Realism in the Balance
Encyclopedia
Realism in the Balance is a 1938 essay by Georg Lukács
Georg Lukács
György Lukács was a Hungarian Marxist philosopher and literary critic. He is a founder of the tradition of Western Marxism. He contributed the concept of reification to Marxist philosophy and theory and expanded Karl Marx's theory of class consciousness. Lukács' was also an influential literary...

 in which he defends the "traditional" realism
Literary realism
Literary realism most often refers to the trend, beginning with certain works of nineteenth-century French literature and extending to late-nineteenth- and early-twentieth-century authors in various countries, towards depictions of contemporary life and society "as they were." In the spirit of...

 of authors like Thomas Mann
Thomas Mann
Thomas Mann was a German novelist, short story writer, social critic, philanthropist, essayist, and 1929 Nobel Prize laureate, known for his series of highly symbolic and ironic epic novels and novellas, noted for their insight into the psychology of the artist and the intellectual...

 in the face of rising Modernist movements, such as Expressionism
Expressionism
Expressionism was a modernist movement, initially in poetry and painting, originating in Germany at the beginning of the 20th century. Its typical trait is to present the world solely from a subjective perspective, distorting it radically for emotional effect in order to evoke moods or ideas...

, Surrealism
Surrealism
Surrealism is a cultural movement that began in the early 1920s, and is best known for the visual artworks and writings of the group members....

, and Naturalism. Practitioners of these movements, such as James Joyce
James Joyce
James Augustine Aloysius Joyce was an Irish novelist and poet, considered to be one of the most influential writers in the modernist avant-garde of the early 20th century...

, placed an emphasis on displaying the discord and disenchantment of modern life through techniques that highlight individualism and individual consciousness, such as stream of consciousness. In his essay, Lukács presents a complex, nuanced view of these movements and their relation to what he feels is "true" realism: On the one hand, Lukács feels that such movements are a historical necessity, but he also strongly expresses the sentiment that these new artistic movements lack revolutionary power.

The New Movements in Context

Lukács felt that the new movements were evidence that capitalism
Capitalism
Capitalism is an economic system that became dominant in the Western world following the demise of feudalism. There is no consensus on the precise definition nor on how the term should be used as a historical category...

 was being stretched to the breaking point. As he writes:
Economic reality as a totality is itself subject to historical change … the decisive role of the bourgeoisie in history is to develop the world market, thanks to which the economy of the whole world becomes an objectively unified totality. … As a result of the objective structure of the economic system, the surface of capitalism appears to ‘disintegrate’ into a series of elements all driven towards independence. Obviously this must be reflected in the consciousness of the men who live in this society, and hence too in the consciousness of poets and thinkers. (1036)


That is to say, the focus on individual isolation
Marx's theory of alienation
Marx's theory of alienation , as expressed in the writings of the young Karl Marx , refers to the separation of things that naturally belong together, or to put antagonism between things that are properly in harmony...

 in these artistic movements is correlated directly with the wholesale integration of capitalist system. This forms one of Lukács' primary arguments against the revolutionary potential of modernism
Modernism
Modernism, in its broadest definition, is modern thought, character, or practice. More specifically, the term describes the modernist movement, its set of cultural tendencies and array of associated cultural movements, originally arising from wide-scale and far-reaching changes to Western society...

, namely, that these movements portray individual life as disconnected at a time in which capitalism ensures that people's lives are actually more intertwined than ever.

Social Totality

Lukács believed strongly that literature
Literature
Literature is the art of written works, and is not bound to published sources...

 could yield effects on society at large. Indeed, Realism in the Balance begins with a quote from Georgi Dimitrov
Georgi Dimitrov
Georgi Dimitrov Mikhaylov , also known as Georgi Mikhaylovich Dimitrov , was a Bulgarian Communist politician...

 on the importance of Don Quixote to the bourgeoisie
Bourgeoisie
In sociology and political science, bourgeoisie describes a range of groups across history. In the Western world, between the late 18th century and the present day, the bourgeoisie is a social class "characterized by their ownership of capital and their related culture." A member of the...

 in their battle against feudalism
Feudalism
Feudalism was a set of legal and military customs in medieval Europe that flourished between the 9th and 15th centuries, which, broadly defined, was a system for ordering society around relationships derived from the holding of land in exchange for service or labour.Although derived from the...

. And it was traditional realism that Lukács believed could lead to Marxist revolution.

Lukács takes the Marxist stance
Proletarian revolution
A proletarian revolution is a social and/or political revolution in which the working class attempts to overthrow the bourgeoisie. Proletarian revolutions are generally advocated by socialists, communists, and most anarchists....

 that the proletariat
Proletariat
The proletariat is a term used to identify a lower social class, usually the working class; a member of such a class is proletarian...

 is a restless force, full of potential but lacking direction. It is the duty of the author, then, to make evident to the proletariat the true nature of social relations. To Lukács, then, the struggle over the nature of "realism" was not an obscure theoretical squabble but a debate of importance that had phenomenal potential to change society. As he writes:
If literature is a particular form by means of which objective reality is reflected, then it becomes of crucial importance for it to grasp that reality as it truly is, and not merely to confine itself to reproducing whatever manifests itself immediately and on the surface. (1037)


"Whatever manifests itself immediately and on the surface" here is a clear jab at the techniques and perspectives of the Modernist schools.

Realism and Great Literature

Lukács believed that those authors willing to try and capture this social totality produced better works, both in aesthetics
Aesthetics
Aesthetics is a branch of philosophy dealing with the nature of beauty, art, and taste, and with the creation and appreciation of beauty. It is more scientifically defined as the study of sensory or sensori-emotional values, sometimes called judgments of sentiment and taste...

 and in revolutionary potential, than the writers of the Modernist schools. Cleverly paralleling the dialectical
Dialectic
Dialectic is a method of argument for resolving disagreement that has been central to Indic and European philosophy since antiquity. The word dialectic originated in Ancient Greece, and was made popular by Plato in the Socratic dialogues...

 developments of larger society, Lukács writes that the "monotony" of Modernist works proceeds inexorably from the decision to abandon any attempt to mirror objective reality ... this approach permits no creative composition, no rise and fall, no growth from within to emerge from the true nature of the subject-matter.

In particular, Lukács expresses his support for the German author Thomas Mann
Thomas Mann
Thomas Mann was a German novelist, short story writer, social critic, philanthropist, essayist, and 1929 Nobel Prize laureate, known for his series of highly symbolic and ironic epic novels and novellas, noted for their insight into the psychology of the artist and the intellectual...

. Citing the title character of Mann's work Tonio Kröger
Tonio Kröger
Tonio Kröger is a novella by Thomas Mann, written early in 1901, when he was 25. It was first published in 1903.-Plot summary:The narrative follows the course of a man's life from his schoolboy days to his adulthood. The son of a north German merchant and an Italian artist, Tonio inherited...

, Lukács writes that:
when Thomas Mann refers to Tonio Kröger as a ‘bourgeois who has lost his way’, he does not rest content with that: he shows how and why he is still a bourgeois, for all his hostility to the bourgeoisie, his homelessness within bourgeois society, and his exclusion from the life of the bourgeois. Because he does all this, Mann towers as a creative artist and in his grasp of the nature of society. (1039-1040)


But Lukács did not only prize the work of leftists. He felt that any author, regardless of political affiliation, would be better served by displaying the "real" nature of social totality. This explains Lukács' support of the works of Balzac, who, as a royalist, was diametrically opposed to Lukács' Leninist beliefs.

Historical Materialism

Lukács refuses to grant any revolutionary potential to the new Modernist schools, but in doing so, he is forced to defend his thesis in a controversial way. Marxist thought
Dialectical materialism
Dialectical materialism is a strand of Marxism synthesizing Hegel's dialectics. The idea was originally invented by Moses Hess and it was later developed by Karl Marx and Friedrich Engels...

 holds that each new advance in society merely hastens the eventual revolution. But certainly the Modernist schools are a new advance, and so they must have some revolutionary potential. Lukács is therefore forced to either declare that Modernism is not historically necessary, or to debate the Marxist concept of inevitability. Since he has already incorporated the development of Modernist movements into his thesis of social totality, he must take the latter position. As he writes:
For Marxism the acknowledgment of a historical necessity neither implies a justification of what actually exists (not even during the period when it exists), nor does it express a fatalistic belief in the necessity of historical events … Even less would it occur to a Marxist to see thereby any fatalistic necessity in the development from capitalism to socialism. (1047)

External links

  • http://www.totse.com/en/ego/literary_genius/bela2.html Bela Kiralyfalvi on the philosophical differences between Lukács and Bertolt Brecht
    Bertolt Brecht
    Bertolt Brecht was a German poet, playwright, and theatre director.An influential theatre practitioner of the 20th century, Brecht made equally significant contributions to dramaturgy and theatrical production, the latter particularly through the seismic impact of the tours undertaken by the...

  • http://www.ohiostatepress.org/Books/Book%20PDFs/Spaulding%20Re-Forming.pdf A. Timothy Spaulding's e-book
    E-book
    An electronic book is a book-length publication in digital form, consisting of text, images, or both, and produced on, published through, and readable on computers or other electronic devices. Sometimes the equivalent of a conventional printed book, e-books can also be born digital...

     Re-Forming the Past, which features a discussion about Lukács' stance on realism as it relates to slave narratives.
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