Futures techniques
Encyclopedia
In the multi-disciplinary field of futurology
Futurology
Futures studies is the study of postulating possible, probable, and preferable futures and the worldviews and myths that underlie them. There is a debate as to whether this discipline is an art or science. In general, it can be considered as a branch under the more general scope of the field of...

, futurologists use a diverse range of forecasting methods, including:

Delphi method

The Delphi method is a very popular technique used in Futures Studies. It was developed by Gordon and Helmer
Olaf Helmer
Olaf Helmer was a German-American logician and futurologist. He was a researcher at the RAND Corporation from 1946 to 1968 and a co-founder of the Institute for the Future....

 in 1953 at RAND
RAND
RAND Corporation is a nonprofit global policy think tank first formed to offer research and analysis to the United States armed forces by Douglas Aircraft Company. It is currently financed by the U.S. government and private endowment, corporations including the healthcare industry, universities...

. It can be defined as a method for structuring a group communication process, so that the process is effective in allowing a group of individuals, as a whole, to deal with a complex problem.

It uses the iterative, independent questioning of a panel of experts to assess the timing, probability, significance and implications of factors, trends and events in the relation to the problem being considered. Panelists are not brought together but individually questioned in rounds. After the initial round, the panelists are given lists of anonymous answers from other panelists which they can use to refine their own views.

Studies employing Delphi method tend to be difficult to perform. The application of the Delphi method requires a great deal of attention to the selection of participating experts and the questionnaires have to be scrupulously prepared and tested in advance. The initial preparation and follow-up rounds of questioning of the panelists tends to be time consuming.

Delphi’s primary strength is its ability to explore, tranquilly and objectively, issues that require judgement. Unlike panel sessions, the iterative Delphi method allows the forecasting and assessment to be done without the effect of strong personalities or reputations influencing other panelists and also overcomes the difficulty of getting all experts together in a single time and place.

Causal layered analysis (CLA)

This method, developed by Sohail Inayatullah, is one of the newest developments in the Futures Studies. Causal layered analysis focuses on “opening up” the present and past to create alternative futures rather than on developing a picture of particular future.

It is concerned with the vertical dimension of futures studies, with the layers of analysis. CLA is based on the assumption that the way in which a problem is formulated changes the policy solutions and the actors in charge of initiating transformations.

The key principle of the method is using and integrating different ways of knowing.

There are a number of benefits arising from the application of this method. Causal layered analysis increases the range and richness of scenarios; leads to inclusion of different ways of knowing among participants in workshops; appeals to wider range of individuals through incorporation of non-textual and artistic elements; extends the discussion beyond the obvious to the deeper and marginal; and leads to the policy actions that can be educated by alternative layers of analysis.

Environmental scanning

Environmental scanning is usually used at the start of a futures project. It aims at broad exploration of all major trends, issues, advancements, events and ideas across a wide range of activities. Information is collected from many different sources, such as newspapers, magazines, Internet, television, conferences, reports, and also science-fiction books. Various tools and methodologies are used by large corporations to systematically scope their external environment. An example is the widely used FUTURE structure developed by Futurist Patrick Dixon
Patrick Dixon
Dr Patrick Dixon is an author and business consultant, often described as a futurist. In 2005 he was ranked as one of the 20 most influential business thinkers alive according to the Thinkers 50...

 described in his book Futurewise
Futurewise
Futurewise is a book on global trends written by the futurist Patrick Dixon in 1998, with new editions in 2001, 2003 and 2007. Dr Patrick Dixon has been ranked as one of the 20 most influential business thinkers alive today by Thinkers 50, and is author of 11 other books including Building a...

 - F ast, U rban, T ribal, U niversal, R adical, E thical. Attention needs to be given to potential Wild Cards - low probability but potentially high impact events.

Scanning is used to build up a comprehensive picture of factors that could impact strategy.

Four types of indicators can be examined in the process of environmental scanning:
  1. Lone signals (individual factors that might indicate change)
  2. Landmark events (in various areas of life)
  3. Forecasts of experts
  4. Statistical descriptions (to portray development of elements of the study).

Morphological analysis

Morphological analysis is a technique developed by Fritz Zwicky
Fritz Zwicky
Fritz Zwicky was a Swiss astronomer. He worked most of his life at the California Institute of Technology in the United States of America, where he made many important contributions in theoretical and observational astronomy.- Biography :Fritz Zwicky was born in Varna, Bulgaria to a Swiss father....

 (1966, 1969) for exploring all the possible solutions to a multi-dimensional, non-quantified problem complex.

As a problem structuring and problem solving technique, morphological analysis was designed for multi-dimensional, non-quantifiable problems where causal modeling and simulation do not function well or at all. Zwicky developed this approach to address seemingly non-reducible complexity. Using the technique of cross consistency assessment (CCA), the system however does allow for reduction, not by reducing the number of variables involved, but by reducing the number of possible solutions through the elimination of the illogical solution combinations in a grid box.

MA has also been employed for the identification of new product opportunities. The technique involves mapping options in order to attain an overall perspective of possible solutions. It comprises the two main activities: a systematic analysis of a current and future structure of the area including the gaps in that structure, stimulation for creation of new alternative, which could fill the gaps and meet any needs.

Scenario planning

Scenarios are one of the most popular and persuasive methods used in the Futures Studies. Government planners, corporate strategists and military analysts use them in order to aid decision-making. The term scenario was introduced into planning and decision-making by Herman Kahn
Herman Kahn
Herman Kahn was one of the preeminent futurists of the latter third of the twentieth century. In the early 1970s he predicted the rise of Japan as a major world power. He was a founder of the Hudson Institute think tank and originally came to prominence as a military strategist and systems...

 in connection with military and strategic studies done by RAND in the 1950s.

It can be defined as a rich and detailed portrait of a plausible future world, one sufficiently vivid that a planner can clearly see and comprehend the problems, challenges and opportunities that such an environment would present.

A scenario is not a specific forecast of the future, but a plausible description of what might happen. Scenarios are like stories built around carefully constructed plots based on trends and events. They assist in selection of strategies, identification of possible futures, making people aware of uncertainties and opening up their imagination and initiating learning processes.

One of the key strengths of the scenario process is its influence on the way of thinking of its participants. A mindset, in which the focus is placed on one possible future, is altered towards the balanced thinking about a number of possible alternative futures.

Although it is a very rewarding method it is also very demanding. The difficulties in its use can arise from a lack of clear focus, purpose or directions. As a result too many scenario stories can be created and/or their content may not be directly related to the strategic question.

Future history

A future history is a postulated history
History
History is the discovery, collection, organization, and presentation of information about past events. History can also mean the period of time after writing was invented. Scholars who write about history are called historians...

 of the future
Future
The future is the indefinite time period after the present. Its arrival is considered inevitable due to the existence of time and the laws of physics. Due to the nature of the reality and the unavoidability of the future, everything that currently exists and will exist is temporary and will come...

.Some science fiction
Science fiction
Science fiction is a genre of fiction dealing with imaginary but more or less plausible content such as future settings, futuristic science and technology, space travel, aliens, and paranormal abilities...

 authors construct as a common background for fiction. The author may include a timeline
Chronology
Chronology is the science of arranging events in their order of occurrence in time, such as the use of a timeline or sequence of events. It is also "the determination of the actual temporal sequence of past events".Chronology is part of periodization...

 of events for this history. A related field is alternate history, which assumes that the events at a critical point in past history turned out differently and then draws a fictional future timeline from that event.

Monitoring

It is a process that aims at evaluation of events, as they occur or just after. It involves activities like scanning, detecting, projecting, assessing, responding and tracking. Monitoring is one of the fundamental activities performed by Futures Studies.

Content analysis

This technique is used for the systematic and objective study of the particular aspects of various ‘messages’. Such ‘messages’ can be found in books, journals, newspapers, private letters, publications of political parties, reports, surveys, interviews, television, Internet and so on. This method, in order to be reliable and valid, needs to be performed with high competency.

Backcasting (eco-history)

It is a technique that often is pointed out as an opposite to forecasting. It involves identification of a particular scenario and tracing its origins and lines of development back to the present.

Back-view mirror analysis

It builds upon the assumption that any future oriented group process has to manage peoples’ difficulties in thinking into the future. These difficulties can arise from the fears as well as from the lack of experience in futures thinking.

Back-view mirror analysis allows dealing with the fears related to the future by creating a new perspective that looks to the past instead of starting the process in the present. The method is used to perform qualitative analysis of the past using both quantitative and qualitative data.

Cross-impact analysis

The method was developed by Theodore Gordon and Olaf Helmer in 1966 in an attempt to answer a question whether perceptions of how future events may interact with each other can be used in forecasting.

As it is well known, most events and trends are interdependent in some ways. Cross-impact analysis provides an analytical approach to the probabilities of an element in a forecast set, and it helps to assess probabilities in view of judgements about potential interactions between those elements.

The technique can be used by individuals and groups at an elementary qualitative level as well as it can be employed to perform more complicated and intensive quantitative analysis. One of its strengths is that it forces the attention towards “chains of causality: x affects y; y affects z”. On the other side it can be very fatiguing and monotonous.

Futures workshops

Future workshops were developed by Robert Jungk
Robert Jungk
Robert Jungk , also known as Robert Baum and Robert Baum-Jungk, was an Austrian writer and journalist who wrote mostly on issues relating to nuclear weapons....

 in order to allow anybody to become involved in creating their preferred future rather than being subjected to decisions made by experts. Future workshops are very strongly action oriented. They aim, first to imagine the desired future, and then to plan it and implement it.

Future workshops have four distinctive phases:
  1. In the first preparatory phase the issue that will be considered is identified and the structure and details of sessions are arranged.
  2. The operative phase involves clarification of the issue considered and articulation of negative experiences in the present situation.
  3. In the fantasy stage participants verbalise their desires, dreams, fantasies and views about the future in a free idea generation session. The participants are asked to forget all the limitations and obstacles of the present reality.
  4. The last step involves: analysis of the feasibility of ideas and solutions generated in the fantasy phase; recognition of limits and barriers for implementation and discovering how they can be overcome.


A similar method is found in Future Search
Future Search
Future Search is the name for a 3-day planning meeting that enables people to cooperate in complex situations, including those of high conflict and uncertainty. The method typically involves groups of 40 to 80 people in one room and as many as 300 in parallel conferences...

.

Failure mode and effects analysis

Failure mode and effects analysis
Failure mode and effects analysis
A failure modes and effects analysis is a procedure in product development and operations management for analysis of potential failure modes within a system for classification by the severity and likelihood of the failures...

 (FMEA)
is a safety analysis method first developed for systems engineering
Systems engineering
Systems engineering is an interdisciplinary field of engineering that focuses on how complex engineering projects should be designed and managed over the life cycle of the project. Issues such as logistics, the coordination of different teams, and automatic control of machinery become more...

 which examines potential failures in products or processes. It may be used to evaluate risk management
Risk management
Risk management is the identification, assessment, and prioritization of risks followed by coordinated and economical application of resources to minimize, monitor, and control the probability and/or impact of unfortunate events or to maximize the realization of opportunities...

 priorities for mitigating known threat-vulnerabilities.

FMEA helps select remedial actions that reduce cumulative impacts of life cycle consequences (risks) from a systems failure (fault).

Measured Action

Measured Action is an action that improves Production Capability by a measured amount, (e.g. if X hours of overtime then Y additional files transmitted). Measured actions enhance FMEA by perfectly matching calculated risks with calculated contingencies to ensure a specific outcome.

Futures biographies

This method, also called futures imagining, aims to create individual imaginaries, to gather peoples’ views on the future and to examine them in the study of collective future. Peoples’ expectations and opinions are considered as an important indication of possible goals and to possible directions that can influence peoples’ actions and in result steer the future.

Futures wheel

The method is a form of structured brainstorming that aims at identifying and packaging secondary and tertiary consequences of trends and events. A trend or event is placed in the middle of a piece of paper and then small spokes are drawn wheel-like from the centre. Primary impacts and consequences are written in circles of the first ring.

Then secondary consequences of each primary impact are derived forming the second ring. This ripple effect continues until there is a clear picture of implications that the event or trend can have. Futures wheel is a very simple but powerful technique for drawing out people’s opinions and ideas. However, it is sensitive to underlying assumptions.

Relevance tree

It is an analytical technique that subdivides a large subject into increasingly smaller subtopics. The relevance tree has a form of a hierarchical structure that begins with a high level of abstraction and moves down with greater degree of detail in the following levels of the tree. It is a powerful technique that helps to ensure that a given problem or issue is broken into comprehensive detail and that important connections among the elements considered are presented in both current and potential situations.

Simulation and modelling

Simulation and modelling are computer-based tools developed to represent reality
Reality
In philosophy, reality is the state of things as they actually exist, rather than as they may appear or might be imagined. In a wider definition, reality includes everything that is and has been, whether or not it is observable or comprehensible...

. They are widely used to analyse behaviours and to understand processes. Models allow demonstration of past changes as well as the examination of various transformations and their impact on each other and other considered factors.

They can help to understand the connections between factors and events and to examine their dynamics. Simulation is a process that represents a structure and change of a system. In simulation some aspects of reality are duplicated or reproduced, usually within the model.
The main purpose of simulation is to discern what would really happen in the real world if certain conditions, imitated by the model, developed.

Although modelling and simulation became even more popular with the development of computing technology, application of these techniques have certain limits. Models represent a simplification of a system that is being examined; therefore the results need to be carefully considered.

As the complexity of real systems increases models need to be more and more complex to represent the reality most accurately. In result, they may become increasingly difficult to understand and to be operated. Their complex nature can cause problems with using and managing results.

As models constitute a simpler version of reality, certain factors can be omitted, and in consequence can lead to mistakes. Such mistakes are not easy to be found and corrected.

Social network analysis

Social network analysis (also sometimes called network theory) has emerged as a key technique in modern sociology
Sociology
Sociology is the study of society. It is a social science—a term with which it is sometimes synonymous—which uses various methods of empirical investigation and critical analysis to develop a body of knowledge about human social activity...

, anthropology
Anthropology
Anthropology is the study of humanity. It has origins in the humanities, the natural sciences, and the social sciences. The term "anthropology" is from the Greek anthrōpos , "man", understood to mean mankind or humanity, and -logia , "discourse" or "study", and was first used in 1501 by German...

, Social Psychology
Social psychology
Social psychology is the scientific study of how people's thoughts, feelings, and behaviors are influenced by the actual, imagined, or implied presence of others. By this definition, scientific refers to the empirical method of investigation. The terms thoughts, feelings, and behaviors include all...

 and organizational studies
Organizational studies
Organizational studies, sometimes known as organizational science, encompass the systematic study and careful application of knowledge about how people act within organizations...

, as well as a popular topic of speculation and study.

Research in a number of academic fields have demonstrated that social networks operate on many levels, from families up to the level of nations, and play a critical role in determining the way problems are solved, organizations are run, and the degree to which individuals succeed in achieving their goals.

Systems engineering

An interdisciplinary approach to engineering systems that is inherently complex, since the behavior
Behavior
Behavior or behaviour refers to the actions and mannerisms made by organisms, systems, or artificial entities in conjunction with its environment, which includes the other systems or organisms around as well as the physical environment...

 of and interaction among system components is not always well defined.

Defining and characterizing such systems and subsystems, and the interactions among them, is the primary aim of systems engineering. On very large programs, a systems architect
Systems architect
The systems architect establishes the basic structure of the system, defining the essential core design features and elements that provide the framework for all that follows, and are the hardest to change later....

 may be designated to serve as an interface between the user/sponsor and systems engineer.

RADM Grace Hopper
Grace Hopper
Rear Admiral Grace Murray Hopper was an American computer scientist and United States Navy officer. A pioneer in the field, she was one of the first programmers of the Harvard Mark I computer, and developed the first compiler for a computer programming language...

, USNR was quoted as saying "Life was simple before World War II
World War II
World War II, or the Second World War , was a global conflict lasting from 1939 to 1945, involving most of the world's nations—including all of the great powers—eventually forming two opposing military alliances: the Allies and the Axis...

. After that, we had systems."

Visioning

Visioning is a popular method in the studies of desirable futures and the one that gives emphasis to values. It is extensively used in urban planning. The visioning process is based on the assumption that images of the future lead peoples’ present behaviours, guide choices and influence decisions. Images of the future can be positive or negative and cause different responses according to the perceptions.

Vision is usually seen as a positive, desirable image of the future and can be defined as a compelling, inspiring statement of the preferred future that the authors and those who subscribe to the vision want to create.

There are a number of issues that need to be addressed while using the visioning method. Vision comprises peoples’ values, wishes, fears and desires. In order to make the visioning process work it is necessary to ensure that it is not making an idealistic wish-list; that vision is an image of the future shared by a whole community; and that the vision is translatable into reality.

Trend analysis

Trend analysis is one of the most often used methods in forecasting. It aims to observe and register the past performance of a certain factor and project it into the future. It involves analysis of two groups of trends: quantitative, mainly based on statistical data, and qualitative, these are at large concerned with social, institutional, organisational and political patterns.

In the quantitative trend analysis data is plotted along a time axis, so that a simple curve can be established. Short term forecasting seems quite simple; it becomes more complex when the trend is extrapolated further into the future, as the number of dynamic forces that can change direction of the trend increases. This form of simple trend extrapolation helps to direct attention towards the forces, which can change the projected pattern.

A more elaborated curve that uses times series analysis can often reveal surprising historical and current data patterns. The qualitative trend analysis is one of the most demanding and creative methods in Futures Studies.

As trends never speak for themselves, the identification and description of patterns is partly empirical and partly creative activity. The most challenging part of qualitative trends analysis is identification of a tendency early, as recognition of a mature trend is “relatively useless” in influencing anyone’s behaviour.

Adaptive role-playing

Although similar to decision theory
Decision theory
Decision theory in economics, psychology, philosophy, mathematics, and statistics is concerned with identifying the values, uncertainties and other issues relevant in a given decision, its rationality, and the resulting optimal decision...

, game theory
Game theory
Game theory is a mathematical method for analyzing calculated circumstances, such as in games, where a person’s success is based upon the choices of others...

 studies decisions that are made in an environment where various players interact. In other words, game theory studies choice of optimal behavior when costs and benefits of each option are not fixed, but depend upon the choices of other individuals.

ALL-WinWin
Win-win game
A win-win game is a game which is designed in a way that all participants can profit from it in one way or the other. In conflict resolution, a win-win strategy is a conflict resolution process that aims to accommodate all disputants.-Types:...

 collaborative efforts require group decision support systems
Decision making
Decision making can be regarded as the mental processes resulting in the selection of a course of action among several alternative scenarios. Every decision making process produces a final choice. The output can be an action or an opinion of choice.- Overview :Human performance in decision terms...

 (GDSS) that enable the knowledge management
Knowledge management
Knowledge management comprises a range of strategies and practices used in an organization to identify, create, represent, distribute, and enable adoption of insights and experiences...

 community of practice
Community of practice
A community of practice is, according to cognitive anthropologists Jean Lave and Etienne Wenger, a group of people who share an interest, a craft, and/or a profession. The group can evolve naturally because of the members' common interest in a particular domain or area, or it can be created...

 to assure sustainable mutually-beneficial results.

External links

  • Futurist Update (December, 2005)
  • PDF: Forecasting
    Forecasting
    Forecasting is the process of making statements about events whose actual outcomes have not yet been observed. A commonplace example might be estimation for some variable of interest at some specified future date. Prediction is a similar, but more general term...

     introduction
  • Wired: The Case for Terrorism
    Terrorism
    Terrorism is the systematic use of terror, especially as a means of coercion. In the international community, however, terrorism has no universally agreed, legally binding, criminal law definition...

     Futures
The source of this article is wikipedia, the free encyclopedia.  The text of this article is licensed under the GFDL.
 
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