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Uncertainty principle



 
 
In quantum physics, the Heisenberg
Werner Heisenberg

Werner Heisenberg was a German Theoretical physics who made foundational contributions to quantum mechanics and is best known for asserting the uncertainty principle of quantum theory....
 uncertainty principle
states that certain physical quantities, like the position and momentum, cannot both have precise values at the same time. The narrower the probability distribution for one, the wider it is for the other.

In quantum mechanics, a particle is described by a wave. The position is where the wave is concentrated and the momentum is the wavelength.






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In quantum physics, the Heisenberg
Werner Heisenberg

Werner Heisenberg was a German Theoretical physics who made foundational contributions to quantum mechanics and is best known for asserting the uncertainty principle of quantum theory....
 uncertainty principle
states that certain physical quantities, like the position and momentum, cannot both have precise values at the same time. The narrower the probability distribution for one, the wider it is for the other.

In quantum mechanics, a particle is described by a wave. The position is where the wave is concentrated and the momentum is the wavelength. The position is uncertain to the degree that the wave is spread out, and the momentum is uncertain to the degree that the wavelength is ill-defined.

The only kind of wave with a definite position is concentrated at one point, and such a wave has an indefinite wavelength. Conversely, the only kind of wave with a definite wavelength is an infinite regular periodic oscillation over all space, which has no definite position. So in quantum mechanics, there are no states that describe a particle with both a definite position and a definite momentum. The more precise the position, the less precise the momentum.

The uncertainty principle can be restated in terms of measurements, which involves collapse of the wavefunction. When the position is measured, the wavefunction collapses to a narrow bump near the measured value, and the momentum wavefunction becomes spread out. The particle's momentum is left uncertain by an amount inversely proportional to the accuracy of the position measurement. The amount of left-over uncertainty can never be reduced below the limit set by the uncertainty principle, no matter what the measurement process.

This means that the uncertainty principle is related to the observer effect
Observer effect (physics)

In physics, the term observer effect refers to changes that the act of observation will make on the phenomenon being observed. This is often the result of instruments that, by necessity, alter the state of what they measure in some manner....
, with which it is often conflated. The uncertainty principle sets a lower limit to how small the momentum disturbance in an accurate position experiment can be, and vice versa for momentum experiments.

A mathematical statement of the principle is that every quantum state has the property that the root-mean-square (RMS) deviation of the position from its mean (the standard deviation
Standard deviation

In statistics, standard deviation is a simple measure of the variability or statistical dispersion of a data set. A low standard deviation indicates that all of the data points are very close to the same value , while high standard deviation indicates that the data are ?spread out? over a large range of values....
 of the X-distribution):

times the RMS deviation of the momentum from its mean (the standard deviation of P):

can never be smaller than a small fixed fraction of Planck's constant:

Any measurement of the position with accuracy collapses
Wavefunction collapse

In quantum mechanics, wave function collapse is the process by which a wave function, initially in a Quantum superposition of different eigenstates, appears to reduce to a single one of the states after interaction with the external world....
 the quantum state making the standard deviation of the momentum larger than .

Historical introduction


Werner Heisenberg
Werner Heisenberg

Werner Heisenberg was a German Theoretical physics who made foundational contributions to quantum mechanics and is best known for asserting the uncertainty principle of quantum theory....
 formulated the uncertainty principle in Niels Bohr
Niels Bohr

Niels Henrik David Bohr was a Denmark physicist who made fundamental contributions to understanding atomic structure and quantum mechanics, for which he received the Nobel Prize in Physics in 1922....
's institute at Copenhagen, while working on the mathematical foundations of quantum mechanics.

In 1925, following pioneering work with Hendrik Kramers, Heisenberg developed matrix mechanics
Matrix mechanics

Matrix mechanics is a formulation of quantum mechanics created by Werner Heisenberg, Max Born, and Pascual Jordan in 1925.Matrix mechanics was the first complete and correct definition of quantum mechanics....
, which replaced the ad-hoc old quantum theory
Old quantum theory

The old quantum theory was a collection of results from the years 1900-1925 which predate modern quantum mechanics. The theory was never complete or self-consistent, but was a collection of heuristic prescriptions which are now understood to be the first quantum corrections to classical mechanics....
 with modern quantum mechanics. The central assumption was that the classical motion was not precise at the quantum level, and electrons in an atom did not travel on sharply defined orbits. Rather, the motion was smeared out in a strange way: the time Fourier transform
Fourier transform

In mathematics, Fourier analysis is a subject area which grew out of the study of Fourier series. The subject began with trying to understand when it was possible to represent general functions by sums of simpler trigonometric functions....
 only involving those frequencies that could be seen in quantum jumps.

Heisenberg's paper did not admit any unobservable quantities, like the exact position of the electron in an orbit at any time, he only allowed the theorist to talk about the Fourier components of the motion. Since the Fourier components were not defined at the classical frequencies, they could not be used to construct an exact trajectory, so that the formalism could not answer certain overly precise questions about where the electron was or how fast it was going.

The most striking property of Heisenberg's infinite matrices for the position and momentum is that they do not commute. His central result was the canonical commutation relation
Canonical commutation relation

In physics, the canonical commutation relation is the relation between canonical conjugate quantities , for example:between the position and momentum in the direction of a point particle in one dimension, where is the so-called commutator of and , is the imaginary unit and is the reduced Planck's constant ....
:

and this result does not have a clear physical interpretation.

In March 1926, working in Bohr's institute, Heisenberg formulated the principle of uncertainty thereby laying the foundation of what became known as the Copenhagen interpretation
Copenhagen interpretation

The Copenhagen interpretation is an Interpretations of quantum mechanics of quantum mechanics. A key feature of quantum mechanics is that the state of every Elementary particle is described by a wavefunction, which is a mathematical representation used to calculate the probability for it to be found in a location, or state of motion....
 of quantum mechanics. Heisenberg showed that the commutation relations implies an uncertainty, or in Bohr's language a complementarity
Complementarity (physics)

In physics, complementarity is a basic principle of Quantum mechanics closely identified with the Copenhagen interpretation, and refers to effects such as the wave?particle duality, in which different measurements made on a system reveal it to have either particle-like or wave-like properties....
. Any two variables that do not commute cannot be measured simultaneously—the more precisely one is known, the less precisely the other can be known.

One way to understand the complementarity between position and momentum is by wave-particle duality. If a particle described by a plane wave passes through a narrow slit in a wall, like a water-wave passing through a narrow channel the particle diffracts, and its wave comes out in a range of angles. The narrower the slit, the wider the diffracted wave and the greater the uncertainty in momentum afterwards. The laws of diffraction require that the spread in angle is about , where d is the slit width and is the wavelength. From de Broglie's relation
De Broglie hypothesis

In physics, the matter wave, aka de Broglie wave , is the wave-like nature of all matter . The de Broglie relations show that the wavelength is inversely proportional to the momentum of a particle and that the frequency is directly proportional to the particle's kinetic energy....
, the size of the slit and the range in momentum of the diffracted wave are related by Heisenberg's rule:

In his celebrated paper (1927), Heisenberg established this expression as the minimum amount of unavoidable momentum disturbance caused by any position measurement, but he did not give a precise definition for the uncertainties ?x and ?p. Instead, he gave some plausible estimates in each case separately. In his Chicago lecture he refined his principle:

where , and sx, sp are the standard deviations of position and momentum. Heisenberg himself only proved relation (2) for the special case of Gaussian states..

Uncertainty principle and observer effect

The uncertainty principle is often explained as the statement that the measurement of position necessarily disturbs a particle's momentum, and vice versa—i.e., that the uncertainty principle is a manifestation of the observer effect.

This explanation is sometimes misleading in a modern context, because it makes it seem that the disturbances are somehow conceptually avoidable — that there are states of the particle with definite position and momentum, but the experimental devices we have today are just not good enough to produce those states. In fact, states with both definite position and momentum just do not exist in quantum mechanics, so it is not the measurement equipment that is at fault.

It is also misleading in another way, because sometimes it is a failure to measure the particle that produces the disturbance. For example, if a perfect photographic film contains a small hole, and an incident photon
Photon

In physics, the photon is an elementary particle, the quantum of the electromagnetic field and the basic unit of light and all other forms of electromagnetic radiation....
 is not observed, then its momentum becomes uncertain by a large amount. By not observing the photon, we discover indirectly that it went through the hole, revealing the photon's position.

It is misleading in yet another way, because sometimes the measurement can be performed far away. If two photons are emitted in opposite directions from the decay of positronium
Positronium

Positronium is a system consisting of an electron and its antimatter, a positron, bound together into an "exotic atom". The orbit of the two particles and the set of energy levels is similar to that of the hydrogen atom ....
, the momentum of the two photons is opposite. By measuring the momentum of one particle, the momentum of the other is determined. This case is subtler, because it is impossible to introduce more uncertainties by measuring a distant particle, but it is possible to restrict the uncertainties in different ways, with different statistical properties, depending on what property of the distant particle you choose to measure. By restricting the uncertainty in p to be very small by a distant measurement, the remaining uncertainty in x stays large. (This example was actually the basis of Albert Einstein's important suggestion of the EPR paradox
EPR paradox

In quantum mechanics, the EPR paradox is a thought experiment which challenged long-held ideas about the relation between the observed values of physical quantities and the values that can be accounted for by a physical theory....
 in 1935.)

But Heisenberg did not focus on the mathematics of quantum mechanics, he was primarily concerned with establishing that the uncertainty is actually a property of the world — that it is in fact physically impossible to measure the position and momentum of a particle to a precision better than that allowed by quantum mechanics. To do this, he used physical arguments based on the existence of quanta, but not the full quantum mechanical formalism.

This was a surprising prediction of quantum mechanics, and not yet accepted. Many people would have considered it a flaw that there are no states of definite position and momentum. Heisenberg was trying to show this was not a bug, but a feature—a deep, surprising aspect of the universe. To do this, he could not just use the mathematical formalism, because it was the mathematical formalism itself that he was trying to justify.

Heisenberg's microscope

Heisenberg Gamma Ray Microscope
One way in which Heisenberg originally argued for the uncertainty principle is by using an imaginary microscope as a measuring device. He imagines an experimenter trying to measure the position and momentum of an electron
Electron

The electron is a subatomic particle that carries a negative electric charge. It has elementary particle and is believed to be a point particle....
 by shooting a photon
Photon

In physics, the photon is an elementary particle, the quantum of the electromagnetic field and the basic unit of light and all other forms of electromagnetic radiation....
 at it.

If the photon has a short wavelength
Wavelength

In physics, wavelength is the distance between repeating units of a propagating wave of a given frequency. It is commonly designated by the Greek language letter lambda ....
, and therefore a large momentum, the position can be measured accurately. But the photon scatters in a random direction, transferring a large and uncertain amount of momentum to the electron. If the photon has a long wavelength
Wavelength

In physics, wavelength is the distance between repeating units of a propagating wave of a given frequency. It is commonly designated by the Greek language letter lambda ....
 and low momentum, the collision doesn't disturb the electron's momentum very much, but the scattering will reveal its position only vaguely.

If a large aperture
Aperture

In optics, an aperture is a hole or an opening through which light is admitted. More specifically, the aperture of an optical system is the opening that determines the cone angle of a bundle of ray that come to a focus in the ....
 is used for the microscope, the electron's location can be well resolved (see Rayleigh criterion); but by the principle of conservation of momentum, the transverse momentum of the incoming photon and hence the new momentum of the electron resolves poorly. If a small aperture is used, the accuracy of the two resolutions is the other way around.

The trade-offs imply that no matter what photon wavelength and aperture size are used, the product of the uncertainty in measured position and measured momentum is greater than or equal to a lower bound, which is up to a small numerical factor equal to Planck's constant. Heisenberg did not care to formulate the uncertainty principle as an exact bound, and preferred to use it as a heuristic quantitative statement, correct up to small numerical factors.

Critical reactions

The Copenhagen interpretation of quantum mechanics and Heisenberg's Uncertainty Principle were in fact seen as twin targets by detractors who believed in an underlying determinism
Determinism

Determinism is the philosophy proposition that every event, including human cognition and behavior, decision and action, is causality determined by an unbroken chain of prior occurrences. With numerous historical debates, many varieties and philosophical positions on the subject of determinism exist from traditions throughout...
 and realism
Realism

Realism, Realist or Realistic may refer to:*Realism , the depiction of subjects as they appear in everyday life*Realism , a movement towards greater fidelity to real life...
. Within the Copenhagen interpretation
Copenhagen interpretation

The Copenhagen interpretation is an Interpretations of quantum mechanics of quantum mechanics. A key feature of quantum mechanics is that the state of every Elementary particle is described by a wavefunction, which is a mathematical representation used to calculate the probability for it to be found in a location, or state of motion....
 of quantum mechanics, there is no fundamental reality the quantum state describes, just a prescription for calculating experimental results. There is no way to say what the state of a system fundamentally is, only what the result of observations might be.

Albert Einstein
Albert Einstein

Albert Einstein was a Germany-born theoretical physics. He is best known for his theory of relativity and specifically mass?energy equivalence, expressed by the equation E = mc2....
 believed that randomness is a reflection of our ignorance of some fundamental property of reality, while Niels Bohr
Niels Bohr

Niels Henrik David Bohr was a Denmark physicist who made fundamental contributions to understanding atomic structure and quantum mechanics, for which he received the Nobel Prize in Physics in 1922....
 believed that the probability distributions are fundamental and irreducible, and depend on which measurements we choose to perform. Einstein and Bohr debated
Bohr-Einstein debates

The Bohr?Einstein debates is a popular name given to what was actually a series of epistemology challenges presented by Albert Einstein against what has come to be called the standard or Copenhagen interpretation of quantum mechanics....
 the uncertainty principle for many years.

Einstein's slit

The first of Einstein's thought experiments challenging the uncertainty principle went as follows:

Consider a particle passing through a slit of width d. The slit introduces an uncertainty in momentum of approximately h/d because the particle passes through the wall. But let us determine the momentum of the particle by measuring the recoil of the wall. In doing so, we find the momentum of the particle to arbitrary accuracy by conservation of momentum.


Bohr's response was that the wall is quantum mechanical as well, and that to measure the recoil to accuracy the momentum of the wall must be known to this accuracy before the particle passes through. This introduces an uncertainty in the position of the wall and therefore the position of the slit equal to , and if the wall's momentum is known precisely enough to measure the recoil, the slit's position is uncertain enough to disallow a position measurement.

A similar analysis with particles diffracting through multiple slits is given by Richard Feynman
Richard Feynman

Richard Phillips Feynman was an United States physicist known for the path integral formulation of quantum mechanics, the theory of quantum electrodynamics and the physics of the superfluidity of supercooled liquid helium, as well as work in particle physics ....
.

Einstein's box

Another of Einstein's thought-experiments was designed to challenge the time/energy uncertainty principle. It is very similar to the slit experiment in space, except here the narrow window the particle passes through is in time:

Consider a box filled with light. The box has a shutter that a clock opens and quickly closes at a precise time, and some of the light escapes. We can set the clock so that the time that the energy escapes is known. To measure the amount of energy that leaves, Einstein proposed weighing the box just after the emission. The missing energy lessens the weight
Mass-energy equivalence

In physics, mass?energy equivalence is the concept that any mass has an associated energy, and that any energy has an associated type of mass. In special relativity this relationship is expressed using the mass?energy equivalence formula...
 of the box. If the box is mounted on a scale, it is naively possible to adjust the parameters so that the uncertainty principle is violated.


Bohr spent a day considering this setup, but eventually realized that if the energy of the box is precisely known, the time the shutter opens at is uncertain. If the case, scale, and box are in a gravitational field then, in some cases, it is the uncertainty of the position of the clock in the gravitational field that alter the ticking rate. This can introduce the right amount of uncertainty. This was ironic, because it was Einstein himself who first discovered gravity's effect on clocks
Gravitational time dilation

Gravitational time dilation is the effect of time passing at different rates in regions of different gravitational potential; the higher the local distortion of spacetime due to gravity, the more slowly time passes....
.

EPR measurements

Bohr was compelled to modify his understanding of the uncertainty principle after another thought experiment by Einstein. In 1935, Einstein, Podolski and Rosen (see EPR paradox
EPR paradox

In quantum mechanics, the EPR paradox is a thought experiment which challenged long-held ideas about the relation between the observed values of physical quantities and the values that can be accounted for by a physical theory....
) published an analysis of widely separated entangled
Quantum entanglement

Quantum entanglement is a possible property of a quantum state of a system of two or more Physical bodys in which the quantum states of the constituting objects are linked together so that one object can no longer be adequately described without full mention of its counterpart ? even though the individual objects may be nonlocality....
 particles. Measuring one particle, Einstein realized, would alter the probability distribution of the other, yet here the other particle could not possibly be disturbed. This example led Bohr to revise his understanding of the principle, concluding that the uncertainty was not caused by a direct interaction.

But Einstein came to much more far-reaching conclusions from the same thought experiment. He believed as "natural basic assumption" that a complete description of reality would have to predict the results of experiments from "locally changing deterministic quantities", and therefore would have to include more information than the maximum possible allowed by the uncertainty principle.

In 1964 John Bell
John Stewart Bell

John Stewart Bell was a physicist, and the originator of Bell's Theorem, one of the most important theorems in quantum mechanics....
 showed that this assumption can be falsified, since it would imply a certain inequality between the probability of different experiments. Experimental results confirm the predictions of quantum mechanics, ruling out Einstein's basic assumption that led him to the suggestion of his hidden variables. (Ironically this is one of the best examples for Karl Popper
Karl Popper

Knight Bachelor Karl Raimund Popper Order of the Companions of Honour, Fellow of the Royal Society, Fellow of the British Academy was an Austrian and British philosopher and a professor at the London School of Economics....
's philosophy of invalidation of a theory by falsification-experiments, i.e. here Einstein's "basic assumption" became falsified by experiments based on Bells inequalities; for the objections of Karl Popper against the Heisenberg inequality itself, see below.)

While it is possible to assume that quantum mechanical predictions are due to nonlocal hidden variables, and in fact David Bohm
David Bohm

David Joseph Bohm was an United States-born Quantum mechanics physicist who made significant contributions in the fields of theoretical physics, philosophy and neuropsychology, and to the Manhattan Project....
 invented such a formulation, this is not a satisfactory resolution for the vast majority of physicists. The question of whether a random outcome is predetermined by a nonlocal theory can be philosophical, and potentially intractable. If the hidden variables are not constrained, they could just be a list of random digits that are used to produce the measurement outcomes. To make it sensible, the assumption of nonlocal hidden variables is sometimes augmented by a second assumption — that the size of the observable universe puts a limit on the computations that these variables can do. A nonlocal theory of this sort predicts that a quantum computer
Quantum computer

A quantum computer is a device for computation that makes direct use of quantum mechanical phenomena, such as quantum superposition and quantum entanglement, to perform operations on data....
 encounters fundamental obstacles when it tries to factor numbers of approximately 10,000 digits or more, an achievable task
Shor's algorithm

Shor's algorithm, first introduced by mathematician Peter Shor, is a quantum computer algorithm for integer factorization. On a quantum computer, to factor an integer , Shor's algorithm takes polynomial time in , specifically , demonstrating that integer factorization is in the complexity class BQP....
 in quantum mechanics.

Popper's criticism

Karl Popper
Karl Popper

Knight Bachelor Karl Raimund Popper Order of the Companions of Honour, Fellow of the Royal Society, Fellow of the British Academy was an Austrian and British philosopher and a professor at the London School of Economics....
 criticized Heisenberg's form of the uncertainty principle, that a measurement of position disturbs the momentum, based on the following observation: if a particle with definite momentum passes through a narrow slit, the diffracted wave has some amplitude to go in the original direction of motion. If the momentum of the particle is measured after it goes through the slit, there is always some probability, however small, that the momentum will be the same as it was before.

Popper thinks of these rare events as falsification
Falsifiability

Falsifiability is the logical possibility that an assertion can be shown false by an observation or a physical experiment. That something is "falsifiable" does not mean it is false; rather, that if it is false, then this can be shown by observation or experiment....
s of the uncertainty principle in Heisenberg's original formulation. To preserve the principle, he concludes that Heisenberg's relation does not apply to individual particles or measurements, but only to many identically prepared particles, called ensemble
Ensemble

Ensemble may refer to:* a musical ensemble* an ensemble cast * a statistical ensemble in mathematical physics, for example** a statistical ensemble...
s. Popper's criticism applies to nearly all probabilistic theories, since a probabilistic statement requires many measurements to either verify or falsify.

Popper's criticism does not trouble physicists. Popper's presumption is that the measurement is revealing some preexisting information about the particle, the momentum, which the particle already possesses. In the quantum mechanical description the wavefunction is not a reflection of ignorance about the values of some more fundamental quantities, it is the complete description of the state of the particle. In this philosophical view, the Copenhagen interpretation
Copenhagen interpretation

The Copenhagen interpretation is an Interpretations of quantum mechanics of quantum mechanics. A key feature of quantum mechanics is that the state of every Elementary particle is described by a wavefunction, which is a mathematical representation used to calculate the probability for it to be found in a location, or state of motion....
, Popper's example is not a falsification, since after the particle diffracts through the slit and before the momentum is measured, the wavefunction is changed so that the momentum is still as uncertain as the principle demands.

Refinements


Entropic uncertainty principle

While formulating the many-worlds interpretation
Many-worlds interpretation

The many-worlds interpretation is an interpretation of quantum mechanics.It is also known as MWI, the relative state formulation, theory of the universal wavefunction, parallel universes, many-universes interpretation or just many worlds....
 of quantum mechanics in 1957, Hugh Everett III discovered a much stronger formulation of the uncertainty principle. In the inequality of standard deviations, some states, like the wavefunction

have a large standard deviation of position, but are actually a superposition of a small number of very narrow bumps. In this case, the momentum uncertainty is much larger than the standard deviation inequality would suggest. A better inequality uses the Shannon information
Information theory

Information theory is a branch of applied mathematics and electrical engineering involving the quantification of information. Historically, information theory was developed by Claude E....
 content of the distribution, a measure of the number of bits learned when a random variable described by a probability distribution has a certain value.

The interpretation of I is that the number of bits of information an observer acquires when the value of x is given to accuracy is equal to . The second part is just the number of bits past the decimal point, the first part is a logarithmic measure of the width of the distribution. For a uniform distribution of width the information content is . This quantity can be negative, which means that the distribution is narrower than one unit, so that learning the first few bits past the decimal point gives no information since they are not uncertain.

Taking the logarithm of Heisenberg's formulation of uncertainty in natural units
Natural units

In physics, natural units are physical units of measurement defined in such a way that certain selected universal physical constants are normalized to unity; that is, their numerical value becomes exactly 1 when measured in some system of natural units....
.

but the lower bound is not precise.

Everett (and Hirschman) conjectured that for all quantum states:

This was proven by Beckner in 1975.

Derivations

When linear operators A and B act on a function , they don't always commute. A clear example is when operator B multiplies by x, while operator A takes the derivative with respect to x. Then
which in operator language means that
This example is important, because it is very close to the canonical commutation relation of quantum mechanics. There, the position operator multiplies the value of the wavefunction by x, while the corresponding momentum operator differentiates and multiplies by , so that:
It is the nonzero commutator that implies the uncertainty.

For any two operators A and B:
which is a statement of the Cauchy-Schwarz inequality for the inner product of the two vectors and . The expectation value of the product AB is greater than the magnitude of its imaginary part:
and putting the two inequalities together for Hermitian
Hermitian

A number of mathematical entities are named Hermitian, after the mathematician Charles Hermite:*Hermitian adjoint*Hermitian connection*Sesquilinear form...
 operators gives a form of the Robertson-Schrödinger relation:
and the uncertainty principle is a special case.

Physical interpretation

The inequality above acquires its physical interpretation:

where

is the mean
Mean

In statistics, mean has two related meanings:* the arithmetic mean .* the expected value of a random variable, which is also called the population mean....
 of observable X in the state ? and

is the standard deviation
Standard deviation

In statistics, standard deviation is a simple measure of the variability or statistical dispersion of a data set. A low standard deviation indicates that all of the data points are very close to the same value , while high standard deviation indicates that the data are ?spread out? over a large range of values....
 of observable X in the system state ?.

by substituting for A and for B in the general operator norm inequality, since the imaginary part of the product, the commutator, is unaffected by the shift:



The big side of the inequality is the product of the norms of and , which in quantum mechanics are the standard deviations of A and B. The small side is the norm of the commutator, which for the position and momentum is just .

Matrix mechanics

In matrix mechanics
Matrix mechanics

Matrix mechanics is a formulation of quantum mechanics created by Werner Heisenberg, Max Born, and Pascual Jordan in 1925.Matrix mechanics was the first complete and correct definition of quantum mechanics....
, the commutator of the matrices X and P is always nonzero, it is a constant multiple of the identity matrix
Identity matrix

In linear algebra, the identity matrix or unit matrix of size n is the n-by-n square matrix with ones on the main diagonal and zeros elsewhere....
. This means that it is impossible for a state to have a definite values x for X and p for P, since then XP would be equal to the number xp and would equal PX.

The commutator of two matrices is unchanged when they are shifted by a constant multiple of the identity — for any two real numbers x and p

Given any quantum state , define the number x

to be the expected value of the position, and

to be the expected value of the momentum. The quantities and are only nonzero to the extent that the position and momentum are uncertain, to the extent that the state contains some values of X and P that deviate from the mean. The expected value of the commutator

can only be nonzero if the deviations in X in the state times the deviations in P are large enough.

The size of the typical matrix elements can be estimated by summing the squares over the energy states :

and this is equal to the square of the deviation, matrix elements have a size approximately given by the deviation.

So, to produce the canonical commutation relations, the product of the deviations in any state has to be about .

This heuristic estimate can be made into a precise inequality using the Cauchy-Schwartz inequality, exactly as before. The inner product of the two vectors in parentheses:

is bounded above by the product of the lengths of each vector:

so, rigorously, for any state:

the real part of a matrix M is , so that the real part of the product of two Hermitian matrices is:

while the imaginary part is

The magnitude of is bigger than the magnitude of its imaginary part, which is the expected value of the imaginary part of the matrix:

Note that the uncertainty product is for the same reason bounded below by the expected value of the anticommutator, which adds a term to the uncertainty relation. The extra term is not as useful for the uncertainty of position and momentum, because it has zero expected value in a gaussian wavepacket, like the ground state of a harmonic oscillator. The anticommutator term is useful for bounding the uncertainty of spin operators though.

Wave mechanics

In Schrödinger's wave mechanics, the quantum mechanical wavefunction contains information about both the position and the momentum of the particle. The position of the particle is where the wave is concentrated, while the momentum is the typical wavelength.

The wavelength of a localized wave cannot be determined very well. If the wave extends over a region of size L and the wavelength is approximately , the number of cycles in the region is approximately . The inverse of the wavelength can be changed by about without changing the number of cycles in the region by a full unit, and this is approximately the uncertainty in the inverse of the wavelength,

This is an exact counterpart to a well known result in signal processing
Signal processing

Signal processing is the analysis, interpretation, and manipulation of signal . Signals of interest include: audio signal processing, , time-varying measurement values and sensor data, for example biological data such as electrocardiograms, control system signals, telecommunication transmission signals such as radio signals, and many others....
 — the shorter a pulse in time, the less well defined the frequency. The width of a pulse in frequency space is inversely proportional to the width in time. It is a fundamental result in Fourier analysis, the narrower the peak of a function, the broader the Fourier transform.

Multiplying by , and identifying , and identifying .

The uncertainty Principle can be seen as a theorem in Fourier analysis: the standard deviation of the squared absolute value of a function, times the standard deviation of the squared absolute value of its Fourier transform, is at least 1/(16p2) (Folland and Sitaram, Theorem 1.1).

An instructive example is the (unnormalized) gaussian wave-function

The expectation value of X is zero by symmetry, and so the variance is found by averaging over all positions with the weight , careful to divide by the normalization factor.

The Fourier transform of the Gaussian is the wavefunction in k space, where k is the wavenumber and is related to the momentum by DeBroglie's relation :

The last integral does not depend on p, because there is a continuous change of variables which removes the dependence, and this deformation of the integration path in the complex plane does not pass through any singularities. So up to normalization, the answer is again a Gaussian.

The width of the distribution in k is found in the same way as before, and the answer just flips A to 1/A.

so that for this example

which shows that the uncertainty relation inequality is tight. There are wavefunctions that saturate the bound.

Robertson–Schrödinger relation

Given any two Hermitian operators
Self-adjoint operator

In mathematics, on a finite-dimensional inner product space, a self-adjoint operator is one that is its own Adjoint of an operator, or, equivalently, one whose matrix is Hermitian matrix, where a Hermitian matrix is one which is equal to its own conjugate transpose....
 A and B, and a system in the state ?, there are probability distributions for the value of a measurement
Measurement in quantum mechanics

The framework of quantum mechanics requires a careful definition of measurement, and a thorough discussion of its practical and philosophical implications....
 of A and B, with standard deviations ??A and ??B. Then

where [A,B] = AB - BA is the commutator
Commutator

In mathematics, the commutator gives an indication of the extent to which a certain binary operation fails to be commutative. There are different definitions used in group theory and ring theory....
 of A and B, = AB+BA is the anticommutator, and is the expectation value. This inequality is called the Robertson-Schrödinger relation, and includes the Heisenberg uncertainty principle as a special case. The inequality with the commutator term only was developed in 1930 by Howard Percy Robertson
Howard Percy Robertson

Howard Percy Robertson was an American mathematician and physicist known for contributions related to physical cosmology and the uncertainty principle....
, and Erwin Schrödinger
Erwin Schrödinger

Erwin Rudolf Josef Alexander Schr?dinger was an Austrian theoretical physicist who achieved fame for his contributions to quantum mechanics, especially the Schr?dinger equation, for which he received the Nobel Prize in 1933....
 added the anticommutator term a little later.

Other uncertainty principles

The Robertson Schrödinger relation gives the uncertainty relation for any two observables that do not commute:

  • There is an uncertainty relation between the position and momentum of an object:


  • between the energy and position of a particle in a one-dimensional potential V(x):




  • between angular position and angular momentum of an object with small angular uncertainty:




  • between two orthogonal components of the total angular momentum
    Angular momentum

    In physics, the angular momentum of a particle about an origin is a vector quantity related to rotation, equal to the mass of the particle multiplied by the cross product of the position vector of the particle with its velocity vector....
     operator of an object:


where i, j, k are distinct and Ji denotes angular momentum along the xi axis.


  • between the number of electrons in a superconductor and the phase
    Phase factor

    In Quantum Mechanics, a phase factor is a complex number scalar number of absolute value 1 that multiplies a Bra-ket notation. It does not, in itself, have any physical meaning, but differences in phase factors between two interacting states can have important physical effects....
     of its Ginzburg-Landau order parameter
    Ginzburg-Landau theory

    In physics, Ginzburg?Landau theory is a mathematical theory used to model superconductivity. It does not purport to explain the microscopic mechanisms giving rise to superconductivity....




Energy-time uncertainty principle

One well-known uncertainty relation is not an obvious consequence of the Robertson-Schrödinger relation: the energy-time uncertainty principle.

Since energy bears the same relation to time as momentum does to space in special relativity
Special relativity

Special relativity is the physical theory of measurement in inertial frames of reference proposed in 1905 by Albert Einstein in the paper "Annus Mirabilis Papers#Special relativity"....
, it was clear to many early founders, Niels Bohr
Niels Bohr

Niels Henrik David Bohr was a Denmark physicist who made fundamental contributions to understanding atomic structure and quantum mechanics, for which he received the Nobel Prize in Physics in 1922....
 among them, that the following relation holds:

but it was not obvious what ?t is, because the time at which the particle has a given state is not an operator belonging to the particle, it is a parameter describing the evolution of the system. As Lev Landau
Lev Landau

Lev Davidovich Landau was a prominent Soviet Union physicist who made fundamental contributions to many areas of theoretical physics. His accomplishments include the co-discovery of the density matrix method in quantum mechanics, the quantum mechanical theory of diamagnetism, the theory of superfluidity, the theory of second order phase tra...
 once joked "To violate the time-energy uncertainty relation all I have to do is measure the energy very precisely and then look at my watch!"

Nevertheless, Einstein and Bohr understood the heuristic meaning of the principle. A state that only exists for a short time cannot have a definite energy. To have a definite energy, the frequency of the state must accurately be defined, and this requires the state to hang around for many cycles, the reciprocal of the required accuracy.

For example, in spectroscopy
Electromagnetic spectroscopy

Electromagnetic spectroscopy is the spectroscopy of electromagnetic spectrum which arise out of atoms absorbing and emitting quanta of electromagnetic radiation....
, excited states have a finite lifetime. By the time-energy uncertainty principle, they do not have a definite energy, and each time they decay the energy they release is slightly different. The average energy of the outgoing photon has a peak at the theoretical energy of the state, but the distribution has a finite width called the natural linewidth
Spectral linewidth

The spectral linewidth characterizes the width of a spectral line, such as in the emission spectrum of an atom, or the frequency spectrum of an acoustic or electronic system....
. Fast-decaying states have a broad linewidth, while slow decaying states have a narrow linewidth.

The broad linewidth of fast decaying states makes it difficult to accurately measure the energy of the state, and researchers have even used microwave cavities to slow down the decay-rate, to get sharper peaks. The same linewidth effect also makes it difficult to measure the rest mass of fast decaying particles in particle physics
Particle physics

Particle physics is a branch of physics that studies the elementary particle constituents of matter and radiation, and the interactions between them....
. The faster the particle decays, the less certain is its mass.

One false formulation of the energy-time uncertainty principle says that measuring the energy of a quantum system to an accuracy requires a time interval . This formulation is similar to the one alluded to in Landau's joke, and was explicitly invalidated by Y. Aharonov
Yakir Aharonov

Yakir Aharonov is an Israeli physicist specialising in Quantum Physics and holds a joint professorship at Tel Aviv University in Israel and the University of South Carolina in the United States since 1973....
 and D. Bohm
David Bohm

David Joseph Bohm was an United States-born Quantum mechanics physicist who made significant contributions in the fields of theoretical physics, philosophy and neuropsychology, and to the Manhattan Project....
 in 1961. The time in the uncertainty relation is the time during which the system exists unperturbed, not the time during which the experimental equipment is turned on.

In 1936, Dirac offered a precise definition and derivation of the time-energy uncertainty relation, in a relativistic quantum theory of "events". In this formulation, particles followed a trajectory in space time, and each particle's trajectory was parametrized independently by a different proper time. The many-times formulation of quantum mechanics is mathematically equivalent to the standard formulations, but it was in a form more suited for relativistic generalization. It was the inspiration for Shin-Ichiro Tomonaga's covariant perturbation theory for quantum electrodynamics
Quantum electrodynamics

Quantum electrodynamics is a relativity theory quantum field theory of electrodynamics. QED was developed by a number of physicists, beginning in the late 1920s....
.

But a better-known, more widely-used formulation of the time-energy uncertainty principle was given only in 1945 by L. I. Mandelshtam and I. E. Tamm
Igor Tamm

Igor Yevgenyevich Tamm was a Soviet physicist, mathematician and a Nobel laureate....
, as follows. For a quantum system in a non-stationary state and an observable represented by a self-adjoint operator , the following formula holds:

where is the standard deviation of the energy operator in the state , stands for the standard deviation of the operator and is the expectation value of in that state. Although, the second factor in the left-hand side has dimension of time, it is different from the time parameter that enters Schrödinger equation
Schrödinger equation

In physics, especially quantum mechanics, the Schr?dinger equation is an equation that describes how the quantum state of a physical system changes in time....
. It is a lifetime of the state with respect to the observable . In other words, this is the time after which the expectation value changes appreciably.

Popular culture

The uncertainty principle appears in popular culture in many places, although it is sometimes stated imprecisely, or as a stand-in for the observer effect
Observer effect

In experimental research, the term observer effect refers to changes that the act of observing will make on the phenomenon being observed. It has application in many fields of scientific inquiry, and may refer specifically to:...
:

  • In the science fiction television series Star Trek: The Next Generation
    Star Trek: The Next Generation

    Star Trek: The Next Generation is a science fiction television program created by Gene Roddenberry as part of the Star Trek franchise. Set in the 24th century, about 70 years after Star Trek: The Original Series, the program features a new crew and a new Starship Enterprise....
    , the fictional transporters used to "beam" characters to different locations overcame the sampling limitations due to the Uncertainty Principle with the use of "Heisenberg compensators." When asked, "How does a Heisenberg compensator work?" by Time magazine on 28 November 1994, Michael Okuda
    Michael Okuda

    Michael Okuda is a graphic designer who is best known for his work on Star Trek. In the mid-1980s, he designed the look of animated computer displays for the USS Enterprise bridge in Star Trek IV: The Voyage Home....
    , technical advisor on Star Trek, famously responded, "It works very well, thank you."
  • In "The Luck of the Fryrish
    The Luck of the Fryrish

    "The Luck of the Fryrish" is the fourth episode in season three of Futurama. It originally aired in North America on March 11, 2001....
    " episode of the animated sci-fi sitcom Futurama
    Futurama

    Futurama is an Animated cartoon United States Situation comedy created by Matt Groening, and developed by Groening and David X. Cohen for the Fox Broadcasting Company....
     the Professor loses at the horse track when his horse is narrowly beat out in a "quantum finish". He complains, "No fair! You changed the outcome by measuring it!", conflating the Uncertainty principle with the observer effect
    Observer effect

    In experimental research, the term observer effect refers to changes that the act of observing will make on the phenomenon being observed. It has application in many fields of scientific inquiry, and may refer specifically to:...
    .
  • In the book Improbable
    Improbable

    Improbable is a 2005 science fiction thriller novel by Adam Fawer. It is the story of a gifted young man named David Caine, who has been troubled by debilitating epileptic seizures to the extent that his medical condition has thrown his life completely off track....
    , by Adam Fawer, the main character David Caine is able to use the Uncertainty Principle to his advantage, after an experimental medical procedure, and select a possible outcome of an event.
  • In the well known joke: "Heisenberg is pulled over by a policeman whilst driving down a motorway, the policeman gets out of his car, walks towards Heisenberg's window and motions with his hand for Heisenberg to wind the window down, which he does. The policeman then says ‘Do you know what speed you were driving at sir?', to which Heisenberg responds ‘No, but I knew exactly where I was.'"
  • In the 1997 film The Lost World: Jurassic Park
    The Lost World: Jurassic Park

    The Lost World: Jurassic Park is a 1997 in film American science fiction film and the second Jurassic Park film as part of the Jurassic Park franchise....
    , chaostician Ian Malcolm claims that the effort "to observe and document, not interact" with the dinosaurs is a scientific impossibility because of "the Heisenberg Uncertainty Principle, whatever you study, you also change." This conflates the uncertainty principle with the observer effect
    Observer effect

    In experimental research, the term observer effect refers to changes that the act of observing will make on the phenomenon being observed. It has application in many fields of scientific inquiry, and may refer specifically to:...
    .
  • The Michael Frayn
    Michael Frayn

    Michael Frayn is an England playwright and novelist. He is best known as the author of the farce Noises Off and the dramas Copenhagen and Democracy ....
     play Copenhagen
    Copenhagen (play)

    Copenhagen is a play by Michael Frayn, based around an event that occurred in Copenhagen in 1941, a meeting between the physicists Niels Bohr and Werner Heisenberg....
     (1998) highlights some of the processes that went into the formation of the Uncertainty Principle. The play dramatizes the meetings between Werner Heisenberg and Niels Bohr. It highlights, as well, the discussion of the work that both did on nuclear bombs - Heisenberg for Germany and Bohr for the United States and allied forces.
  • In an episode of the television show Aqua Teen Hunger Force
    Aqua Teen Hunger Force

    Aqua Teen Hunger Force is an United States animated television series shown on Cartoon Network as part of its Adult Swim late-night Block programming, as well as Teletoon in Canada....
    , Meatwad (who was temporarily made into a genius) tries to explain (albeit incorrectly) Heisenberg's Uncertainty Principle to Frylock to explain his new found intelligence. "Heisenberg's Uncertainty Principle tells us that at a specific curvature of space, knowledge can be transferred into energy, or—and this is key now—matter."
  • In an episode of Stargate SG-1
    Stargate SG-1

    Stargate SG-1 is an United States-Canadian science fiction television series, part of the Stargate. Its story begins one year after the events of the 1994 science fiction film Stargate ....
    , Samantha Carter explains, using the Uncertainty Principle, that the future is not predetermined
    Determinism

    Determinism is the philosophy proposition that every event, including human cognition and behavior, decision and action, is causality determined by an unbroken chain of prior occurrences. With numerous historical debates, many varieties and philosophical positions on the subject of determinism exist from traditions throughout...
    , that one can only calculate possibilities.
  • On the television show CSI: Crime Scene Investigation
    CSI: Crime Scene Investigation

    CSI: Crime Scene Investigation is an American Police procedural television series. CSI premiered on CBS on October 6, 2000. The ninth season began airing on October 9, 2008 and currently airs in the United States of America on Thursdays at 9:00 p.m....
     in the episode "Living Doll", Gil Grissom
    Gil Grissom

    Gilbert "Gil" Grissom, Doctor of Philosophy is a fictional character portrayed by William Petersen on the American TV crime drama CSI: Crime Scene Investigation....
     says that he lives "by the uncertainty principle. The mere act of observing a phenomenon changes its nature" again conflating it with the observer effect.
  • In Episode 16 (No Need for Hiding) of the English-dubbed version of the Japanese anime Tenchi Universe
    Tenchi Universe

    is a 26-episode anime series produced by AIC and Pioneer Animation . It is loosely based on the first six episodes of the Tenchi Muyo! Tenchi Muyo! Ryo-Ohki....
    , Washu gives a rapid explanation of the Uncertainty Principle while singing karaoke
    Karaoke

    is a form of entertainment in which amateur singers sing along with recorded music using a microphone and public address system. The music is typically a well-known popular music song which has no lead vocal....
    .
  • The French electronic music group Télépopmusik
    Télépopmusik

    T?l?popmusik is a France electronic music trio, composed of Fabrice Dumont , Stephan Haeri , and Christophe Hetier.The group's first album was Genetic World, with several singles from the album released subsequently....
     recorded a song called "dp.dq>=h/4pi" for their album Genetic World
    Genetic World

    Genetic World is an album by the France electronic music trio T?l?popmusik, released in 2001. The album was re-released in 2002. Angela McCluskey is special guest vocalist and co-writer on four songs on the second album by T?l?popmusik...
     (2001).
  • In the webcomic Questionable Content
    Questionable Content

    Questionable Content is a slice of life story webcomic written and drawn by Jeph Jacques. It was launched on August 1, 2003; the thirteen-hundredth strip was posted on December 22, 2008....
    , Pintsize tries to explain his lateness using relativity and the Heisenberg Uncertainty Principle.
  • In the Coen Brothers' film-noir The Man Who Wasn't There
    The Man Who Wasn't There

    The Man Who Wasn't There is a 2001 neo-noir film written and directed by Joel and Ethan Coen. Billy Bob Thornton stars in the title role. Also featured are James Gandolfini, Tony Shalhoub, Scarlett Johansson, and Coen regulars Frances McDormand, Michael Badalucco, and Jon Polito....
     lawyer Freddy Riedenschneider references a German "Fritz... or was it Werner?" and his principle, summarising that "the more you look, the less you really know".
  • In the webcomic Unshelved
    Unshelved

    Unshelved is a daily comic strip most notable for being set in a library. Published by Overdue Media, the web comic was created by writer Gene Ambaum and co-writer/artist Bill Barnes, and has been appearing at the rate of a strip per day since February 16 2002, with a virtual newspaper circulation in excess of 45,000 readers and growing...
    , Dewey confirms Heisenberg's Uncertainty Principle by observing that noisy children in a library settle down when they are watched by an adult, conflating the uncertainty principle with the observer effect
    Observer effect

    In experimental research, the term observer effect refers to changes that the act of observing will make on the phenomenon being observed. It has application in many fields of scientific inquiry, and may refer specifically to:...
    .


See also

  • Correspondence principle
    Correspondence principle

    In physics, the correspondence principle is a quantitative tool, applied in the old quantum theory as well as in Quantum mechanics, according to Jammer explicitly formulated by Niels Bohr for the first time in 1920, but used by him already in 1913 when developing the Bohr model of an atom....
  • Correspondence rules
    Correspondence rules

    In quantum mechanics, correspondence rules refers to the principle of replacing physical quantities with operators.Such replacements include energy and momentum, which can be derived informally from taking the time and space derivities of the plane wave function....
  • Introduction to quantum mechanics
    Introduction to quantum mechanics

    Quantum mechanics is a branch of physics dealing with the behavior of matter and energy on the minute scale of atoms and subatomic particles. Quantum mechanics is fundamental to our understanding of all of the fundamental forces of nature except gravity....
  • Heisenbug
  • Quantum indeterminacy
    Quantum indeterminacy

    Quantum indeterminacy is the apparent necessary incompleteness in the description of a physical system, that has become one of the characteristics of the standard description of quantum physics....


External links

  • Annotated pre-publication proof sheet of , March 23, 1927.
  • - a chapter from an online textbook
  • on
  • at MathPages
  • - It is shown that something opposite to the time-energy uncertainty relation is true.