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Statistical survey

Statistical survey

Overview
Statistical surveys are used to collect quantitative information about items in a population. Surveys of human populations and institutions are common in political polling and government, health, social science and marketing
Marketing
Marketing is an integrated communications-based process through which individuals and communities are informed or persuaded that existing and newly-identified needs and wants may be satisfied by the products and services of others....

 research. A survey may focus on opinion
Opinion
An opinion is a belief that may or may not be backed up with evidence, but which cannot be proved with that evidence. It is normally a subjective statement and may be the result of an emotion or an interpretation of facts; people may draw opposing opinions from the same facts.-Epistemology:In...

s or factual information depending on its purpose, and many surveys involve administering questions to individuals. When the questions are administered by a researcher
Researcher
A researcher is somebody who performs research, the search for knowledge or in general any systematic investigation to establish facts. Researchers can work in academic, industrial, government, or private institutions.-Job titles:...

, the survey is called a structured interview or a researcher-administered survey.
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Encyclopedia
Statistical surveys are used to collect quantitative information about items in a population. Surveys of human populations and institutions are common in political polling and government, health, social science and marketing
Marketing
Marketing is an integrated communications-based process through which individuals and communities are informed or persuaded that existing and newly-identified needs and wants may be satisfied by the products and services of others....

 research. A survey may focus on opinion
Opinion
An opinion is a belief that may or may not be backed up with evidence, but which cannot be proved with that evidence. It is normally a subjective statement and may be the result of an emotion or an interpretation of facts; people may draw opposing opinions from the same facts.-Epistemology:In...

s or factual information depending on its purpose, and many surveys involve administering questions to individuals. When the questions are administered by a researcher
Researcher
A researcher is somebody who performs research, the search for knowledge or in general any systematic investigation to establish facts. Researchers can work in academic, industrial, government, or private institutions.-Job titles:...

, the survey is called a structured interview or a researcher-administered survey. When the questions are administered by the respondent
Respondent
Respondent can mean:In legal usage:* The Appellee, or the opposing party, in an Appeal* The Defendant in a proceeding commenced by a petitionIn non-legal or informal usage:* One who refutes or responds to a thesis or an argument in question...

, the survey is referred to as a questionnaire
Questionnaire
A questionnaire is a research instrument consisting of a series of questions and other prompts for the purpose of gathering information from respondents. Although they are often designed for statistical analysis of the responses, this is not always the case...

 or a self-administered survey.

Structure and standardization


The questions are usually structured and standardized. The structure is intended to reduce bias; (see questionnaire construction
Questionnaire construction
A questionnaire is a series of questions asked to individuals to obtain statistically useful information about a given topic. When properly constructed and responsibly administered, questionnaires become a vital instrument by which statements can be made about specific groups or people or entire...

). For example, questions should be ordered in such a way that a question does not influence the response to subsequent questions. Surveys are standardized to ensure reliability, generalizability, and validity (see quantitative marketing research
Quantitative marketing research
Quantitative marketing research is the application of quantitative research techniques to the field of marketing. It has roots in both the positivist view of the world, and the modern marketing viewpoint that marketing is an interactive process in which both the buyer and seller reach a satisfying...

). Every respondent should be presented with the same questions and in the same order as other respondents.

In organizational development (OD), carefully constructed survey instruments are often used as the basis for data gathering, organizational diagnosis, and subsequent action planning. Some OD practitioners (e.g. Fred Nickols) even consider survey guided development as the sine qua non
Sine qua non
Sine qua non or conditio sine qua non was originally a Latin legal term for " without which it could not be" or "but for..." or "without which nothing." It refers to an indispensable and essential action, condition, or ingredient.As a Latin term, it occurs in the work of...

of OD.

Serial surveys


Serial surveys are those which repeat the same questions at different points in time, producing time-series data. They typically fall into two types:
  • Cross-sectional surveys which draw a new sample each time. In a sense any one-off survey will also be cross-sectional.
  • Longitudinal surveys where the sample from the initial survey is recontacted at a later date to be asked the same questions.

Advantages

  • It is an efficient way of collecting information from a large number of respondents. Very large samples
    Sampling (statistics)
    Sampling is that part of statistical practice concerned with the selection of individual observations intended to yield some knowledge about a population of concern, especially for the purposes of statistical inference....

     are possible. Statistical techniques can be used to determine validity, reliability, and statistical significance.
  • Surveys are flexible in the sense that a wide range of information can be collected. They can be used to study attitudes, values, beliefs, and past behaviors.
  • Because they are standardized, they are relatively free from several types of errors.
  • They are relatively easy to administer.
  • There is an economy in data collection due to the focus provided by standardized questions. Only questions of interest to the researcher are asked, recorded, codified, and analyzed. Time and money is not spent on tangential questions.
  • Cheaper to run.

Disadvantages

  • They depend on subjects’ motivation, honesty, memory, and ability to respond. Subjects may not be aware of their reasons for any given action. They may have forgotten their reasons. They may not be motivated to give accurate answers, in fact, they may be motivated to give answers that present themselves in a favorable light.
  • Structured surveys, particularly those with closed ended questions, may have low validity when researching affective variables.
  • Although the chosen survey individuals are often a random sample, errors due to nonresponse may exist. That is, people who choose to respond on the survey may be different from those who do not respond, thus biasing the estimates.
  • Survey question answer-choices could lead to vague data sets because at times they are relative only to a personal abstract notion concerning "strength of choice". For instance the choice "moderately agree" may mean different things to different subjects, and to anyone interpreting the data for correlation. Even yes or no answers are problematic because subjects may for instance put "no" if the choice "only once" is not available.

Characteristics of researcher-administered surveys

  • Fewer misunderstood questions and inappropriate responses.
  • Fewer incomplete responses.
  • Generally higher response rate
    Response rate
    Response rate in survey research refers to the ratio of number of people who answered the survey divided by the number of people in the sample...

    s and better information on nonresponse, but...
  • Respondents may be unwilling to discuss sensitive topics with a stranger.
  • Greater control over the environment that the survey is administered in.
  • Additional information can be collected from respondent.
  • Subject to interviewer bias (e.g. answers influenced by desire to impress interviewer).
  • Generally expensive/time-consuming to run.

Characteristics of self-administered surveys

  • Respondents are more likely to stop participating mid-way through the survey (drop-offs).
  • Respondents cannot ask for clarification.
  • Low response rate
    Response rate
    Response rate in survey research refers to the ratio of number of people who answered the survey divided by the number of people in the sample...

     in some modes.
  • Often respondents returning survey represent extremes of the population - skewed responses (consequence of low response rates).
  • Allows shy respondents to answer sensitive questions in private.
  • No interviewer intervention available for probing or explanation.
  • Respondents can read the whole questionnaire before answering any questions.
  • Free of interviewer bias.

Questions and Response Formats


Usually, a survey consists of a number of questions that the respondent has to answer in a set format. A distinction is made between open-ended and closed-ended questions. An open-ended question asks the respondent to formulate his own answer, whereas a closed-ended question has the respondent pick an answer from a given number of options. The response options for a closed-ended question should be exhaustive and mutually exclusive. Four types of response scales for closed-ended questions are distinguished:
  • Dichotomous, where the respondent has two options
  • Nominal-polytomous, where the respondent has more than two unordered options
  • Ordinal-polytomous, where the respondent has more than two ordered options
  • (bounded)Continuous, where the respondent is presented with a continuous scale

A respondents answer to an open-ended question is coded into a response scale afterwards.

Telephone

  • use of interviewers encourages sample persons to respond, leading to higher response rates.
  • interviewers can increase comprehension of questions by answering respondents' questions.
  • fairly cost efficient, depending on local call charge structure
  • good for large national (or international) sampling frames
  • some potential for interviewer bias (e.g. some people may be more willing to discuss a sensitive issue with a female interviewer than with a male one)
  • cannot be used for non-audio information (graphics, demonstrations, taste/smell samples)
  • unreliable for consumer surveys in rural areas where telephone penetration is low
  • three types:
    • traditional telephone interviews
    • computer assisted telephone dialing
    • computer assisted telephone interviewing (CATI
      Catí
      Catí is a municipality in the comarca of Alt Maestrat, Castellón, Valencia, Spain.- Geography :Catí is situated at 661 metres above sea level, half of a broad valley which is called "the corridor Catí" in the region of l'Alt Maestrat, geographically to the boundary between Ports, region to which it...

      )

Mail

  • the questionnaire may be handed to the respondents or mailed to them, but in all cases they are returned to the researcher via mail.
  • cost is very low, since bulk postage is cheap in most countries
  • long time delays, often several months, before the surveys are returned and statistical analysis can begin
  • not suitable for issues that may require clarification
  • respondents can answer at their own convenience (allowing them to break up long surveys; also useful if they need to check records to answer a question)
  • no interviewer bias introduced
  • large amount of information can be obtained: some mail surveys are as long as 50 pages
  • response rates can be improved by using mail panels
    • members of the panel have agreed to participate
    • panels can be used in longitudinal designs where the same respondents are surveyed several

Online surveys

  • can use web or e-mail
  • web is preferred over e-mail because interactive HTML forms can be used
  • often inexpensive to administer
  • very fast results
  • easy to modify
  • response rates can be improved by using Online panels - members of the panel have agreed to participate
  • if not password-protected, easy to manipulate by completing multiple times to skew results
  • data creation, manipulation and reporting can be automated and/or easily exported into a format which can be read by PSPP
    PSPP
    PSPP is a free software application for analysis of sampled data. It has a graphical user interface and conventional command line interface. It is written in C, uses GNU Scientific Library for its mathematical routines, and plotutils for generating graphs....

    , DAP
    DAP (software)
    Dap is a statistics and graphics program, that performs data management, analysis, and graphical visualization tasks which are commonly required in statistical consulting practice....

     or other statistical analysis software
  • data sets created in real time
  • some are incentive based (such as Survey Vault or YouGov)
  • may skew sample towards a younger demographic compared with CATI
    Catí
    Catí is a municipality in the comarca of Alt Maestrat, Castellón, Valencia, Spain.- Geography :Catí is situated at 661 metres above sea level, half of a broad valley which is called "the corridor Catí" in the region of l'Alt Maestrat, geographically to the boundary between Ports, region to which it...

  • often difficult to determine/control selection probabilities, hindering quantitative analysis of data
  • use in large scale industries.

Personal in-home survey

  • respondents are interviewed in person, in their homes (or at the front door)
  • very high cost
  • suitable when graphic representations, smells, or demonstrations are involved
  • often suitable for long surveys (but some respondents object to allowing strangers into their home for extended periods)
  • suitable for locations where telephone or mail are not developed
  • skilled interviewers can persuade respondents to cooperate, improving response rates
  • potential for interviewer bias
  • increasing use of computer-assisted personal interviewing (CAPI) to streamline data collection/processing and guide sequencing of complex surveys

Personal mall intercept survey

  • shoppers at malls are intercepted - they are either interviewed on the spot, taken to a room and interviewed, or taken to a room and given a self-administered questionnaire
  • socially acceptable - people feel that a mall is a more appropriate place to do research than their home
  • potential for interviewer bias
  • fast
  • easy to manipulate by completing multiple times to skew results

Methods used to increase response rates

  • brevity - single page if possible
  • financial incentives
    • paid in advance
    • paid at completion
  • non-monetary incentives
    • commodity giveaways (pens, notepads)
    • entry into a lottery, draw or contest
    • discount coupons
    • promise of contribution to charity
  • preliminary notification
  • foot-in-the-door techniques - start with a small inconsequential request
  • personalization of the request - address specific individuals
  • follow-up requests - multiple requests
  • claimed affiliation with universities, research institutions, or charities
  • emotional appeals
  • bids for sympathy
  • convince respondent that they can make a difference
  • guarantee anonymity
  • legal compulsion (certain government-run surveys)

Sampling



Sample selection is critical to the validity of the information that represents the populations that are being studied. The approach of the sampling helps to determine the focus of the study and allows better acceptance of the generalizations that are being made. Careful use of biased sampling can be used if it is justified and as long as it is noted that the resulting sample may not be a true representation of the population of the study.
There are two different approaches to sampling in survey research:
  • There is nonprobability sampling
    Nonprobability sampling
    Sampling is the use of a subset of the population to represent the whole population. Probability sampling, or random sampling, is a sampling technique in which the probability of getting any particular sample may be calculated. Nonprobability sampling does not meet this criterion and should be...

     approach. In this approach the researcher does not know each element's probability of selection in the sample. The most commonly used nonprobability sampling method is the convenience sampling approach. With this method, it only samples those who are available and willing to participate in the survey. The use of this approach allows for convenience for the researcher while possibly losing data validity due to the lack of representation.
  • The probability sampling approach for research methods gives each element a known chance of being included in the sample. This method is closer to a true representation of the population. It can be difficult to use due to cost of a rigorous sampling method, and difficulty in obtaining full coverage of the target population, but the generalizations that come from it are more likely to be closer to a true representation of the population. Different forms of probability sampling are designed to achieve various benefits - e.g. theoretical simplicity, operational simplicity, detailed information on subpopulations, or minimal cost. Some common forms:

    • Equal probability of selection designs (EPS), in which each element of the population has an equal chance of being included in the sample. This uniformity makes EPS surveys relatively simple to interpret. Forms of EPS include Simple random sampling
      Simple random sample
      In statistics, a simple random sample is a subset of individuals chosen from a larger set . Each individual is chosen randomly and entirely by chance, such that each individual has the same probability of being chosen at any stage during the sampling process, and each subset of k individuals has...

       (SRS) and systematic sampling
      Systematic sampling
      Systematic sampling is a statistical method involving the selection of elements from an ordered sampling frame. The most common form of systematic sampling is an equal-probability method, in which every kth element in the frame is selected, where k, the sampling interval , is calculated...

      .

    • Probability-proportional-to-size designs (PPS), in which 'larger' elements (according to some known measure of size) have a higher chance of selection. This approach is common in business surveys where the object is to determine sector totals (e.g. "total employment in manufacturing sectors"); compared to EPS, concentrating on larger elements may produce better accuracy for the same cost/sample size.

    • Stratified random sampling approach, in which the population is divided into subpopulations (called strata) and random samples are then drawn separately from each of these strata, using any probability sampling method (sometimes including further sub-stratification). This may be done to provide better control over the sample size (and hence, accuracy) within each subpopulation; when the variable/s of interest are correlated with subpopulation, it can also improve overall accuracy. Another use for stratification is when different subpopulations require different sampling methods - for instance, a business survey might use EPS for businesses whose 'size' is not known and PPS elsewhere.

Survey Methodology and Research Institutes


See also


  • Assessment
    Assessment
    Educational assessment is the process of documenting, usually in measurable terms, knowledge, skills, attitudes and beliefs. Assessment can focus on the individual learner, the learning community , the institution, or the educational system as a whole...

  • Enterprise Feedback Management
    Enterprise Feedback Management
    Enterprise feedback management is a system of processes and software that enables organizations to centrally manage deployment of surveys while dispersing authoring and analysis throughout an organization...

     (EFM)
  • National accounts
    National accounts
    National accounts or national account systems provide a complete and consistent conceptual framework for measuring the economic activity of a nation . These include detailed underlying measures that rely on double-entry accounting...

  • Official statistics
    Official statistics
    Official statistics are statistics published by government agencies or other public bodies such as international organizations. They provide quantitative or qualitative information on all major areas of citizens' lives, such as economic and social development, living conditions , health , education...

  • Opinion poll
    Opinion poll
    An opinion poll is a survey of public opinion from a particular sample. Opinion polls are usually designed to represent the opinions of a population by conducting a series of questions and then extrapolating generalities in ratio or within confidence intervals....

  • Paid survey
    Paid survey
    A paid or incentivized survey is a type of statistical survey where the participant is rewarded through an incentive program, generally entry into a sweepstakes program or a small cash reward, for completing one or more surveys....

  • Quantitative marketing research
    Quantitative marketing research
    Quantitative marketing research is the application of quantitative research techniques to the field of marketing. It has roots in both the positivist view of the world, and the modern marketing viewpoint that marketing is an interactive process in which both the buyer and seller reach a satisfying...

  • Questionnaire construction
    Questionnaire construction
    A questionnaire is a series of questions asked to individuals to obtain statistically useful information about a given topic. When properly constructed and responsibly administered, questionnaires become a vital instrument by which statements can be made about specific groups or people or entire...

  • Positivism
    Positivism
    Positivism is a philosophy that holds that the only authentic knowledge is that which is based on actual sense experience. Metaphysical speculation is avoided...

  • Social research
    Social research
    Social research refers to research conducted by social scientists , but also within other disciplines such as social policy, human geography, political science, social anthropology and education...

  • Survey research methods and design in psychology (Wikiversity)
  • Survey Methodology
    Survey Methodology
    Survey Methodology is a peer-reviewed open access scientific journal that publishes papers related to the development and application of survey techniques...

  • Urtak
    Urtak
    Urtak is a free collaborative public opinion website founded in 2008. An urtak survey can be created by any individual for his or her community. The users of an urtak survey can add questions of their own to the survey, as well as answer questions that have been asked by other users...


Lists of related topics


Further reading

  • Leung, Wai-Ching, "Conducting a Survey", in Student BMJ
    Student BMJ
    Student BMJ is a monthly, international medical journal for medical students and junior doctors. It builds the entry to the world of medicine and comes from the BMJ Group, which publishes the highly prestigious BMJ and over 30 other sub-speciality journals.On 21st April the new website was born,...

    , (British Medical Journal
    British Medical Journal
    BMJ is a partially open access medical journal. It is among the most influential and widely read peer-reviewed general academic journals in the field of medicine in the world....

    , Student Edition), May 2001

External links

  • OmniPHP(tm) SurveyEngine - An open source advanced survey development application that allows creating any type of web-based survey.