Battle of Tong Pass (211)
Encyclopedia
The Battle of Tong Pass was fought between the warlord Cao Cao
Cao Cao
Cao Cao was a warlord and the penultimate chancellor of the Eastern Han Dynasty who rose to great power during the dynasty's final years. As one of the central figures of the Three Kingdoms period, he laid the foundations for what was to become the state of Cao Wei and was posthumously titled...

 and a coalition of forces from Guanxi (west of Hangu Pass
Hangu Pass
Hangu Pass was a strategic pass in ancient China just south of the great eastern bend of the Yellow River in today's Lingbao, Henan Province...

) from March to September 211 during the prelude to the Three Kingdoms
Three Kingdoms
The Three Kingdoms period was a period in Chinese history, part of an era of disunity called the "Six Dynasties" following immediately the loss of de facto power of the Han Dynasty rulers. In a strict academic sense it refers to the period between the foundation of the state of Wei in 220 and the...

 period of Chinese history
History of China
Chinese civilization originated in various regional centers along both the Yellow River and the Yangtze River valleys in the Neolithic era, but the Yellow River is said to be the Cradle of Chinese Civilization. With thousands of years of continuous history, China is one of the world's oldest...

. The battle was initiated by Cao Cao's western expansion, which triggered uprisings in Guanxi. Cao Cao scored a decisive victory over the Guanxi coalition and established a hold of the Guanzhong
Guanzhong
Guanzhong , or Guanzhong Plain, is a historical region of China corresponding to the lower valley of the Wei River. It is called Guanzhong or 'within the passes' to distinguish it from 'Guandong' or 'east of the pass', that is, the North China Plain. The North China Plain is bordered on the west by...

 region.

Background

Before the end of the Han Dynasty, the warlord Ma Teng
Ma Teng
Ma Teng was a warlord during the late Han Dynasty period of Chinese history. He controlled Liang Province together with his sworn brother Han Sui...

 commanded a sizable army in the northwestern frontiers of China that threatened the North China Plain
North China Plain
The North China Plain is based on the deposits of the Yellow River and is the largest alluvial plain of eastern Asia. The plain is bordered on the north by the Yanshan Mountains and on the west by the Taihang Mountains edge of the Shanxi plateau. To the south, it merges into the Yangtze Plain...

 controlled by Cao Cao. When Cao Cao finished his unification of northern China in 207, he wished to turn south to attack Liu Bei
Liu Bei
Liu Bei , also known as Liu Xuande, was a warlord, military general and later the founding emperor of the state of Shu Han during the Three Kingdoms era of Chinese history...

 and Sun Quan
Sun Quan
Sun Quan , son of Sun Jian, formally Emperor Da of Wu, was the founder of Eastern Wu during the Three Kingdoms period of Chinese history. He ruled from 222 to 229 as King of Wu and from 229 to 252 as Emperor of Wu....

; so to avoid being attacked from behind, Cao Cao appointed Ma Teng as an official and summoned him to Ye City
Ye, China
Ye or Yecheng was an ancient Chinese city located in what is now Linzhang County, Hebei and the neighbouring Anyang County, Henan....

. Ma Teng and some of his family members were effectively held hostage to prevent Ma Teng's son, Ma Chao, from invading Cao Cao's territory.

Cao Cao's southern expedition did not go well; however, as he was defeated by the combined forces of Sun Quan and Liu Bei at the Battle of Red Cliffs
Battle of Red Cliffs
The Battle of Red Cliffs, otherwise known as the Battle of Chibi, was a decisive battle at the end of the Han Dynasty, immediately prior to the Three Kingdoms period of Chinese history. It was fought in the winter of 208/9 AD between the allied forces of the southern warlords Liu Bei and Sun Quan...

 in 208. He soon turned his attention west instead, with the intention to invade Guanzhong
Guanzhong
Guanzhong , or Guanzhong Plain, is a historical region of China corresponding to the lower valley of the Wei River. It is called Guanzhong or 'within the passes' to distinguish it from 'Guandong' or 'east of the pass', that is, the North China Plain. The North China Plain is bordered on the west by...

. In March 211, Cao Cao sent Zhong Yao
Zhong Yao
Zhong Yao was a Chinese calligrapher and politician of Cao Wei during the late Han Dynasty and Three Kingdoms period of Chinese history. Born in modern Xuchang, Henan, he was at one time the Grand Administrator of Chang'an....

 to attack Hanzhong
Hanzhong
Hanzhong is a municipality in southwest Shaanxi Province, China, occupying a historically significant valley in the mountains between the Xi'an area, home to many Chinese capitals, and the fertile but isolated Sichuan Basin...

 (Han'ning), which was controlled by Zhang Lu, while sending Xiahou Yuan
Xiahou Yuan
Xiahou Yuan was a military general serving under the warlord Cao Cao during the late Han Dynasty period of Chinese history. He was killed in the Battle of Mount Dingjun against Liu Bei's general Huang Zhong in 219, and was given the posthumous title of Marquis Min , literally meaning "sympathetic...

 to rendezvous with Zhong's forces. Gao Rou
Gao Rou
Gao Rou , style name Wenhui , was a minister of Cao Wei during the Three Kingdoms period of Chinese history. He was a younger cousin of Gao Gan. Gao Rou was known as the Minister of Interior...

 cautioned Cao Cao against such a move, saying that sending massive armies west could draw suspicion from the forces of Guanxi and cause them to revolt. However, Cao Cao paid no heed to his advice.

As predicted, the forces of Guanxi began suspecting an assault from Cao Cao, and soon Ma Chao, Han Sui
Han Sui
Han Sui was a warlord during the late Han Dynasty period of Chinese history. For most of his life he was active in Liang Province and was involved in several rebellions against the Han Dynasty and against the warlord Cao Cao.-Biography:With the backing of the Qiang people who populated much of...

, Hou Xuan
Hou Xuan
Hou Xuan was a military general serving under the warlord Han Sui during the late Han Dynasty period of Chinese history.When Ma Chao went to raise an army against Cao Cao, Hou Xuan fought alongside his lord, Han Sui. At the time when Han Sui fell out with Ma Chao, Hou Xuan along with Han Sui both...

, Cheng Yin, Yang Qiu
Yang Qiu
Yang Qiu was a warlord who joined Ma Chao's rebellion against Cao Cao during the late Han Dynasty period of Chinese history. Upon the coalition's defeat in the Battle of Tong Pass, he fled to Anding but was forced to surrender to Cao Cao the next winter and was awarded a post as a marquis.-In...

, Li Kan, Zhang Heng, Liang Xing
Liang Xing
Liang Xing was a general from Liang Province during the late Han Dynasty period of Chinese history. He was from Zuopingyi Commandery of the capital province, Sili ....

, Cheng Yi, and Ma Wan (馬玩) rallied their armies and marched on Tong Pass (in present-day Tongguan County
Tongguan County
Tongguan County is a county in Weinan, Shaanxi, China. It is located in the east of the Central Plain, north of the Qin Mountains, south of Wei and Luo River, east of the Mount Hua and in between the three provinces of Shanxi, Shaanxi and Henan...

, Shaanxi
Shaanxi
' is a province in the central part of Mainland China, and it includes portions of the Loess Plateau on the middle reaches of the Yellow River in addition to the Qinling Mountains across the southern part of this province...

). The coalition comprised a mixture of Han Chinese
Han Chinese
Han Chinese are an ethnic group native to China and are the largest single ethnic group in the world.Han Chinese constitute about 92% of the population of the People's Republic of China , 98% of the population of the Republic of China , 78% of the population of Singapore, and about 20% of the...

, Qiang, and Hu
Wu Hu
Wu Hu was a Chinese term for the northern non-Chinese nomadic tribes which caused the Wu Hu uprising, and established the Sixteen Kingdoms from 304 to 439 AD.-Definition:...

 soldiers. Many counties of the area joined the uprising, and the civilians had to escape into Hanzhong via Ziwu Valley (子午谷).

In response, Cao Cao ordered Cao Ren
Cao Ren
Cao Ren was a military general serving under the warlord Cao Cao during the late Han Dynasty and Three Kingdoms era of Chinese history. He played a significant part in assisting Cao Cao in the civil wars leading to the end of the Han Dynasty...

 to defend against the invading forces and issued orders that they must refrain from engaging the enemy.

The battle

In July, Cao Cao left the capital to lead his troops against Ma Chao, while leaving his son Cao Pi
Cao Pi
Cao Pi , formally known as Emperor Wen of Wei, was the first emperor of the state of Cao Wei during the Three Kingdoms period of Chinese history. Born in Qiao County, Pei Commandery , he was the second son of the late Han Dynasty warlord Cao Cao.Cao Pi, like his father, was a poet...

 to defend his headquarters in Ye City. In August, his troops arrived at Tong Pass where the standoff between his forces and the Guanxi forces was taking place. As the standoff dragged on, more and more Guanxi reinforcements came to Tong Pass, but Cao Cao seemed gleeful at every instance of enemy reinforcements. When asked by his officers why he was so happy when the enemy was gaining numbers, he replied "The road to Guanzhong is long, and if the barbarians defended themselves along the treacherous terrain, we cannot conquer them in one or two years. But now that they all assembled here in this uneasy alliance, it will be much easier to eliminate them. That is why I am happy."

Cao Cao gave the Guanxi forces an impression that a frontal assault was imminent, but on the other hand, he sent Xu Huang
Xu Huang
Xu Huang was a military general serving under the warlord Cao Cao during the late Han Dynasty era of Chinese history. He served the state of Cao Wei, founded by Cao Cao's successor Cao Pi, during the Three Kingdoms period...

 and Cao Hong
Cao Hong
Cao Hong was a military general of Cao Wei during the Three Kingdoms era of Chinese history. He started his career during the late Han Dynasty under the warlord Cao Cao, who was also his cousin.-Early career:...

 to travel north and cross the Yellow River
Yellow River
The Yellow River or Huang He, formerly known as the Hwang Ho, is the second-longest river in China and the sixth-longest in the world at the estimated length of . Originating in the Bayan Har Mountains in Qinghai Province in western China, it flows through nine provinces of China and empties into...

 via Puban Ford (浦阪津) to the west with 4,000 men and pitch camp there, so as to circumvent Tong Pass. A month later, Cao Cao's main force followed, while Cao Cao and Xu Chu
Xu Chu
Xu Chu was a warrior who lived during the late Han Dynasty and Three Kingdoms era of Chinese history. He served as a bodyguard to the warlord Cao Cao. Gigantic and strong, yet simple-minded and honest, Xu Chu was referred to as "Dumb Tiger" by his fellow men...

 guarded the rear. When Ma Chao got word of Cao Cao's manoeuvrer, he led roughly 10,000 men to give chase. Arrows poured down on the rearguard, but Cao Cao was in no hurry. Seeing that the situation became dire, Xu Chu helped Cao Cao onto a boat, but the ferryman was shot dead. Xu Chu then used a saddle to shield arrows with his left hand, and paddled the boat with his right. Ma Chao's men kept on firing arrows on Cao Cao's boat even though it had sailed for miles. It was then Ding Fei (丁斐), a general under Cao Cao, gave the command to release the livestock. Seeing this, the pursuing army, being mostly herders, gave up on the chase and went for the horses and oxen instead. It was through these efforts that Cao Cao safely crossed the river.

Cao Cao's force then regrouped with Xu Huang's, and marched south along the river. The Guanxi armies then accordingly positioned themselves against attack from the north. Cao Cao prepared decoy troops to distract the defenses while setting up a pontoon bridge
Pontoon bridge
A pontoon bridge or floating bridge is a bridge that floats on water and in which barge- or boat-like pontoons support the bridge deck and its dynamic loads. While pontoon bridges are usually temporary structures, some are used for long periods of time...

 crossing the Wei River
Wei River
The Wei River is a major river in west-central China's Gansu and Shaanxi provinces. It is the largest tributary of the Yellow River and very important in the early development of Chinese civilization....

 that would allow his forces to complete the circumvention of Tong Pass. At night, a portion of Cao Cao's forces crossed the river and tried to set camp there; however, the soil was too sandy to be used for building defense, and Ma Chao's cavalry soon chased away the builders. Eventually, on the advice of Lou Gui
Lou Gui
Lou Gui, style name Zibo , was a hermit from Mount Zhongnan who lived during the late Han Dynasty period of Chinese history. Lou later became an advisor to the warlord Cao Cao. During the Battle of Tong Pass against Ma Chao's forces, Lou advised Cao to build a large castle of ice in defense...

, Cao Cao had his men pour water on piled-up sand. The mixture froze in the cold night and became solid, and thus a bridgehead fortification was established south of the Wei River. It was shortly attacked by Ma Chao, but he was repelled by Cao Cao's ambushes.

As the battle dragged on, Ma Chao attempted a ceasefire where he requested the lands west of the Wei River, but Cao Cao rejected. Ma Chao would try to engage Cao Cao's men at his newly established camp, but Cao Cao defended well and would not bite the bait. In an attempt to negotiate, Cao Cao, Han Sui, and Ma Chao came together bringing no one but their close guards. Ma Chao had hoped that, with his strength, he could capture Cao Cao and force him to agree to their terms, but he had heard of the prowess of Cao Cao's bodyguard, so he asked, "Is the Tiger Marquis with you today?" Cao Cao pointed at Xu Chu, who glared at Ma Chao, and Ma dared not make a move.

To avoid attrition, the generals of the Guanxi armies agreed to cede territories and send their sons to Cao Cao as hostages in exchange for peace. Cao Cao's strategist Jia Xu
Jia Xu
Jia Xu , style name Wenhe , was an advisor to the warlord Cao Cao during the late Han Dynasty period of Chinese history. He previously served Dong Zhuo, Li Jue and Zhang Xiu before finally joining Cao Cao...

 suggested that he could pretend to accept the terms, and then turn the allied forces against each other. Cao Cao agreed, and arranged for an armistice. Han Sui was sent by the Guanxi armies as the representative. He was once a friend of Cao Cao, and when they met, they did not talk about military affairs but instead recollected their youths in the capital, occasionally clapping their hands and laughing amiably. When the meeting was over, Ma Chao demanded to know what Cao Cao said, but Han Sui responded that it was nothing much. Ma Chao became suspicious of Han Sui from there on. A few days later, Cao Cao sent Han Sui a letter with certain words smudged out as if Han did it himself. Ma Chao saw this letter and thought Han Sui was collaborating with Cao Cao, and did not trust Han any more.

To capitalize on this suspicion, Cao Cao set the time for a final clash between the two forces. First, he challenged the allied forces with lightly armoured soldiers, then surrounding the allied forces with heavy cavalry in both flanks. The allies were routed and many of their commanders were killed in battle. Han Sui and Ma Chao fled to Liang Province and Yang Qiu to Anding (present-day Anding District
Anding District
The Anding District is an administrative district in Gansu, the People's Republic of China. It is one of 17 districts of Gansu. It is part of the Dingxi prefecture, with the city of the same name being the prefecture seat.-References:...

, Gansu). Cao Cao emerged victorious.

Aftermath

The forces of Guanxi were unable to regroup again in a coalition and their strengths were greatly weakened after this battle. Of the remnants of the coalition, Yang Qiu soon surrendered, Han Sui was defeated by Xu Huang and Zhang He
Zhang He
Zhang He was a military general serving under the warlord Cao Cao during the late Han Dynasty era of Chinese history. He continued serving the state of Cao Wei during the Three Kingdoms period until his death....

, and only Ma Chao was actively causing trouble for Cao Cao.

After Cao Cao's main army retreated due to an uprising back home, Ma Chao attacked the commanderies in Longxi with the forces of the western tribes and the commanderies took their lead from him, except for the city of Jicheng (冀城). When he conquered Jicheng, Ma Chao killed the Inspector of Liang Province, Wei Kang (韋康), occupied the city and controlled Wei's forces. He called himself the General Who Conquers the West and took over the governance of Bing Province and the military matters of Liang Province. The deputies who served under Wei Kang, Yang Fu, Jiang Xu (姜叙), Liang Kuan (梁寬), Zhao Qu (趙衢) and others plotted against Ma Chao. Yang Fu and Jiang Xu revolted in Lucheng and Ma Chao left Jicheng to quell the uprising, but he was not successful. Meanwhile, Liang Kuan and Zhao Qu closed the gates to Jicheng and Ma Chao could not return to the city. He had little choice but to seek refuge with Zhang Lu in Hanzhong
Hanzhong
Hanzhong is a municipality in southwest Shaanxi Province, China, occupying a historically significant valley in the mountains between the Xi'an area, home to many Chinese capitals, and the fertile but isolated Sichuan Basin...

.

Later, Cao Cao had Ma Teng's household executed for Ma Chao's uprising. Only Ma Chao and his cousin Ma Dai
Ma Dai
Ma Dai was a military general of the state of Shu Han during the Three Kingdoms era of Chinese history. He previously served under his uncle, the warlord Ma Teng...

 remained in his once great family.

In fiction

The battle was mentioned in chapters 58 and 59 of Luo Guanzhong
Luo Guanzhong
Luo Ben , better known by his style name Luo Guanzhong , was a Chinese writer of the early Ming Dynasty period of Chinese history. He was also known as Huhai Sanren...

's historical novel Romance of the Three Kingdoms
Romance of the Three Kingdoms
Romance of the Three Kingdoms, written by Luo Guanzhong in the 14th century, is a Chinese historical novel based on the events in the turbulent years near the end of the Han Dynasty and the Three Kingdoms era of Chinese history, starting in 169 and ending with the reunification of the land in...

.

Cao Cao lured Ma Teng into the capital and had him killed because Ma had plotted to assassinate him. To avenge his father, Ma Chao led a coalition of dissidents against Cao Cao. Together with Han Sui
Han Sui
Han Sui was a warlord during the late Han Dynasty period of Chinese history. For most of his life he was active in Liang Province and was involved in several rebellions against the Han Dynasty and against the warlord Cao Cao.-Biography:With the backing of the Qiang people who populated much of...

, Ma Chao set off for Chang'an
Chang'an
Chang'an is an ancient capital of more than ten dynasties in Chinese history, today known as Xi'an. Chang'an literally means "Perpetual Peace" in Classical Chinese. During the short-lived Xin Dynasty, the city was renamed "Constant Peace" ; yet after its fall in AD 23, the old name was restored...

 and conquered it easily. Having conquered Chang'an they advanced towards Tong Pass. Cao Cao then immediately dispatched Cao Hong
Cao Hong
Cao Hong was a military general of Cao Wei during the Three Kingdoms era of Chinese history. He started his career during the late Han Dynasty under the warlord Cao Cao, who was also his cousin.-Early career:...

 and Xu Huang
Xu Huang
Xu Huang was a military general serving under the warlord Cao Cao during the late Han Dynasty era of Chinese history. He served the state of Cao Wei, founded by Cao Cao's successor Cao Pi, during the Three Kingdoms period...

 with 10,000 troops to Tong Pass to defend the pass with specific orders not to engage the enemy for ten days.

On the ninth day Cao Hong could no longer put up with the insults and taunts shouted by Ma Chao and his army and therefore led a contingent of troops out of the pass to fight Ma Chao's forces without permission. Xu Huang came out to help Cao Hong but the two of them were no match for Ma Chao who successfully took the pass. Cao Cao led troops personally to recapture Tong Pass but failed when Ma Chao defeated many of Cao Cao's top generals such as Yu Jin
Yu Jin
Yu Jin was a military general serving under the warlord Cao Cao during the late Han Dynasty period of Chinese history. He joined Cao in the early years of the civil wars that led to the collapse of the Han Dynasty...

 and Zhang He
Zhang He
Zhang He was a military general serving under the warlord Cao Cao during the late Han Dynasty era of Chinese history. He continued serving the state of Cao Wei during the Three Kingdoms period until his death....

. Ma Chao then directly attacked Cao Cao. Cao Cao, in a bid to escape, cut off his beard and threw away his robe to avoid being identified by Ma Chao's troops before being rescued by Cao Hong and Xiahou Yuan
Xiahou Yuan
Xiahou Yuan was a military general serving under the warlord Cao Cao during the late Han Dynasty period of Chinese history. He was killed in the Battle of Mount Dingjun against Liu Bei's general Huang Zhong in 219, and was given the posthumous title of Marquis Min , literally meaning "sympathetic...

.

In order to cut off Ma Chao's supply lines, Cao Cao led troops to cross the river but Ma Chao was prepared and ambushed him instead. Xu Chu
Xu Chu
Xu Chu was a warrior who lived during the late Han Dynasty and Three Kingdoms era of Chinese history. He served as a bodyguard to the warlord Cao Cao. Gigantic and strong, yet simple-minded and honest, Xu Chu was referred to as "Dumb Tiger" by his fellow men...

, Cao Cao's bodyguard, protected Cao, who would have otherwise perished there. Later Ma Chao was challenged to a duel by Xu Chu. The duel was a draw but the subsequent battle forced Cao Cao to retreat. In the days ahead, Ma Chao harassed Cao Cao's troops and gave them no chance of setting up camps. Cao Cao established a camp anyway, in a short amount of time, using the cold weather and the river water to construct an ice fortress. Knowing that it would be very difficult to defeat a valiant general like Ma Chao, Cao Cao accepted his adviser Jia Xu
Jia Xu
Jia Xu , style name Wenhe , was an advisor to the warlord Cao Cao during the late Han Dynasty period of Chinese history. He previously served Dong Zhuo, Li Jue and Zhang Xiu before finally joining Cao Cao...

's proposal to pretend to make peace with Ma Chao and at the same time attempt to turn Ma Chao and Han Sui against each other. Slowly the two men were driven apart. Ma Chao thought that Han Sui had collaborated with Cao Cao against him and tried to kill Han Sui, but only managed to chop off Han's hand. In the ensuing confusion, Cao Cao launched an attack on his confused enemies and overcame them.

Modern references

The Battle of Tong Pass is one of the playable stages in Koei's video game series Dynasty Warriors
Dynasty Warriors
is a series of tactical action video games created by Omega Force and Koei. The award-winning series is a spin-off of Koei's turn-based strategy Romance of the Three Kingdoms series, based loosely around the Chinese classical novel of the same name. The first game titled Dynasty Warriors,...

for the PS2
PlayStation 2
The PlayStation 2 is a sixth-generation video game console manufactured by Sony as part of the PlayStation series. Its development was announced in March 1999 and it was first released on March 4, 2000, in Japan...

. If the player is on Cao Cao's side and follows the order of events in both history and the novel by making Han Sui defect, it is an easy victory. In the original releases of Dynasty Warriors 6
Dynasty Warriors 6
is a hack and slash video game set in Ancient China, during a period called Three Kingdoms . This game is the sixth official installment in the Dynasty Warriors series, developed by Omega Force and published by Koei. The game was released on November 11, 2007 in Japan; the North American release...

for the PS3
PlayStation 3
The is the third home video game console produced by Sony Computer Entertainment and the successor to the PlayStation 2 as part of the PlayStation series. The PlayStation 3 competes with Microsoft's Xbox 360 and Nintendo's Wii as part of the seventh generation of video game consoles...

 and the Xbox 360
Xbox 360
The Xbox 360 is the second video game console produced by Microsoft and the successor to the Xbox. The Xbox 360 competes with Sony's PlayStation 3 and Nintendo's Wii as part of the seventh generation of video game consoles...

 the stage was removed, but the stage was brought back, along with the Battle of Ruxukou
Battle of Ruxukou
The Battle of Ruxukou, also known as the Battle of Ruxu, was fought between the warlords Sun Quan and Cao Cao in 217 during the prelude to the Three Kingdoms period of Chinese history. Two years earlier, Sun Quan attempted to take control of Hefei fortress, but failed due to a sudden plague and the...

 and the Battle of Jieting
Battle of Jieting
The Battle of Jieting was fought between the states of Cao Wei and Shu Han in 228 during the Three Kingdoms period of Chinese history. The battle was part of the first Northern Expedition led by Shu's chancellor Zhuge Liang to attack Wei...

, in the later release for the PS2.
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