Whale behaviour
Encyclopedia

Whale surfacing behaviour is often unique among marine mammal
Marine mammal
Marine mammals, which include seals, whales, dolphins, and walruses, form a diverse group of 128 species that rely on the ocean for their existence. They do not represent a distinct biological grouping, but rather are unified by their reliance on the marine environment for feeding. The level of...

s and marine life in general. Various behaviours such as breaching, porpoising, lobtailing, and others are heavily documented in both scientific literature on cetaceans and in the popular imagination.

Breaching, lunging, and porpoising

A breach or a lunge is a leap out of the water also known as cresting. The distinction between the two is fairly arbitrary: cetacean researcher Hal Whitehead
Hal Whitehead
Hal Whitehead is a biologist specializing in the study of the Sperm Whale . Whitehead is professor at Dalhousie University. The primary field research vessel of his laboratory is the Balaena, a Valiant 40 ocean-going cruising boat, which normally does its work off the coast of Nova Scotia...

 chooses to define a breach as any leap in which at least 40% of the animal's body clears the water, and a lunge as a leap with less than 40% clearance. Qualitatively, a breach is a genuine jump with an intent to clear the water, whereas a lunge is the result of a fast upward sloping swim, perhaps as a result of feeding, that has caused the whale to clear the surface of the water unintentionally.

Whales such as sperm whale
Sperm Whale
The sperm whale, Physeter macrocephalus, is a marine mammal species, order Cetacea, a toothed whale having the largest brain of any animal. The name comes from the milky-white waxy substance, spermaceti, found in the animal's head. The sperm whale is the only living member of genus Physeter...

s perform a breach by travelling vertically upwards from depth, and heading straight out of the water. Others, such as the humpback whale
Humpback Whale
The humpback whale is a species of baleen whale. One of the larger rorqual species, adults range in length from and weigh approximately . The humpback has a distinctive body shape, with unusually long pectoral fins and a knobbly head. It is an acrobatic animal, often breaching and slapping the...

, travel close to the surface and parallel to it, and then jerk upwards at full speed to perform a breach. In a typical breach, as performed by a humpback or right whale
Right whale
Right whales are three species of large baleen whales consisting of two genera in the family Balaenidae of order Cetacea. Their bodies are very dark gray or black and rotund....

, the whale clears the water at an angle of about 30° to the horizontal. Around 90% of the body clears the water before the whale turns to land on its back or side. "Belly flops" also occur but are less common. In order to achieve 90% clearance, a humpback needs to leave the water at a speed of eight meters per second or 29 kilometres per hour (18 mph). For a 36 metric tons (39.7 ST) animal, this results in a momentum
Momentum
In classical mechanics, linear momentum or translational momentum is the product of the mass and velocity of an object...

 of 288 thousand newton•second
Second
The second is a unit of measurement of time, and is the International System of Units base unit of time. It may be measured using a clock....

s.
Breaches are often carried out in series. The longest recorded sustained series was by a humpback near the West Indies—totalling 130 leaps in less than 90 minutes. Repeated breaches tire the animal, so that less of the body clears the water each time.

The right, humpback and sperm whales are the most well known jumpers. However the other baleen whale
Baleen whale
The Baleen whales, also called whalebone whales or great whales, form the Mysticeti, one of two suborders of the Cetacea . Baleen whales are characterized by having baleen plates for filtering food from water, rather than having teeth. This distinguishes them from the other suborder of cetaceans,...

s such as fin
Fin Whale
The fin whale , also called the finback whale, razorback, or common rorqual, is a marine mammal belonging to the suborder of baleen whales. It is the second longest whale and the sixth largest living animal after the blue whale, bowhead whale, and right whales, growing to nearly 27 metres long...

, blue
Blue Whale
The blue whale is a marine mammal belonging to the suborder of baleen whales . At in length and or more in weight, it is the largest known animal to have ever existed....

, minke
Minke Whale
Minke whale , or lesser rorqual, is a name given to two species of marine mammal belonging to a clade within the suborder of baleen whales. The minke whale was given its official designation by Lacepède in 1804, who described a dwarf form of Balænoptera acuto-rostrata...

, gray
Gray Whale
The gray whale, Eschrichtius robustus, is a baleen whale that migrates between feeding and breeding grounds yearly. It reaches a length of about , a weight of , and lives 50–70 years. The common name of the whale comes from the gray patches and white mottling on its dark skin. Gray whales were...

 and sei
Sei Whale
The sei whale , Balaenoptera borealis, is a baleen whale, the third-largest rorqual after the blue whale and the fin whale. It inhabits most oceans and adjoining seas, and prefers deep offshore waters. It avoids polar and tropical waters and semi-enclosed bodies of water...

 whales also breach. Oceanic dolphin
Oceanic dolphin
Oceanic dolphins are the members of the Delphinidae family of cetaceans. These marine mammals are related to whales and porpoises. They are found worldwide, mostly in the shallower seas of the continental shelves...

s, including the orca
Orca
The killer whale , commonly referred to as the orca, and less commonly as the blackfish, is a toothed whale belonging to the oceanic dolphin family. Killer whales are found in all oceans, from the frigid Arctic and Antarctic regions to tropical seas...

, are very common breachers and are in fact capable of lifting themselves completely out of the water very easily.

Many reasons have been suggested for breaching. Whales are more likely to breach when they are in groups, suggesting social reasons, such as an assertion of dominance, courting or warning of danger. Scientists have called this theory "honest signalling". The immense cloud of bubbles and underwater disturbance following a breach cannot be faked; neighbours then know a breach has taken place. A single breach costs a whale only about 0.075% of its total daily energy intake, but a long series of breaches may add up to a significant energy expenditure.

It is also possible that the loud "smack" upon re-entering is useful for stunning or scaring prey. Noisemaking is believed to be the reason for lobtailing. Others suggest that a breach allows the whale to breathe in air that is not close to the surface, which may aid breathing in rough seas. Another widely accepted possible reason is to dislodge parasites from the skin. The behaviour may also be a form of play.

Breaching has also been observed in the following shark
Shark
Sharks are a type of fish with a full cartilaginous skeleton and a highly streamlined body. The earliest known sharks date from more than 420 million years ago....

s and rays
Batoidea
Batoidea is a superorder of cartilaginous fish commonly known as rays and skates, containing more than 500 described species in thirteen families...

: the great white shark
Great white shark
The great white shark, scientific name Carcharodon carcharias, also known as the great white, white pointer, white shark, or white death, is a large lamniform shark found in coastal surface waters in all major oceans. It is known for its size, with the largest individuals known to have approached...

, thresher shark
Thresher shark
Thresher sharks are large lamniform sharks of the family Alopiidae. Found in all temperate and tropical oceans of the world, the family contains three species all within the genus Alopias.-Taxonomy:...

, shortfin mako, longfin mako
Longfin mako
The longfin mako shark is a species of mackerel shark in the family Lamnidae, with a probable worldwide distribution in temperate and tropical waters. An uncommon species, it is commonly lumped together under the name "mako" with its better-known relative, the shortfin mako shark...

, spinner shark
Spinner shark
The spinner shark is a species of requiem shark, family Carcharhinidae, named for the spinning leaps it makes as a part of its feeding strategy. This species occurs in tropical and warm temperate waters worldwide, except for in the eastern Pacific Ocean...

, blacktip reef shark
Blacktip reef shark
The blacktip reef shark is a species of requiem shark, family Carcharhinidae, easily identified by the prominent black tips on its fins...

, salmon shark
Salmon shark
The salmon shark, Lamna ditropis, is a species of shark occurring in the north Pacific ocean. As an apex predator, the salmon shark feeds on salmon, and also on squid, sablefish, and herring...

, porbeagle shark, copper shark and basking shark
Basking shark
The basking shark is the second largest living fish, after the whale shark. It is a cosmopolitan migratory species, found in all the world's temperate oceans. It is a slow moving and generally harmless filter feeder and has anatomical adaptations to filter feeding, such as a greatly enlarged...

 as well as the manta ray
Manta ray
The manta ray is the largest species of the rays. The largest known specimen was more than across, with a weight of about . It ranges throughout waters of the world, typically around coral reefs...

.

Spyhopping

When spyhopping, the whale rises and holds position partially out of the water, often exposing its entire rostrum
Rostrum (anatomy)
The term rostrum is used for a number of unrelated structures in different groups of animals:*In crustaceans, the rostrum is the forward extension of the carapace in front of the eyes....

 and head, and is visually akin to a human treading water
Treading water
Water treading is an aspect of swimming that involves a swimmer staying in a vertical position in the water while keeping his or her head above the surface of the water...

. Spyhopping is controlled and slow, and can last for minutes at a time if the whale is sufficiently inquisitive about whatever (or whomever) it is viewing.

Generally, the whale does not appear to swim to maintain its "elevated" position while spyhopping, instead relying on exceptional buoyancy control and positioning with pectoral fins. Typically the whale's eyes will be slightly above or below the surface of the water, enabling it to see whatever is nearby on the surface.

Spyhopping often occurs during a "mugging" situation, where the focus of a whale's attention is on a boat rather than on other nearby whales. Spyhopping among orca
Orca
The killer whale , commonly referred to as the orca, and less commonly as the blackfish, is a toothed whale belonging to the oceanic dolphin family. Killer whales are found in all oceans, from the frigid Arctic and Antarctic regions to tropical seas...

s may be to view prey
Predation
In ecology, predation describes a biological interaction where a predator feeds on its prey . Predators may or may not kill their prey prior to feeding on them, but the act of predation always results in the death of its prey and the eventual absorption of the prey's tissue through consumption...

 species. For this a spyhop may be more useful than a breach, because the view is held steady for a longer period of time. The great white shark
Great white shark
The great white shark, scientific name Carcharodon carcharias, also known as the great white, white pointer, white shark, or white death, is a large lamniform shark found in coastal surface waters in all major oceans. It is known for its size, with the largest individuals known to have approached...

 and blacktip reef shark
Blacktip reef shark
The blacktip reef shark is a species of requiem shark, family Carcharhinidae, easily identified by the prominent black tips on its fins...

 have also been known to spyhop.

Lobtailing and slapping

Lobtailing is the act of a whale or dolphin lifting its flukes out of the
water and then bringing them down onto the surface of the water hard and fast in order to make a loud slap. Similarly, species with large flippers
Flipper (anatomy)
A flipper is a typically flat limb evolved for movement through water. Various creatures have evolved flippers, for example penguins , cetaceans A flipper is a typically flat limb evolved for movement through water. Various creatures have evolved flippers, for example penguins (also called...

 may also slap them against the water.
Like breaching, lobtailing is common amongst active cetacean species such as sperm, humpback, right and grey whale
Gray Whale
The gray whale, Eschrichtius robustus, is a baleen whale that migrates between feeding and breeding grounds yearly. It reaches a length of about , a weight of , and lives 50–70 years. The common name of the whale comes from the gray patches and white mottling on its dark skin. Gray whales were...

s. It is less common, but still occasionally occurs, amongst the other large whales. Porpoise
Porpoise
Porpoises are small cetaceans of the family Phocoenidae; they are related to whales and dolphins. They are distinct from dolphins, although the word "porpoise" has been used to refer to any small dolphin, especially by sailors and fishermen...

s and river dolphin
River dolphin
River dolphins are the four living species of dolphin that reside in freshwater rivers and estuaries. River dolphins inhabit areas of Asia and South America. They are classed in the Platanistoidea superfamily of cetaceans. Three species live in fresh water rivers. The fourth species, the La Plata...

s rarely lobtail, but it is a very common phenomenon amongst oceanic dolphin
Oceanic dolphin
Oceanic dolphins are the members of the Delphinidae family of cetaceans. These marine mammals are related to whales and porpoises. They are found worldwide, mostly in the shallower seas of the continental shelves...

s. Lobtailing is more common within species that have a complex social order than those where animals are more likely to be solitary.

Large whales tend to lobtail by positioning themselves vertically downwards into the water and then slapping the surface by bending the tail stock. Dolphins, however, tend to remain horizontal and make the slap via a jerky whole body movement. All species are likely to slap several times in a single session. The sound of a lobtail can be heard underwater several hundred metres from the site of a slap. This has led to speculation amongst scientists that lobtailing is, like breaching, a form of non-vocal communication. However, studies of bowhead whale
Bowhead Whale
The bowhead whale is a baleen whale of the right whale family Balaenidae in suborder Mysticeti. A stocky dark-colored whale without a dorsal fin, it can grow to in length. This thick-bodied species can weigh to , second only to the blue whale, although the bowhead's maximum length is less than...

s have shown that the noise of a lobtail travels much less well than that of a vocal call or a breach. Thus the lobtail is probably important visually as well as acoustically, and may be a sign of aggression.

Some suggest that lobtailing in humpback whale
Humpback Whale
The humpback whale is a species of baleen whale. One of the larger rorqual species, adults range in length from and weigh approximately . The humpback has a distinctive body shape, with unusually long pectoral fins and a knobbly head. It is an acrobatic animal, often breaching and slapping the...

s is a means of foraging. The theory is that the loud noise causes fish to become frightened, thus tightening their school together, making it easier for the humpback to feed on them.

Logging

Logging is a behaviour that whales exhibit when at rest. It is defined as lying without forward movement at the surface of the water. The dorsal fin or parts of the back are exposed. Logging is common, particularly in Right Whales. It can make detecting the whale difficult for humans, especially from a boat.

Peduncle throw

In a peduncle throw, the humpback converts its forward momentum into a crack-the-whip rotation, pivoting with its pectorals as it drives its head downward and thrusts its entire fluke and peduncle (the muscular rear portion of the torso) out of the water and sideways, before crashing into the water with terrific force.

Usually peduncling takes place among the focal animals (female, escort, challenging male) in a competitive group, apparently as an aggressive gesture. Possibilities include escorts fending off a particular challenging male, females who seem agitated with an escort, or an individual not comfortable with a watching boat's presence. Occasionally, one whale performs a series of dozens of peduncle throws, directed at the same target each time.

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