Lapping is a
machiningConventional machining, one of the most important material removal methods, is a collection of material-working processes in which power-driven machine tools, such as lathes, milling machines, and drill presses are used with a sharp cutting tool to mechanically cut the material to achieve the...
operation, in which two surfaces are rubbed together with an
abrasiveAn abrasive is a material, often a mineral, that is used to shape or finish a workpiece through rubbing which leads to part of the workpiece being worn away...
between them, by hand movement or by way of a machine.
This can take two forms. The first type of lapping (traditionally called
grindingA grinding machine is a machine tool used for grinding, which is a type of machining using an abrasive wheel as the cutting tool. Each grain of abrasive on the wheel's surface cuts a small chip from the workpiece via shear deformation.-Introduction:...
), typically involves rubbing a brittle material such as
glassIn general Glass refers to a solid, brittle, transparent material, commonly used for windows, bottles, or eyewear. Examples of glassy materials include, but are not limited to, soda-lime glass, borosilicate glass, acrylic glass, sugar glass, Muscovy-glass, or aluminium oxynitride. The term glass...
against a surface such as
ironIron is a metallic chemical element with the symbol Fe and atomic number 26. Iron is a group 8 and period 4 element and is therefore classified as a transition metal. Iron and iron alloys are by far the most common metals and the most common ferromagnetic materials in everyday use...
or glass itself (also known as the "lap" or grinding tool) with an abrasive such as aluminum oxide,
emeryEmery is a very hard rock type used to make abrasive powder. It largely consists of the mineral corundum , mixed with other species such as the iron-bearing spinels hercynite and magnetite, and also rutile...
,
silicon carbideSilicon carbide , also known as carborundum, is a compound of silicon and carbon with a chemical formula SiC. It occurs in nature as the extremely rare mineral moissanite. Silicon carbide powder has been mass-produced since 1893 for use as an abrasive...
,
diamondIn mineralogy, diamond is an allotrope of carbon, where the carbon atoms are arranged in a variation of the face-centered cubic crystal structure called a diamond lattice. Diamond is the second most stable form of carbon, after graphite; however, the conversion rate from diamond to graphite is...
, etc., in between them.
Lapping is a
machiningConventional machining, one of the most important material removal methods, is a collection of material-working processes in which power-driven machine tools, such as lathes, milling machines, and drill presses are used with a sharp cutting tool to mechanically cut the material to achieve the...
operation, in which two surfaces are rubbed together with an
abrasiveAn abrasive is a material, often a mineral, that is used to shape or finish a workpiece through rubbing which leads to part of the workpiece being worn away...
between them, by hand movement or by way of a machine.
This can take two forms. The first type of lapping (traditionally called
grindingA grinding machine is a machine tool used for grinding, which is a type of machining using an abrasive wheel as the cutting tool. Each grain of abrasive on the wheel's surface cuts a small chip from the workpiece via shear deformation.-Introduction:...
), typically involves rubbing a brittle material such as
glassIn general Glass refers to a solid, brittle, transparent material, commonly used for windows, bottles, or eyewear. Examples of glassy materials include, but are not limited to, soda-lime glass, borosilicate glass, acrylic glass, sugar glass, Muscovy-glass, or aluminium oxynitride. The term glass...
against a surface such as
ironIron is a metallic chemical element with the symbol Fe and atomic number 26. Iron is a group 8 and period 4 element and is therefore classified as a transition metal. Iron and iron alloys are by far the most common metals and the most common ferromagnetic materials in everyday use...
or glass itself (also known as the "lap" or grinding tool) with an abrasive such as aluminum oxide,
emeryEmery is a very hard rock type used to make abrasive powder. It largely consists of the mineral corundum , mixed with other species such as the iron-bearing spinels hercynite and magnetite, and also rutile...
,
silicon carbideSilicon carbide , also known as carborundum, is a compound of silicon and carbon with a chemical formula SiC. It occurs in nature as the extremely rare mineral moissanite. Silicon carbide powder has been mass-produced since 1893 for use as an abrasive...
,
diamondIn mineralogy, diamond is an allotrope of carbon, where the carbon atoms are arranged in a variation of the face-centered cubic crystal structure called a diamond lattice. Diamond is the second most stable form of carbon, after graphite; however, the conversion rate from diamond to graphite is...
, etc., in between them. This produces microscopic
conchoidal fractureConchoidal fracture describes the way that brittle materials break when they do not follow any natural planes of separation. Materials that break in this way include flint and other fine-grained minerals, as well as most amorphous solids, such as obsidian and other types of glass.Conchoidal...
s as the abrasive rolls about between the two surfaces and removes material from both.
The other form of lapping involves a softer material for the lap, which is "charged" with the abrasive. The lap is then used to cut a harder material—the workpiece. The abrasive embeds within the softer material which holds it and permits it to score across and cut the harder material. Taken to the finer limit, this will produce a polished surface such as with a polishing cloth on an automobile, or a polishing cloth or polishing pitch upon glass or steel.
Taken to the ultimate limit, with the aid of accurate
interferometryInterferometry is the technique of diagnosing the properties of two or more waves by studying the pattern of interference created by their superposition. The instrument used to interfere the waves together is called an interferometer...
and specialized polishing machines or skilled hand polishing,
lensmakersA lens is an optical device with perfect or approximate axial symmetry which transmits and refracts light, converging or diverging the beam. A simple lens is a lens consisting of a single optical element...
can produce surfaces that are flat to better than 30 nanometers. This is one twentieth of the
wavelengthIn physics, the wavelength of a sinusoidal wave is the spatial period of the wave – the distance over which the wave's shape repeats.It is usually determined by considering the distance between consecutive corresponding points of the same phase, such as crests, troughs, or zero crossings, and is a...
of light from the commonly used 632.8 nm helium neon laser light source. Surfaces this flat can be molecularly bonded (optically contacted) by bringing them together under the right conditions. (This is not the same as the wringing effect of
Johansson blocksA gauge block is a precision ground and lapped length measuring standard...
, although it is similar).
Operation
By way of example, a piece of
leadLead is a main-group element with symbol Pb and atomic number 82. Lead is a soft, malleable poor metal, also considered to be one of the heavy metals. Lead has a bluish-white color when freshly cut, but tarnishes to a dull grayish color when exposed to air...
may be used as the lap, charged with
emeryEmery is a very hard rock type used to make abrasive powder. It largely consists of the mineral corundum , mixed with other species such as the iron-bearing spinels hercynite and magnetite, and also rutile...
, and used to cut a piece of hardened
steelSteel is an alloy consisting mostly of iron, with a carbon content between 0.2% and 2.1% by weight, depending on the grade. Carbon is the most cost-effective alloying material for iron, but various other alloying elements are used such as manganese, chromium, vanadium, and tungsten...
. The small plate shown in the first picture is that of a hand lapping plate. That particular plate is made of
cast ironCast iron usually refers to grey iron, but also identifies a large group of ferrous alloys, which solidify with a eutectic. The colour of a fractured surface can be used to identify an alloy. White cast iron is named after its white surface when fractured, due to its carbide impurities which...
. In use, a slurry of emery powder would be spread on the plate and the workpiece simply rubbed against the plate, usually in a "figure-eight" pattern.
The second picture is that of a commercially available lapping machine which is needed for this process. The lap or lapping plate in this machine is 30 cm (12") in diameter. For a commercial machine that is about the smallest size available. At the other end of the size spectrum, machines with eight to ten foot diameter plates are not uncommon and systems with tables 30 feet in diameter have been constructed. Referring to the second picture again, the lap is the large circular disk on the top of the machine. On top of the lap are two rings. The workpiece would be placed inside one of these rings. A weight would then be placed on top of the workpiece. The weights can also be seen in the picture along with two fiber spacer disks that are just used to even the load.
In operation, the rings stay in one location as the lapping plate rotates beneath them. In this machine, a small slurry pump can be seen at the side, this pump feeds abrasive slurry onto the rotating lapping plate.
When there is a requirement to lap very small specimens (from 3" down to a few millimetres), a lapping jig can be used to hold the material while it is lapped (see Image 3, lapping machine and jig). A jig allows precise control of the orientation of the specimen to the lapping plate and fine adjustment of the load applied to the specimen during the material removal process. Due to the dimensions of such small samples, traditional loads and weights are too heavy as they would destroy delicate materials. The jig sits in a cradle on top of the lapping plate and the dial on the front of the jig indicates the amount of material removed from the specimen.
Two-piece lapping
Where the mating of the two surfaces is more important than the flatness, the two pieces can be lapped together. The principle is that the protrusions on one surface will both abrade and be abraded by the protrusions on the other, resulting in two surfaces evolving towards some common shape (not necessarily perfectly flat), separated by a distance determined by the average size of the abrasive particles, with a surface roughness determined by the variation in the abrasive size. This yields closeness-of-fit results comparable to that of two accurately-flat pieces, without quite the same degree of
testingMetrology is the science of measurement. Metrology includes all theoretical and practical aspects of measurement.-Introduction:...
required for the latter.
One complication in two-piece lapping is the need to ensure that neither piece flexes or is deformed during the process. As the pieces are moved past each other, part of each (some area near the edge) will be unsupported for some fraction of the rubbing movement. If one piece flexes due to this lack of support, the edges of the opposite piece will tend to dig depressions into it a short distance in from the edge, and the edges of the opposite piece are heavily abraded by the same action - the lapping procedure assumes roughly equal pressure distribution across the whole surface at all times, and fails in this manner if the workpiece itself deforms under that pressure.
Accuracy and surface roughness
Lapping can be used to obtain a specific surface roughness; it is also used to obtain very accurate surfaces, usually very flat surfaces. Surface roughness and surface flatness are two quite different concepts. Unfortunately, they are concepts that are often confused by the novice.
A typical range of surface roughness that can be obtained without resort to special equipment would fall in the range of 1 to 30 Ra (average roughness in micrometers or microinches).
Surface accuracy or flatness is usually measured in Helium Light Bands, one HLB measuring about 0.000011 inches (11 millionths of an inch). Again, without resort to special equipment accuracies of 1 to 3 HLB are typical. Though flatness is the most common goal of lapping, the process is also used to obtain other configurations such as a concave or convex surface.
As a side note: Two parts that are lapped to a flatness of about 1HLB will exhibit "Wringing-in" or "Jo Blocking": a phenomenon where the two parts will cling to each other when placed in contact. The name "Jo-blocking" comes from the fact that gage blocks - sometimes called "Johansson blocks" after the manufacturer - can be made to stick together in this manner.
Of flatness
The easiest method for measuring
flatnessFlatness may refer to:*Flatness *Flatness *Flatness *Flatness *Flatness , a geometrical tolerance required in certain manufacturing situations*Flatness...
is with a height gage positioned on a surface plate. Flatness is also measured with a co-ordinate measuring machine. But neither of these methods can measure flatness more accurately than about 0.0001" (2.5μm).


Another method that is commonly used with lapped parts is the reflection and interference of monochromatic light. A monochromatic light source and an optical flat are all that are needed. The optical flat – which is a piece of transparent glass that has itself been lapped and polished on one or both sides – is placed on the lapped surface. The monochromatic light is then shone down through the glass. The light will pass through the glass and reflect off the workpiece. As the light reflects in the gap between the workpiece and the polished surface of the glass, the light will interfere with itself creating light and dark fringes. Each fringe – or band – represents a change of one half wavelength in the width of the gap between the glass and the workpiece. The light bands display a contour map of the surface of the workpiece and can be readily interpreted for flatness. In the past the light source would have been provided by a Helium lamp or tube, but nowadays a more common source of monochromatic light is the low pressure sodium lamp.
The picture to the right shows a typical monochromatic light unit used in workshops and laboratories.
For a more thorough description of the physics behind this measurement technique, see
interferenceIn physics, interference is the addition of two or more waves that results in a new wave pattern.Interference usually refers to the interaction of waves that are correlated or coherent with each other, either because they come from the same source or because they have the same or nearly the same...
.
Of roughness
Surface
roughnessRoughness is a measure of the texture of a surface. It is quantified by the vertical deviations of a real surface from its ideal form. If these deviations are large, the surface is rough; if they are small the surface is smooth...
is defined by the minute variations in height of the surface of a given material or workpiece. The individual variances of the peaks and valleys are averaged (Ra reading), or quantified by the largest difference from peak-to-valley (Rz). Roughness is usually expressed in microinches. A surface that exhibits an Ra of 8 consists of peaks and valleys that average no more than 8 microinches over a given distance. Roughness may be also measured by comparing the surface of the workpiece to a known sample. Calibration samples are available usually sold in a set and usually covering the typical range of machining operations from about 125 Ra to 1 Ra.
Surface roughness is measured with a
profilometerProfilometer is a measuring instrument used to measure a surface's profile, in order to quantify its roughness. Vertical resolution is usually in the nanometre level, though lateral resolution is usually poorer....
, an instrument that measures the minute variations in height of the surface of a workpiece.