long route to Qiao Zong's capital Chengdu by Min River (岷江), rather than the short route by Fu River (涪江). Zhu's forces were able to surprise Qiao Zong's main general Qiao Daofu and Qiao Zong himself, capturing Chengdu in 413 and annexing Western Shu back into Jin.

In 414, Liu Yu began to suspect Liu Yi's replacement as the governor of Jing Province, Sima Xiuzhi (司馬休之), who was a member of the imperial clan and whose son Sima Wensi (司馬文思) had been created the Prince of Qiao and had gathered many adventurers around him. In spring 414, Liu Yu had Sima Wensi's confederates arrested and executed, while delivering Sima Wensi to Sima Xiuzhi, intending for Sima Xiuzhi to show submission by executing Sima Wensi himself. Instead, Sima Xiuzhi only requested that Sima Wensi's princely title be stripped. In spring 415, Liu Yu arrested another son of Sima Xiuzhi, Sima Wenbao (司馬文寶), and Sima Xiuzhi's nephew Sima Wenzu (司馬文祖), ordering the two to commit suicide, and then launched an attack on Sima Xiuzhi, who was joined by Lu Zongzhi (魯宗之) the governor of Yong Province (雍州, then modern northwestern Hubei
Hubei
' Hupeh) is a province in Central China. The name of the province means "north of the lake", referring to its position north of Lake Dongting...

). Initially, Sima Xiuzhi and Lu Zongzhi enjoyed some successes, defeating Liu Yu's son-in-law Xu Kuizhi (徐逵之), but after Liu Yu himself arrived, he defeated Sima Xiuzhi's forces, capturing Jiangling and forcing Sima Xiuzhi and Lu Zongzhi to flee to Later Qin. Liu Yu now no longer had significant opposition in Jin.

In 416, Liu Yu launched a major attack against Later Qin, in light of the recent death of the Later Qin emperor Yao Xing
Yao Xing
Yao Xing , courtesy name Zilue , formally Emperor Wenhuan of Qin , was an emperor of the Chinese/Qiang state Later Qin. He was the son of the founding emperor Yao Chang . For most of his reign, he did not use the title of emperor, but used the title Heavenly Prince...

, entrusting the capital to his assistant Liu Muzhi (劉穆之), with his teenage heir apparent
Heir apparent
An heir apparent or heiress apparent is a person who is first in line of succession and cannot be displaced from inheriting, except by a change in the rules of succession....

 Liu Yifu
Emperor Shao of Liu Song
Emperor Shao of Song , also known by his post-removal title Prince of Yingyang , personal name Liu Yifu , nickname Chebing , was an emperor of the Chinese dynasty Liu Song. He was the oldest son of the founding emperor, Emperor Wu, and became emperor after his father's death in 422...

 being nominally in charge. In winter 416, the important city Luoyang
Luoyang
Luoyang is a prefecture-level city in western Henan province of Central China. It borders the provincial capital of Zhengzhou to the east, Pingdingshan to the southeast, Nanyang to the south, Sanmenxia to the west, Jiyuan to the north, and Jiaozuo to the northeast.Situated on the central plain of...

 fell to Liu Yu's general Tan Daoji
Tan Daoji
Tan Daoji was a high level general of the Chinese dynasty Liu Song. He was one of the most respected generals during the Southern and Northern Dynasties era...

 (檀道濟). In light of Luoyang's fall, Liu Yu had Emperor An create him Duke of Song and bestow him the nine bestowments, showing his intentions to take the throne eventually, although he declined both honors at that point.

In spring 417, Tan Daoji and another general, Shen Linzi (沈林子), engaged in a major campaign with Later Qin's most prominent general, Yao Shao (姚紹) the Duke of Lu, the uncle of the emperor Yao Hong
Yao Hong
Yao Hong , courtesy name Yuanzi , was the last emperor of the Chinese/Qiang state Later Qin. He was the oldest son and heir of Yao Xing , who was already regarded as kind but weak during his father's reign, and after his father's death, with the state already weakened by attacks by the rebel Xia...

. After a month of battles, Yao Shao was defeated, and he died in anger. With Yao Shao dead, the other Later Qin generals could not resist Jin forces. Liu Yu's fleet, commanded by Wang Zhen'e (王鎮惡, Wang Meng's grandson), advanced quickly, while Yao Hong tried to first destroy Liu Yu's flank forces, commanded by Shen Linzi's brother Shen Tianzi. Despite Yao Hong's large advantage in numbers, Shen Tianzi crushed him, forcing him to flee back to his capital Chang'an
Chang'an
Chang'an is an ancient capital of more than ten dynasties in Chinese history, today known as Xi'an. Chang'an literally means "Perpetual Peace" in Classical Chinese. During the short-lived Xin Dynasty, the city was renamed "Constant Peace" ; yet after its fall in AD 23, the old name was restored...

. Wang Zhen'e's fleet then arrived and defeated Later Qin's final resistance, entering Chang'an. Yao Hong surrendered, and Liu Yu had him delivered to Jiankang and executed, ending Later Qin.

Emperor An's death

With Later Qin destroyed, there was an expectation that Liu Yu would next advance northwest and either destroy or force the subjugation of the several states in the northwest still -- Xia
Xia (Sixteen Kingdoms)
Tiefu was a pre-state Xiongnu tribe during the era of Sixteen Kingdoms in China. Its chieftain Liu Bobo established the state of Xia in 407 and changed his family name into Helian....

, Western Qin
Western Qin
The Western Qin was a state of Xianbei ethnicity during the era of Sixteen Kingdoms in China. Note that the Western Qin is entirely distinct from the ancient Qin Dynasty, the Former Qin, and the Later Qin....

, Northern Liang
Northern Liang
The Northern Liang was a state of the Sixteen Kingdoms in China. It was founded by the Xiongnu Juqu family, although they initially supported the Han official Duan Ye as prince, they overthrew him in 401 and took over themselves....

, and Western Liang
Western Liang
The Western Liang was a state of the Sixteen Kingdoms in China. It was founded by the Li family of the Han Chinese. The founder of the Tang Dynasty, Li Yuan , traced his ancestry to the Western Liang rulers....

. Indeed, at this point, Western Qin's prince Qifu Chipan
Qifu Chipan
Qifu Chipan , formally Prince Wenzhao of Qin , was a prince of the Chinese/Xianbei state Western Qin. During his reign, Western Qin reached its prime after he destroyed and seized the territory of the rival state Southern Liang in 414, but it then began a gradual decline under attacks by Xia and...

, Northern Liang's prince Juqu Mengxun
Juqu Mengxun
Juqu Mengxun was a prince of the Chinese/Xiongnu state Northern Liang, and the first from the Juqu clan. His cousin Juqu Nancheng and he initially supported Duan Ye as prince of Northern Liang in 397 after rebelling against Later Liang, but in 401, Juqu Mengxun tricked Duan Ye into wrongly...

, and Western Liang's prince Li Gao
Li Gao
Li Gao , courtesy name Xuansheng , nickname Changsheng , formally Prince Wuzhao of Liang , was the founding duke of the Chinese state Western Liáng...

 were all sufficiently intimidated that they nominally submitted to Jin's authority. However, Liu Muzhi then died at this time, and Liu Yu, intending on taking the throne, decided to return to Jiankang himself, leaving his 11-year-old son Liu Yizhen (劉義真) and the generals Wang Zhen'e, Shen Tianzi, Mao Dezu (毛德祖), and the official Wang Xiu (王脩) in charge of Chang'an.

With Liu Yu having left Chang'an, Xia's emperor Helian Bobo
Helian Bobo
Helian Bobo , né Liu Bobo , courtesy name Qujie , formally Emperor Wulie of Xia , was the founding emperor of the Chinese/Xiongnu state Xia...

 was intent on taking Chang'an himself. He had his sons Helian Gui (赫連璝) and Helian Chang
Helian Chang
Helian Chang , courtesy name Huan'guo , nickname Zhe , was an emperor of the Chinese/Xiongnu state Xia. He was the successor and a son of the founding emperor Helian Bobo . After his father's death in 425, he tried to expand Xia further, but soon his state began to collapse in light of pressure...

, along with his general Wang Maide (王買德) make a three-pronged advance toward Chang'an while cutting off the supply route between Luoyang and Chang'an. Meanwhile, with Wang Zhen'e and Shen Tianzi being previously envious of each other, Shen Tianzi suspected Wang Zhen'e of being ready to rebel, and so killed him. Wang Xiu then executed Shen Tianzi, but then Liu Yizhen believed the accusations that Wang Zhen'e was in fact about to rebel and that Wang Xiu was ready to as well, and so executed Wang Xiu. Once Wang Xiu was executed, Liu Yizhen himself was without supervision, and he, in fear of Xia forces, withdrew all of his forces inside Chang'an, and Xia forces then sieged the city. Liu Yu, hearing this, sent Zhu Lingshi to replace Liu Yizhen and ordered Liu Yizhen to withdraw. Liu Yizhen's forces, however, having pillaged Chang'an, could not withdraw quickly, and they were crushed by Xia forces at Qingni (青泥, in modern Xi'an
Xi'an
Xi'an is the capital of the Shaanxi province, and a sub-provincial city in the People's Republic of China. One of the oldest cities in China, with more than 3,100 years of history, the city was known as Chang'an before the Ming Dynasty...

, Shaanxi
Shaanxi
' is a province in the central part of Mainland China, and it includes portions of the Loess Plateau on the middle reaches of the Yellow River in addition to the Qinling Mountains across the southern part of this province...

), with nearly the entire army killed or captured. Liu Yizhen barely escaped with his life, and the Chang'an region became Xia possession, although Jin retained the Luoyang region.

Meanwhile, Liu Yu, having accepted the Duke of Song title and the nine bestowments in summer 418, had Emperor An create him the Prince of Song, but then publicly declined it. Meanwhile, he became convinced of the truth of a prophecy that stated, "There will be two more emperors after Changming." (Changming, which meant "dawn," was the courtesy name of Emperor An's father Emperor Xiaowu.) He therefore became resolved to kill Emperor An, and he tried several times to have Emperor An's servants poison him, but because Emperor An's brother Sima Dewen continuously attended to him, the servants had no chance to poison him. However, around the new year 419, Sima Dewen was himself ill and had to be at his house. Liu Yu's assassin Wang Shaozhi (王韶之) then took the opportunity to kill Emperor An—according to Zizhi Tongjian
Zizhi Tongjian
The Zizhi Tongjian was a pioneering reference work in Chinese historiography, published in 1084, under the form of a chronicles. In 1065 CE, Emperor Yingzong of Song ordered the great historian Sima Guang to lead with other scholars such as his chief assistants Liu Shu, Liu Ban and Fan Zuyu, the...

, by twisting clothes into a rope and then using it to strangle Emperor An. Liu Yu then made Sima Dewen emperor (as Emperor Gong).

Era names

  • Longan (隆安 lóng ān) February 13, 397-February 17, 402
  • Yuanxing (元興 yuán xīng) February 18, 402-March 1, 405
  • Yixi (義熙 yì xī) March 2, 405-419

Personal information

  • Father
    • Emperor Xiaowu of Jin
      Emperor Xiaowu of Jin
      Emperor Xiaowu of Jin , personal name Sima Yao , courtesy name Changming , was an emperor of the Eastern Jin Dynasty in China...

  • Mother
    • Consort Chen Guinü
      Consort Chen Guinü
      Consort Chen Guinü , formally Empress Dowager Ande was an imperial consort during the Chinese Jin Dynasty . She was Emperor Xiaowu's concubine....

       (d. 390), posthumously honored as Empress Dowager Ande
  • Wife
    • Empress Wang Shen'ai
      Empress Wang Shen'ai
      Empress Wang Shen'ai , formally Empress Anxi was an empress of Jin Dynasty . Her husband was the developmentally disabled Emperor An....

      (created 397, d. 412)
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