Übermensch
Encyclopedia
The Übermensch is a concept
Concept
The word concept is used in ordinary language as well as in almost all academic disciplines. Particularly in philosophy, psychology and cognitive sciences the term is much used and much discussed. WordNet defines concept: "conception, construct ". However, the meaning of the term concept is much...

 in the philosophy of Friedrich Nietzsche
Philosophy of Friedrich Nietzsche
Friedrich Nietzsche developed his philosophy during the late 19th century amid growing criticism of G. W. F. Hegel's philosophic system.Nietzsche owed the awakening of his philosophical interest to reading Arthur Schopenhauer's Die Welt als Wille und Vorstellung and admitted that Schopenhauer was...

. Nietzsche
Friedrich Nietzsche
Friedrich Wilhelm Nietzsche was a 19th-century German philosopher, poet, composer and classical philologist...

 posited the Übermensch as a goal for humanity to set for itself in his 1883 book Thus Spoke Zarathustra
Thus Spoke Zarathustra
Thus Spoke Zarathustra: A Book for All and None is a philosophical novel by German philosopher Friedrich Nietzsche, composed in four parts between 1883 and 1885...

.

There is no overall consensus regarding the precise meaning of the Übermensch, nor on the importance of the concept in Nietzsche's thought.

Übermensch in English

The first translation of Thus Spoke Zarathustra
Thus Spoke Zarathustra
Thus Spoke Zarathustra: A Book for All and None is a philosophical novel by German philosopher Friedrich Nietzsche, composed in four parts between 1883 and 1885...

into English was by Alexander Tille published in 1896. Tille translated Übermensch as Beyond-Man. But in his translation, published in 1909, Thomas Common
Thomas Common
Thomas Common was a translator and critic, who translated several books by Nietzsche into English. There is little information about him biographically, though indications are that he was a very well-educated and literate scholar, who lived in the area of Corstorphine, Scotland.In the mid-1890s,...

 rendered Übermensch as "Superman"; Common was anticipated in this by George Bernard Shaw
George Bernard Shaw
George Bernard Shaw was an Irish playwright and a co-founder of the London School of Economics. Although his first profitable writing was music and literary criticism, in which capacity he wrote many highly articulate pieces of journalism, his main talent was for drama, and he wrote more than 60...

, who had done the same in his 1903 stage play Man and Superman
Man and Superman
Man and Superman is a four-act drama, written by George Bernard Shaw in 1903. The series was written in response to calls for Shaw to write a play based on the Don Juan theme. Man and Superman opened at The Royal Court Theatre in London on 23 May 1905, but with the omission of the 3rd Act...

.
Walter Kaufmann lambasted this translation in the 1950s for two reasons: first, its near or total failure to capture the nuance of the German
German language
German is a West Germanic language, related to and classified alongside English and Dutch. With an estimated 90 – 98 million native speakers, German is one of the world's major languages and is the most widely-spoken first language in the European Union....

 word über
Über
Über comes from the German language. It has one umlaut. It is a cognate of both Latin super and Greek ὑπέρ...

,
and second, a rationale which Frederic Wertham railed against even more vehemently in Seduction of the Innocent
Seduction of the Innocent
Seduction of the Innocent is a book by German-American psychiatrist Fredric Wertham, published in 1954, that warned that comic books were a negative form of popular literature and a serious cause of juvenile delinquency. The book was a minor bestseller that created alarm in parents and galvanized...

,
for promoting an eventual puerile identification with the comic-book character Superman
Superman
Superman is a fictional comic book superhero appearing in publications by DC Comics, widely considered to be an American cultural icon. Created by American writer Jerry Siegel and Canadian-born American artist Joe Shuster in 1932 while both were living in Cleveland, Ohio, and sold to Detective...

. His preference was to translate Übermensch as "overman." Scholars continue to employ both terms, some simply opting to reproduce the German word.

The German prefix über can have connotations of superiority, transcendence, excessiveness, or intensity, depending on the words to which it is prepended. Mensch refers to a member of the human species, rather than to a man specifically. The adjective übermenschlich means super-human, in the sense of beyond human strength or out of proportion to humanity.

This-worldliness

Nietzsche introduces the concept of the Übermensch in contrast to the other-worldliness of Christianity
Christianity
Christianity is a monotheistic religion based on the life and teachings of Jesus as presented in canonical gospels and other New Testament writings...

: Zarathustra proclaims the Übermensch to be the meaning of the earth and admonishes his audience to ignore those who promise other-worldly hopes in order to draw them away from the earth. The turn away from the earth is prompted, he says, by a dissatisfaction with life, a dissatisfaction that causes one to create another world in which those who made one unhappy in this life are tormented. The Übermensch is not driven into other worlds away from this one.

Zarathustra declares that the Christian escape from this world also required the invention of an eternal soul which would be separate from the body and survive the body's death. Part of other-worldliness, then, was the abnegation and mortification of the body, or asceticism
Asceticism
Asceticism describes a lifestyle characterized by abstinence from various sorts of worldly pleasures often with the aim of pursuing religious and spiritual goals...

. Zarathustra further links the Übermensch to the body and to interpreting the soul as simply an aspect of the body.

As the drama of Thus Spoke Zarathustra
Thus Spoke Zarathustra
Thus Spoke Zarathustra: A Book for All and None is a philosophical novel by German philosopher Friedrich Nietzsche, composed in four parts between 1883 and 1885...

progresses, the turn to metaphysics
Metaphysics
Metaphysics is a branch of philosophy concerned with explaining the fundamental nature of being and the world, although the term is not easily defined. Traditionally, metaphysics attempts to answer two basic questions in the broadest possible terms:...

 in philosophy
Philosophy
Philosophy is the study of general and fundamental problems, such as those connected with existence, knowledge, values, reason, mind, and language. Philosophy is distinguished from other ways of addressing such problems by its critical, generally systematic approach and its reliance on rational...

 and Platonism
Platonism
Platonism is the philosophy of Plato or the name of other philosophical systems considered closely derived from it. In a narrower sense the term might indicate the doctrine of Platonic realism...

 in general come to light as manifestations of other-worldliness, as well. Truth
Truth
Truth has a variety of meanings, such as the state of being in accord with fact or reality. It can also mean having fidelity to an original or to a standard or ideal. In a common usage, it also means constancy or sincerity in action or character...

 and essence
Essence
In philosophy, essence is the attribute or set of attributes that make an object or substance what it fundamentally is, and which it has by necessity, and without which it loses its identity. Essence is contrasted with accident: a property that the object or substance has contingently, without...

 are inventions by means of which men escape from this world. The Übermensch is also free from these failings.

The death of God and the creation of new values

Zarathustra ties the Übermensch to the death of God
God is dead
"God is dead" is a widely-quoted statement by German philosopher Friedrich Nietzsche. It first appears in The Gay Science , in sections 108 , 125 , and for a third time in section 343...

. While this God was the ultimate expression of other-worldly values and the instincts that gave birth to those values, belief in that God nevertheless did give meaning to life for a time. 'God is dead' means that the idea of God can no longer provide values. With the sole source of values no longer capable of providing those values, there is a real chance of nihilism
Nihilism
Nihilism is the philosophical doctrine suggesting the negation of one or more putatively meaningful aspects of life. Most commonly, nihilism is presented in the form of existential nihilism which argues that life is without objective meaning, purpose, or intrinsic value...

 prevailing.

Zarathustra presents the Übermensch as the creator of new values. In this way, it appears as a solution to the problem of the death of God and nihilism. If the Übermensch acts to create new values within the moral vacuum of nihilism, there is nothing that this creative act would not justify. Alternatively, in the absence of this creation, there are no grounds upon which to criticize or justify any action, including the particular values created and the means by which they are promulgated.

In order to avoid a relapse into Platonic idealism
Platonic idealism
Platonic idealism usually refers to Plato's theory of forms or doctrine of ideas,Some commentators hold Plato argued that truth is an abstraction...

 or asceticism, the creation of these new values cannot be motivated by the same instincts that gave birth to those tables of values. Instead, they must be motivated by a love of this world and of life. Whereas Nietzsche diagnosed the Christian value system as a reaction against life and hence destructive in a sense, the new values which the Übermensch will be responsible for will be life-affirming and creative.

Übermensch as a goal

Zarathustra first announces the Übermensch as a goal humanity can set for itself. All human life would be given meaning by how it advanced a new generation of human beings. The aspiration of a woman would be to give birth to an Übermensch, for example; her relationships with men would be judged by this standard.

Zarathustra contrasts the Übermensch with the last man
Last Man
The last man is a term used by the philosopher Friedrich Nietzsche in Thus Spoke Zarathustra to describe the antithesis of the imagined superior being, the "Übermensch", whose imminent appearance is heralded by Zarathustra...

 of egalitarian modernity, an alternative goal which humanity might set for itself. The last man appears only in Thus Spoke Zarathustra, and is presented as a condition that would render the creation of the Übermensch impossible.

Some commentators associate the Übermensch with a program of eugenics
Eugenics
Eugenics is the "applied science or the bio-social movement which advocates the use of practices aimed at improving the genetic composition of a population", usually referring to human populations. The origins of the concept of eugenics began with certain interpretations of Mendelian inheritance,...

. This is most pronounced when considered in the aspect of a goal that humanity sets for itself. The reduction of all psychology
Psychology
Psychology is the study of the mind and behavior. Its immediate goal is to understand individuals and groups by both establishing general principles and researching specific cases. For many, the ultimate goal of psychology is to benefit society...

 to physiology
Physiology
Physiology is the science of the function of living systems. This includes how organisms, organ systems, organs, cells, and bio-molecules carry out the chemical or physical functions that exist in a living system. The highest honor awarded in physiology is the Nobel Prize in Physiology or...

 implies, to some, that human beings can be bred for cultural traits. This interpretation of Nietzsche's doctrine focuses more on the future of humanity than on a single cataclysmic individual. There is no consensus regarding how this aspect of the Übermensch relates to the creation of new values, and many would deny vehemently that Nietzsche would countenance a eugenics program at all.

Re-embodiment of amoral aristocratic values

For Rüdiger Safranski
Rüdiger Safranski
Rüdiger Safranski is a German philosopher and author.- Life :...

, the Übermensch represents a higher biological type reached through artificial selection
Artificial selection
Artificial selection describes intentional breeding for certain traits, or combination of traits. The term was utilized by Charles Darwin in contrast to natural selection, in which the differential reproduction of organisms with certain traits is attributed to improved survival or reproductive...

 and at the same time is also an ideal for anyone who is creative and strong enough to master the whole spectrum of human potential, good and "evil", to become an "artist-tyrant". In Ecce Homo, Nietzsche vehemently denied any idealistic, democratic or humanitarian interpretation of the Übermensch: "The word Übermensch [designates] a type of supreme achievement, as opposed to 'modern' men, 'good' men, Christians, and other nihilists ... When I whispered into the ears of some people that they were better off looking for a Cesare Borgia
Cesare Borgia
Cesare Borgia , Duke of Valentinois, was an Italian condottiero, nobleman, politician, and cardinal. He was the son of Pope Alexander VI and his long-term mistress Vannozza dei Cattanei. He was the brother of Lucrezia Borgia; Giovanni Borgia , Duke of Gandia; and Gioffre Borgia , Prince of Squillace...

 than a Parsifal
Percival
Percival or Perceval is one of King Arthur's legendary Knights of the Round Table. In Welsh literature his story is allotted to the historical Peredur...

, they did not believe their ears." Safranski argues that the combination of ruthless warrior
Warlord
A warlord is a person with power who has both military and civil control over a subnational area due to armed forces loyal to the warlord and not to a central authority. The term can also mean one who espouses the ideal that war is necessary, and has the means and authority to engage in war...

 pride and artistic brilliance that defined the Italian Renaissance
Italian Renaissance
The Italian Renaissance began the opening phase of the Renaissance, a period of great cultural change and achievement in Europe that spanned the period from the end of the 13th century to about 1600, marking the transition between Medieval and Early Modern Europe...

 embodied the sense of the Übermensch for Nietzsche. According to Safranski, Nietzsche intended the ultra-aristocratic figure of the Übermensch to serve as a Machiavellian bogeyman of the modern Western middle class and its pseudo-Christian egalitarian value system.

Relation to the eternal recurrence

The Übermensch shares a place of prominence in Thus Spoke Zarathustra with another of Nietzsche's key concepts: the eternal recurrence of the same. Over the course of the drama, the latter waxes as the former wanes. Several interpretations for this fact have been offered.

Laurence Lampert suggests that the eternal recurrence replaces the Übermensch as the object of serious aspiration. This is in part due to the fact that even the Übermensch can appear like an other-worldly hope. The Übermensch lies in the future — no historical figures have ever been Übermenschen — and so still represents a sort of eschatological
Eschatology
Eschatology is a part of theology, philosophy, and futurology concerned with what are believed to be the final events in history, or the ultimate destiny of humanity, commonly referred to as the end of the world or the World to Come...

 redemption in some future time.

Stanley Rosen, on the other hand, suggests that the doctrine of eternal return is an esoteric
Esotericism
Esotericism or Esoterism signifies the holding of esoteric opinions or beliefs, that is, ideas preserved or understood by a small group or those specially initiated, or of rare or unusual interest. The term derives from the Greek , a compound of : "within", thus "pertaining to the more inward",...

 ruse meant to save the concept of the Übermensch from the charge of Idealism. Rather than positing an as-yet unexperienced perfection, Nietzsche would be the prophet of something that has occurred an infinite number of times in the past.

Others maintain that willing the eternal recurrence of the same is a necessary step if the Übermensch is to create new values, untainted by the spirit of gravity or asceticism. Values involve a rank-ordering of things, and so are inseparable from approval and disapproval; yet it was dissatisfaction that prompted men to seek refuge in other-worldliness and embrace other-worldly values. Therefore, it could seem that the Übermensch, in being devoted to any values at all, would necessarily fail to create values that did not share some bit of asceticism. Willing the eternal recurrence is presented as accepting the existence of the low while still recognizing it as the low, and thus as overcoming the spirit of gravity or asceticism.

Still others suggest that one must have the strength of the Übermensch in order to will the eternal recurrence of the same; that is, only the Übermensch will have the strength to fully accept all of his past life, including his failures and misdeeds, and to truly will their eternal return. This action nearly kills Zarathustra, for example, and most human beings cannot avoid other-worldliness because they really are sick, not because of any choice they made.

The Übermensch and the Nazis

The term Übermensch was a favourite of Hitler
Adolf Hitler
Adolf Hitler was an Austrian-born German politician and the leader of the National Socialist German Workers Party , commonly referred to as the Nazi Party). He was Chancellor of Germany from 1933 to 1945, and head of state from 1934 to 1945...

 and the Nazi
Nazism
Nazism, the common short form name of National Socialism was the ideology and practice of the Nazi Party and of Nazi Germany...

 regime, which borrowed from Nietzsche's work and sought to adopt him as a philosophical precursor. Their conception of the Übermensch, however, was racial
Racism
Racism is the belief that inherent different traits in human racial groups justify discrimination. In the modern English language, the term "racism" is used predominantly as a pejorative epithet. It is applied especially to the practice or advocacy of racial discrimination of a pernicious nature...

 in nature. The Nazi notion of the master race
Master race
Master race was a phrase and concept originating in the slave-holding Southern US. The later phrase Herrenvolk , interpreted as 'master race', was a concept in Nazi ideology in which the Nordic peoples, one of the branches of what in the late-19th and early-20th century was called the Aryan race,...

 also spawned the idea of "inferior humans" (Untermensch
Untermensch
Untermensch is a term that became infamous when the Nazi racial ideology used it to describe "inferior people", especially "the masses from the East," that is Jews, Gypsies, Poles along with other Slavic people like the Russians, Serbs, Belarussians and Ukrainians...

en
) which could be dominated and enslaved; this term does not originate with Nietzsche. Nietzsche himself was vehemently critical of both antisemitism and German nationalism
Nationalism
Nationalism is a political ideology that involves a strong identification of a group of individuals with a political entity defined in national terms, i.e. a nation. In the 'modernist' image of the nation, it is nationalism that creates national identity. There are various definitions for what...

.

In popular culture

  • Jack London
    Jack London
    John Griffith "Jack" London was an American author, journalist, and social activist. He was a pioneer in the then-burgeoning world of commercial magazine fiction and was one of the first fiction writers to obtain worldwide celebrity and a large fortune from his fiction alone...

     dedicated his novels The Sea-Wolf
    The Sea-Wolf
    The Sea-Wolf is a 1904 psychological adventure novel by American novelist Jack London about a literary critic, survivor of an ocean collision who comes under the dominance of Wolf Larsen, the powerful and amoral sea captain who rescues him...

    and Martin Eden
    Martin Eden
    Martin Eden is a novel by American author Jack London, about a proletarian young autodidact struggling to become a writer. It was first serialized in the Pacific Monthly magazine from September 1908 to September 1909, and subsequently published in book form by Macmillan in September 1909.This book...

    to criticizing Nietzsche's concept of the Übermensch and his radical individualism
    Individualism
    Individualism is the moral stance, political philosophy, ideology, or social outlook that stresses "the moral worth of the individual". Individualists promote the exercise of one's goals and desires and so value independence and self-reliance while opposing most external interference upon one's own...

    , which London considered to be selfish
    Selfishness
    Selfishness denotes an excessive or exclusive concern with oneself, and as such it exceeds mere self interest or self concern. Insofar as a decision maker knowingly burdens or harms others for personal gain, the decision is selfish. In contrast, self-interest is more general...

     and egoistic.
  • George Bernard Shaw
    George Bernard Shaw
    George Bernard Shaw was an Irish playwright and a co-founder of the London School of Economics. Although his first profitable writing was music and literary criticism, in which capacity he wrote many highly articulate pieces of journalism, his main talent was for drama, and he wrote more than 60...

    's 1903 play Man and Superman
    Man and Superman
    Man and Superman is a four-act drama, written by George Bernard Shaw in 1903. The series was written in response to calls for Shaw to write a play based on the Don Juan theme. Man and Superman opened at The Royal Court Theatre in London on 23 May 1905, but with the omission of the 3rd Act...

    is a reference to the archetype; its main character considers himself an untameable revolutionary, above the normal concerns of humanity.
  • James Joyce
    James Joyce
    James Augustine Aloysius Joyce was an Irish novelist and poet, considered to be one of the most influential writers in the modernist avant-garde of the early 20th century...

     utilizes the Übermensch in the first chapter of his novel Ulysses
    Ulysses (novel)
    Ulysses is a novel by the Irish author James Joyce. It was first serialised in parts in the American journal The Little Review from March 1918 to December 1920, and then published in its entirety by Sylvia Beach on 2 February 1922, in Paris. One of the most important works of Modernist literature,...

    . Joyce makes Buck Mulligan
    Buck Mulligan
    Malachi "Buck" Mulligan is a fictional character in James Joyce's novel Ulysses. He appears most prominently in episode 1 , and is the subject of the novel's famous first sentence:...

     say it: "—My twelfth rib is gone, he cried. I'm the Uebermensch. Toothless Kinch and I, the supermen."
  • In The Power (novel), a 1956 book by Frank M. Robinson, the villain consciously models himself upon Nietzsche's Übermensch, and a quotation from Nietzsche serves as the book's motto.
  • In real life, Leopold and Loeb
    Leopold and Loeb
    Nathan Freudenthal Leopold, Jr. and Richard Albert Loeb , more commonly known as "Leopold and Loeb", were two wealthy University of Michigan alumni and University of Chicago students who murdered 14-year-old Robert "Bobby" Franks in 1924 and were sentenced to life imprisonment.The duo were...

     committed an act of murder in 1924 partly out of a superficially Übermensch-like conception of themselves. Their story has been dramatized many times, including in the Alfred Hitchcock
    Alfred Hitchcock
    Sir Alfred Joseph Hitchcock, KBE was a British film director and producer. He pioneered many techniques in the suspense and psychological thriller genres. After a successful career in British cinema in both silent films and early talkies, Hitchcock moved to Hollywood...

     movie Rope
    Rope (film)
    Rope is a 1948 American thriller film based on the play Rope by Patrick Hamilton and adapted by Hume Cronyn and Arthur Laurents, directed by Alfred Hitchcock and produced by Sidney Bernstein and Hitchcock as the first of their Transatlantic Pictures productions...

    , the 1959 film Compulsion based on Meyer Levin novel, the 1994 film Swoon
    Swoon (film)
    Swoon is an independent film written and directed by Tom Kalin, released in 1992. It is an account of the 1924 Leopold and Loeb murder case, focusing more on the homosexuality of the killers than other movies based on the case...

    , and the 2002 movie Murder by Numbers
    Murder by Numbers
    Murder by Numbers is a 2002 psychological thriller film produced and directed by Barbet Schroeder. It stars Sandra Bullock, Ben Chaplin, Ryan Gosling and Michael Pitt. It is loosely based on the Leopold and Loeb case....

    .
  • The comic-book hero Superman
    Superman
    Superman is a fictional comic book superhero appearing in publications by DC Comics, widely considered to be an American cultural icon. Created by American writer Jerry Siegel and Canadian-born American artist Joe Shuster in 1932 while both were living in Cleveland, Ohio, and sold to Detective...

    , when Jerome "Jerry" Siegel
    Jerry Siegel
    Jerome "Jerry" Siegel , who also used pseudonyms including Joe Carter, Jerry Ess, and Herbert S...

     first created him, was originally a villain modeled on Nietzsche's idea (see "The Reign of the Super-Man
    The Reign of the Super-Man
    "The Reign of the Superman" is a short story written by Jerry Siegel and illustrated by Joe Shuster. It was the first published use by the writer/artist duo of the character name Superman, which they later applied to their archetypal fictional superhero. The title character of this story is a...

    "). He was re-invented as a hero by his eventual designer, Joseph "Joe" Shuster
    Joe Shuster
    Joseph "Joe" Shuster was a Canadian-born American comic book artist. He was best known for co-creating the DC Comics character Superman, with writer Jerry Siegel, first published in Action Comics #1...

    , after which he bore little resemblance to the previous character, though he still had dubious morals. Only as the series progressed did Superman become the wholesome, morally upright figure of modern times. However, Superman does find an adversary in the mold of the Nietzschean Übermensch in the recurring arch-villain Lex Luthor
    Lex Luthor
    Lex Luthor is a fictional character, a supervillain who appears in comic books published by DC Comics, and the archenemy of Superman, although given his high status as a supervillain, he has also come into conflict with Batman and other superheroes in the DC Universe. Created by Jerry Siegel and...

    , his greatest enemy on Earth. A direct reference to the term occurs in the episode "Double Trouble" of the TV series Adventures of Superman
    Adventures of Superman (TV series)
    Adventures of Superman is an American television series based on comic book characters and concepts created in 1938 by Jerry Siegel and Joe Shuster. The show is the first television series to feature Superman and began filming in 1951 in California...

    ,
    in which a German-speaking character calls the title character "verfluchter Übermensch" ("cursed Superman"). In the tenth season of the show Smallville
    Smallville
    Smallville is the hometown of Superman in comic books published by DC Comics. While growing up in Smallville, the young Clark Kent attended Smallville High with best friends Lana Lang, Chloe Sullivan and Pete Ross...

    , an alternate Lionel Luthor refers to Clark as the "Übermensch".

See also

  • Knight of faith
    Knight of faith
    The knight of faith is an individual who has placed complete faith in himself and in God and can act freely and independently from the world. The 19th century Danish philosopher Søren Kierkegaard vicariously discusses the knight of faith in several of his pseudonymic works, with the most in-depth...

  • Great man theory
    Great man theory
    The Great Man Theory was a popular 19th century idea according to which history can be largely explained by the impact of "great men", or heroes: highly influential individuals who, due to either their personal charisma, intelligence, wisdom, or Machiavellianism utilized their power in a way that...

  • New Soviet man
    New Soviet man
    The New Soviet man or New Soviet person , as postulated by the ideologists of the Communist Party of the Soviet Union, was an archetype of a person with certain qualities that were said to be emerging as dominant among all citizens of the Soviet Union, irrespective of the country's cultural,...

  • Notes from Underground
    Notes from Underground
    Notes from Underground is an 1864 short novel by Fyodor Dostoyevsky. Notes is considered by many to be the first existentialist novel...

  • Strange Life of Ivan Osokin
    Strange Life of Ivan Osokin
    The Strange Life of Ivan Osokin is a novel by P. D. Ouspensky. It follows the unsuccessful struggle of Ivan Osokin to correct his mistakes when given a chance to relive his past. The novel serves as a narrative platform for Nietzsche's theory of eternal recurrence. The conclusion fully...


External links

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