Elisha Gray and Alexander Bell Controversy
Encyclopedia
The Elisha Gray
Elisha Gray
Elisha Gray was an American electrical engineer who co-founded the Western Electric Manufacturing Company...

 and Alexander Graham Bell
Alexander Graham Bell
Alexander Graham Bell was an eminent scientist, inventor, engineer and innovator who is credited with inventing the first practical telephone....

 controversy
concerns the question of whether Bell or Gray invented the telephone independently and, if not, whether Bell stole the invention from Gray. This controversy is narrower than the question of who deserves credit for inventing the telephone, for which there are several claimants.

Background

Alexander Graham Bell was a tutor for the deaf while pursuing his own research into a method of telegraphy that could transmit multiple messages over a single wire simultaneously, a so-called "harmonic telegraph"
Acoustic telegraphy
Acoustic telegraphy was also known as harmonic telegraphy. During the late 19th century, inventors developed methods of multiplexing telegraph messages simultaneously over a single telegraph wire by using different audio frequencies or channels, for each message. A telegrapher used a conventional...

. Bell formed a partnership with two of his students' parents, including prominent Boston lawyer Gardiner Hubbard, to help fund his research in exchange for shares of any future profits.

Elisha Gray was a prominent inventor in Highland Park, Illinois
Highland Park, Illinois
Highland Park is a suburban municipality in Lake County, Illinois, United States, about north of downtown Chicago. As of 2009, the population is 33,492. Highland Park is one of several municipalities located on the North Shore of the Chicago Metropolitan Area.-Overview:Highland Park was founded...

. His Western Electric
Western Electric
Western Electric Company was an American electrical engineering company, the manufacturing arm of AT&T from 1881 to 1995. It was the scene of a number of technological innovations and also some seminal developments in industrial management...

 company was a major supplier to the telegraph company Western Union
Western Union
The Western Union Company is a financial services and communications company based in the United States. Its North American headquarters is in Englewood, Colorado. Up until 2006, Western Union was the best-known U.S...

. In 1874 Bell was in competition with Elisha Gray to be the first to invent a practical harmonic telegraph.
In the summer of 1874, Gray developed a harmonic telegraph device using vibrating reeds that could transmit musical tones, but not intelligible speech. In December 1874 he demonstrated it to the public at Highland Park First Presbyterian Church. On February 11, 1876, Gray included a diagram for a telephone in his notebook. On February 14, Gray's lawyer filed a patent caveat with a similar diagram. The same day, Bell's lawyer filed (hand-delivered to the U.S. Patent Office) a patent application on the harmonic telegraph, including its use for transmitting vocal sounds. On February 19, the patent office suspended Bell's application for three months to give Gray time to submit a full patent application with claims, after which the patent office would begin interference proceedings to determine whether Bell or Gray were first to invent the claimed subject matter of the telephone.

At the time, the USPTO required the submission of a working patent model
Patent model
A patent model was a scratch-built miniature model no larger than 12" by 12" by 12" that showed how an invention works...

 for the patent application to be accepted, with the acceptance process often taking years, and with interference proceedings often involved public hearings—although the U.S. Congress had abolished the requirement for patent models in 1870. However, Bell's lawyers argued strenuously for an exception to be made in their case, likely on the basis of the Congressional amendment to the patent law.

On February 24, 1876, Bell traveled to Washington DC. Nothing was entered in his lab notebook until his return to Boston on March 7. Bell's patent was issued on March 7. On March 8, Bell recorded an experiment in his lab notebook, with a diagram similar to that of Gray's patent caveat (see right). Bell finally got his telephone model to work on March 10, when Bell and his assistant Thomas A. Watson
Thomas A. Watson
Thomas Augustus Watson was an assistant to Alexander Graham Bell, notably in the invention of the telephone in 1876. He is best known because his name was one of the first words spoken over the telephone. "Mr. Watson - Come here - I want to see you." were the first words Bell said using the new...

 both recorded the famous "Watson, come here" story in their notebooks.

In a letter of March 2, 1877, Bell admitted to Gray that he was aware Gray's caveat "had something to do with the vibration of a wire in water [the variable resistance breakthrough that made the telephone practical] — and therefore conflicted with my patent." At this time, Gray's caveat was still confidential. In 1879, Bell testified under oath that he discussed "in a general way" Gray's caveat with patent examiner Zenas Fisk Wilber.

In a sworn affidavit from April 6, 1886, Wilber admitted that he was an alcoholic who owed money to his longtime friend and Civil War Army companion Marcellus Bailey
Marcellus Bailey
Marcellus Bailey was an American patent attorney who, with Anthony Pollok, helped prepare Alexander Graham Bell's patents for the telephone and related inventions.-Biography:...

, Bell's lawyer. Wilber says that after he issued the suspension on Bell's patent application, Bailey came to visit. In violation of Patent Office rules, he told Bailey about Gray's caveat and told his superiors that Bell's patent application had arrived first. During Bell's visit to Washington, "Prof. Bell was with me an hour when I showed him the drawing [of Gray's caveat] and explained Gray's methods to him." He says Bell returned at 2pm to give him a hundred-dollar bill.

Wilber's other sworn affidavits leave out these details. Only his October 21, 1885 affidavit directly contradicts this story and Wilber claims it was "given at the request of the Bell company by Mr. Swan, of its counsel" and he was "duped to sign it" while drunk and depressed. However, Wilber's April 6, 1886, affidavit was also sworn to and subscribed to Thomas W. Swan. These conflicting affidavits discredited Wilber.

The April 6 affidavit was published in the Washington Post on May 22, 1886. Three days later, they published a sworn denial from Bell.

Conflicting theories

Bell supporters cite numerous lawsuits in which the courts decided in favor of Bell and the telephone company he founded. Bell supporters believe that the liquid transmitter Bell used on March 10th 1876, in addition to being constructed differently than the transmitter described in Gray’s caveat, operated in a very different way than that described in Gray’s caveat; a way of operation that is in fact contained in Bell’s original patent application and not in Gray’s caveat. Bell’s supporters believe that because of this, all accusations of theft on the part of either Bell or his lawyers, are rendered an impossibility. Bell’s patent application contains knowledge that points to a greater understanding than that found in Gray’s caveat.

Gray supporters cite the fact that Bell's first successful experiment in transmitting clear speech over a wire was on March 10, 1876 using the same water transmitter
Water microphone
A water microphone or water transmitter is based on Ohm's law that current in a wire varies inversely with the resistance of the circuit. The sound waves from a human voice cause a diaphragm to vibrate which causes a needle or rod to vibrate up and down in water that has been made conductive by a...

 design described in Gray's caveat
Patent caveat
A patent caveat was a legal document filed with the United States Patent Office. Caveats were instituted by the US Patent Act of 1836, but were discontinued in 1909. A caveat was like a patent application with a description of an invention and drawings, but without claims. It was an official...

 but not described in Bell's patent.

There is a third side to this controversy, expressed in detail in a book by Evenson, which concludes that it was Bell's lawyers, not Bell, who misappropriated Gray's water transmitter (variable resistance) invention.

Important Difference Between Bell’s Patent Application And Gray’s Caveat

The following quote forms part of the alleged 'additional information' in Bell’s patent application, which he has been accused of stealing from Gray’s caveat:
“For instance, let mercury or some other liquid form part of a voltaic current, the more deeply the conducting-wire is immersed in the mercury or other liquid, the less resistance does the liquid offer to the passage of the current.”


Though the advisability of using mercury in his device has been questioned, it is Bell's description of how the conducting-wire is immersed, (more or less deeply), and the effect on electrical resistance that this does have on the passage of current in "other liquid", that proves his understanding of undulating current and variable resistance in this device, at the time of his patent application. This is information that is not found in Gray's caveat, is extremely unlikely to have come from any other mind than Bell's, and which Bell's supporters feel is superior to Gray's description. Bell describes here the method with which his liquid transmitter of March 10th 1876 was built and operated.

Gray’s caveat describes a liquid transmitter that entails two electrodes that are nearly, but not quite touching, both electrodes submerged in the liquid, which had to be contained in an insulated vessel such as that made of glass, as stated in the caveat. This is the device that Gray pictured in his caveat drawing.

Bell’s liquid transmitter of March 10th 1876 was not built to the specifications contained in Gray’s caveat, but rather to the specifications in Bell’s patent application. The positioning of Bell’s electrodes was radically different than those of Gray’s caveat. Bell’s electrodes were relatively far apart, one just touching the surface of the liquid and being acted upon in that position by the diaphragm responding to a human voice. It is this electrode that operated just as Bell described it in his patent application: “…the more deeply the conducting-wire is immersed in the mercury or other liquid, the less resistance does the liquid offer to the passage of the current.” This is the device that is pictured in Bell’s notebook entry of March 9th and which some have seen as being similar to that pictured in the Gray caveat. Though both devices are correctly called a liquid transmitter, they are in fact quite different.

It is alleged that the device in Gray’s caveat could not be made to work, though it is uncertain how much effort was devoted to the task. What is known is that Bell’s liquid transmitter did work. Bell’s supporters feel this information proves that Bell not only had a good understanding of undulating current and variable resistance, but in fact his knowledge was superior to that of Gray.

First to arrive at the patent office

Gardiner Hubbard
Gardiner Greene Hubbard
Gardiner Greene Hubbard was a U.S. lawyer, financier, and philanthropist. He was one of the founders of the Bell Telephone Company and the first president of the National Geographic Society.- Biography :...

, Bell's lead partner in what would become the Bell Telephone Company
Bell Telephone Company
The Bell Telephone Company, a common law joint stock company, was organized in Boston, Massachusetts on July 9, 1877 by Alexander Graham Bell's father-in-law Gardiner Greene Hubbard, who also helped organize a sister company — the New England Telephone and Telegraph Company...

, had his lawyer file Bell's patent application for the telephone in the U.S. patent office
United States Patent and Trademark Office
The United States Patent and Trademark Office is an agency in the United States Department of Commerce that issues patents to inventors and businesses for their inventions, and trademark registration for product and intellectual property identification.The USPTO is based in Alexandria, Virginia,...

 in Washington, D.C. on February 14, 1876. Gray's lawyer filed Gray's caveat the same day. Under the U.S. patent laws of 1876 (and until 2011), a patent was granted to the first to invent and not to the first to file, and therefore it should not have made any difference whether Bell or Gray filed first. The popular belief was that Bell arrived at the patent
Patent
A patent is a form of intellectual property. It consists of a set of exclusive rights granted by a sovereign state to an inventor or their assignee for a limited period of time in exchange for the public disclosure of an invention....

 office an hour or two before his rival Elisha Gray, and that Gray lost his rights to the telephone as a result. But that did not happen according to Evenson.

According to Gray's account, his patent caveat
Patent caveat
A patent caveat was a legal document filed with the United States Patent Office. Caveats were instituted by the US Patent Act of 1836, but were discontinued in 1909. A caveat was like a patent application with a description of an invention and drawings, but without claims. It was an official...

 was taken to the US patent office
United States Patent and Trademark Office
The United States Patent and Trademark Office is an agency in the United States Department of Commerce that issues patents to inventors and businesses for their inventions, and trademark registration for product and intellectual property identification.The USPTO is based in Alexandria, Virginia,...

 a few hours before Bell's application, shortly after the patent office opened and remained near the bottom of the in-basket until that afternoon. Bell's application was filed shortly before noon on February 14 by Bell's lawyer who requested that the filing fee be entered immediately onto the cash receipts blotter and that Bell's application be taken to the examiner immediately. Late that afternoon, the fee for Gray's caveat was entered on the cash blotter, but the caveat was not taken to the examiner until the following day. The fact that Bell's filing fee was recorded earlier than Gray's fee led to the story that Bell had arrived at the patent office earlier. Bell was in Boston on February 14 and did not know this had happened until he arrived in Washington on February 26.

On February 19, Zenas Fisk Wilber, the patent examiner for both Bell's application and Gray's caveat, noticed that Bell's application claimed the same variable resistance feature described in Gray's caveat and both described an invention for "transmitting vocal sounds". Wilber suspended Bell's application for 3 months to allow Gray to file a full patent application with a request for examination.

Gray's lawyer William D. Baldwin had been told that Bell's application had been notarized on January 20, 1876. Baldwin advised Gray and Gray's sponsor Samuel S. White to abandon the caveat and not to file a patent application for the telephone. Whether Bell's application was filed before or after Gray's caveat no longer mattered, because Gray abandoned his caveat and did not contest Bell's priority, which opened the door to Bell being granted for the telephone on March 7, 1876.

Conspiracy theories

Several conspiracy theories were presented during trials and appeals (1878-1888) in which the Bell Telephone Company sued competitors and later when Bell and his lawyers were accused of patent fraud. These theories were based on alleged corruption of the patent examiner Zenas Wilber who was an alcoholic. Wilber was accused of revealing secret information to Alexander Graham Bell and Bell's patent attorneys Anthony Pollok
Anthony Pollok
Anthony Pollok was an American patent attorney who, with Marcellus Bailey, helped prepare Alexander Graham Bell's patents for the telephone and related inventions.- Biography :...

 and Marcellus Bailey
Marcellus Bailey
Marcellus Bailey was an American patent attorney who, with Anthony Pollok, helped prepare Alexander Graham Bell's patents for the telephone and related inventions.-Biography:...

 from patent applications and caveats of Bell's competitor Elisha Gray
Elisha Gray
Elisha Gray was an American electrical engineer who co-founded the Western Electric Manufacturing Company...

. One of the accusers was attorney Lysander Hill who charged that Bell's attorneys, Pollok and Bailey, had received this secret information from Wilber and that Wilber allowed Bell's attorney to insert a paragraph of seven sentences, based on this secret information, into Bell's patent application after both Gray's caveat and Bell's patent application had been filed in the patent office. However, Bell's original patent application shows no sign of alteration. Wilber noticed that the seven sentences contained subject matter very similar to the ideas expressed in Gray's caveat and suspended both Bell's application and Gray's caveat, which he would not have done if the seven sentences had not been in Bell's original patent application as filed on February 14, 1876. The conspiracy theories were rejected by the courts.

One of the valuable claims in Bell's 1876 US patent 174,465 was Claim 4, a method of producing variable electrical current in a circuit by varying the resistance in the circuit. That feature was not shown in any of Bell's patent drawing
Patent drawing
A patent application or patent may contain drawings, also called patent drawings, illustrating the invention, some of its embodiments , or the prior art...

s, but was shown in Elisha Gray's drawings in his caveat filed the same day. A description of the variable resistance feature, consisting of the seven sentences, was inserted into a draft of Bell's application. That the seven sentences were inserted in Bell's draft is not disputed. Bell testified that he inserted the seven sentences "almost at the last moment before sending it off to Washington to be engrossed." He said the engrossed application (also called the "fair copy") was mailed to him from his lawyers on January 18, 1876 and that he signed it and had it notarized in Boston
Boston
Boston is the capital of and largest city in Massachusetts, and is one of the oldest cities in the United States. The largest city in New England, Boston is regarded as the unofficial "Capital of New England" for its economic and cultural impact on the entire New England region. The city proper had...

 on January 20. But this statement by Bell is disputed by Evenson, who argues that the seven sentences and Claim 4 were inserted into Bell's patent application without Bell's knowledge on February 13 or 14, just before Bell's application was hand carried to the Patent Office by one of Bell's lawyers.

Role of the patent attorneys

Evenson argues that it was not Wilber who leaked Gray's ideas to Bell's attorney Anthony Pollok
Anthony Pollok
Anthony Pollok was an American patent attorney who, with Marcellus Bailey, helped prepare Alexander Graham Bell's patents for the telephone and related inventions.- Biography :...

 after Gray's caveat was filed with the patent office, but somebody in the office of Gray's attorney William D. Baldwin, perhaps Baldwin himself, who leaked the variable resistance idea and the water transmitter idea to Bell's attorney before Gray's caveat and Bell's application were filed. It was Baldwin who advised Gray to abandon his caveat and not turn it into a patent application, because, Baldwin said, Bell had invented the telephone before Gray and Bell's application was notarized before Gray began his caveat. Baldwin urged Gray to write a letter to Bell congratulating him on his new telephone invention and "I do not claim even the credit of inventing it...”. Baldwin also failed to represent Gray's interests in the Dowd case. Baldwin was on the payroll of the Bell Telephone Company at the same time he was representing Gray in a patent office action involving the Bell company. Gray did not tell anybody about his new invention for transmitting voice sounds until Friday, February 11, 1876 when Gray requested that Baldwin prepare a caveat for filing. Sometime on the weekend of February 12–13, Bell's lawyers learned of Gray's caveat. They then rushed to get Bell's application filed on Monday before Gray's caveat, or to make it appear that Bell's application was filed first.

There were several versions of Bell's application:
  • version E: draft consisting of 10 pages that Bell gave to George Brown for filing in England.
  • version F: draft consisting of 10 pages sent by Bell to Pollok & Bailey in early January 1876.
  • version X: engrossed "fair copy" signed by Bell and notarized on January 20, 1876 (presumably 14 pages)
  • version G: final application consisting of 15 pages filed in the US Patent Office on February 14, 1876. After minor amendments were made, this version G was issued as a patent on March 7, 1876.


Versions E and F are almost identical except for minor changes and the seven sentence insertion that now appears in the margin of version F, page 6. The question is when was this insertion made. Evenson argues that the seven sentences were not in version E or F when Bell sent version F to Pollok in early January 1876. Pollok rewrote the claims on page 10 of version F and his clerk copied version F into an engrossed "fair copy" (version X) which Pollok sent to Bell. On January 20, Bell signed the last page of version X, had it notarized on the last page, and returned it to Pollok with instructions to hold it until Bell received a message from George Brown. There was probably no page number on the notarized page when it was notarized. Both the draft version F and the notarized version X remained in Pollok's file box.

Valentine's Day

According to Evenson, early on Monday, February 14, after learning of the variable resistance feature from Gray's lawyer, Pollok or Bailey inserted the seven sentences into version X, revised the claims, made other minor revisions, and had the clerk prepare a new engrossed fair copy, version G which consists of 14 pages, not including a signature page. Pollok or Bailey removed the unnumbered notarized signature page from version X and attached it to version G, wrote page number "15" at the bottom of the notarized page, and hand carried the application to the patent office before noon on February 14. The page number 15 on the notarized page is more than twice as large as page numbers on pages 10 through 14. The inserted seven sentences are at the top of page 9 and the page number 9 is twice as large as page numbers on pages 10 through 14. Evenson does not speculate about what Pollok did with the pages of version X that were replaced by version G. Version F still lacked the seven sentence insertion. When Bell arrived in Washington on February 26, 1876, Pollok apparently requested that Bell write the seven sentences and other changes onto version F in Bell's handwriting, thereby creating a draft containing the variable resistance feature that Bell could later testify was made before January 18, 1876 "almost at the last moment" before sending version F to his lawyers.

Questions of theft

There was no "smoking gun" that proved that Bell had illegally acquired knowledge of Gray's invention from examiner Wilber prior to filing of Bell's patent application, but the paper trail left by various drafts of Bell's patent application is evidence that his lawyers may have acquired the basic ideas of Gray's liquid transmitter which Bell then used successfully to transmit "Mr. Watson, come here, I want to see you" on March 10, 1876.

Gray wrote to Bell saying: "I was unfortunate in being an hour or two behind you." Gray changed his opinion after learning facts from the trials. Gray wrote that his caveat was filed first: "Whatever evidence there is, is in favor of the caveat having been filed first."

In commenting on letters Gray and Bell wrote to each other before the trials, Gray wrote "Two or three letters passed and in one of them I told him of the caveat. In his [Bell's] answer he said: 'I do not know about your caveat, except that it had something to do with a wire vibrating in water', or words to that effect. "Vibrating in water" was the whole thing. How would he know that much?" About his caveat, Gray wrote "I showed Bell how to make the telephone. He could not mistake it, because the drawings were explicit, as well as the specifications."

Ten years after Bell's patent was issued, patent examiner Zenas Wilber admitted in a sworn affidavit that he had taken a $100 bribe from Bell, had taken a "loan" from Bell's patent attorney, and showed Bell the drawings in Gray's caveat. Bell responded with his own sworn affidavit that he had never paid any money to Wilber and Wilber did not show the drawings or any part of Gray's caveat to Bell. Bell testified that he visited Wilber before the patent was granted and asked Wilber what part of his application conflicted with Gray's caveat. Wilber told Bell that the conflict was with his use of variable resistance to cause undulating current and pointed to those words in Bell's application. Wilber suggested that Bell make several amendments to his application that eliminated the conflict and Bell complied. Examiner Wilber then approved Bell's patent which was issued on March 3, 1876.

One week later, Bell built and successfully tested Gray's liquid transmitter which transmitted "Mr. Watson, come here, I want to see you" on March 10, 1876.

Although Bell was accused, and is still accused, of stealing the telephone from Gray, Bell tested Gray's water transmitter design only after Bell's patent was granted and only as a proof of concept
Proof of concept
A proof of concept or a proof of principle is a realization of a certain method or idea to demonstrate its feasibility, or a demonstration in principle, whose purpose is to verify that some concept or theory that has the potential of being used...

 scientific experiment to prove to his own satisfaction that intelligible "articulate speech" (Bell's words) could be electrically transmitted. After March 1876, Bell focused on improving the electromagnetic telephone and never used Gray's liquid transmitter in public demonstrations or commercial use.

When Gray applied for a patent for the variable resistance telephone transmitter, the Patent Office determined "while Gray was undoubtedly the first to conceive of and disclose the [variable resistance] invention, as in his caveat of 14 February 1876, his failure to take any action amounting to completion until others had demonstrated the utility of the invention deprives him of the right to have it considered."

See also

  • Marcellus Bailey
    Marcellus Bailey
    Marcellus Bailey was an American patent attorney who, with Anthony Pollok, helped prepare Alexander Graham Bell's patents for the telephone and related inventions.-Biography:...

  • Emile Berliner
    Emile Berliner
    Emile Berliner or Emil Berliner was a German-born American inventor. He is best known for developing the disc record gramophone...

  • Thomas Edison
    Thomas Edison
    Thomas Alva Edison was an American inventor and businessman. He developed many devices that greatly influenced life around the world, including the phonograph, the motion picture camera, and a long-lasting, practical electric light bulb. In addition, he created the world’s first industrial...

  • Antonio Meucci
    Antonio Meucci
    Antonio Santi Giuseppe Meucci was an Italian inventor, a compatriot of revolutionary Giuseppe Garibaldi. He was best known for developing a voice communication apparatus which several sources credit as the first telephone....

  • Anthony Pollok
    Anthony Pollok
    Anthony Pollok was an American patent attorney who, with Marcellus Bailey, helped prepare Alexander Graham Bell's patents for the telephone and related inventions.- Biography :...

  • Philipp Reis

  • Canadian Parliamentary Motion on Alexander Graham Bell
    Canadian Parliamentary Motion on Alexander Graham Bell
    The Canadian Parliamentary Motion on Alexander Graham Bell, in the first session of Canada's 37th Parliament was unanimously passed by all four parties of its federal government on June 21, 2002, to affirm that Alexander Graham Bell, who had lived in both Brantford, Ontario and Baddeck, Nova Scotia...

  • Invention of the telephone
    Invention of the telephone
    The invention of the telephone is the culmination of work done by many individuals, the history of which involves a collection of claims and counterclaims. The development of the modern telephone involved an array of lawsuits founded upon the patent claims of several individuals...

  • The Telephone Cases
    The Telephone Cases
    The Telephone Cases were a series of U.S. court cases in the 1870s and 1880s related to the invention of the telephone, which culminated in the 1888 decision of the United States Supreme Court upholding the priority of the patents belonging to Alexander Graham Bell...

     of the US Supreme Court

Further reading

  • Meyer, Ralph & Carlson, Bernard (2008) "The Bell-Gray Controversy" (alternate title of "Controversy over the World's Most Lucrative Patent" on the contents page), American Heritage's Invention & Technology ; Fall 2008 edition, Vol.23 Iss.3, Pg. 14.
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