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Samurai
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is the term for the military nobility of pre-industrial Japan. The word samurai is derived from the archaic Japanese verb samorau, changed to saburau, meaning "to serve"; thus, a samurai is a servant, i.e. the servant of a lord.
History
It is believed warriors and foot-soldiers in the sixth century may have formed a proto-samurai class. Following a disastrous military engagement with Tang China and Silla, Japan underwent widespread reforms.
Discussion
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Timeline
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1167 Taira no Kiyomori becomes the first samurai to be appointed ''Daijo Daijin'', chief minister of the government of Japan
1876 Samurai are banned from carrying swords in Japan.
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Encyclopedia
is the term for the military nobility of pre-industrial Japan. The word samurai is derived from the archaic Japanese verb samorau, changed to saburau, meaning "to serve"; thus, a samurai is a servant, i.e. the servant of a lord.
History
It is believed warriors and foot-soldiers in the sixth century may have formed a proto-samurai class. Following a disastrous military engagement with Tang China and Silla, Japan underwent widespread reforms. One of the most important was that of the Taika Reform, issued by Prince Naka no Oe in 646 AD. This edict introduced Chinese cultural practices and administrative techniques throughout the Japanese aristocracy and bureaucracy. As part of the Taiho Code, of 702 AD and the later Yoro Code,, the population was required to report regularly for census, which was used as a precursor for national conscription. With an understanding of how the population was distributed, Emperor Mommu introduced the law whereby 1 in 3–4 adult males were drafted into the national military. These soldiers were required to supply their own weapons, and in return were exempted from duties and taxes. This was one of the first attempts by the Imperial government to form an organized army modeled after the Chinese system. It was called gundan-sei(???) by later historians and is believed to have been short lived.
The Taiho Code classified Imperial bureaucrats into 12 ranks, each divided into two sub-ranks, 1st rank being the highest adviser to the emperor. Those of 6th rank and below were referred to as "samurai" and dealt with day-to-day affairs. Although these "samurai" were civilian public servants, the name is believed to have derived from this term. Military men, however, would not be referred to as "samurai" for many more centuries.
In the early Heian period, the late 8th and early 9th centuries, Emperor Kammu () sought to consolidate and expand his rule in northern Honshu, but the armies he sent to conquer the rebellious Emishi people lacked motivation and discipline, and were unable to prevail. Emperor Kammu introduced the title of Seiitaishogun () or shogun, and began to rely on the powerful regional clans to conquer the Emishi. Skilled in mounted combat and archery, these clan warriors became the emperor's preferred tool for putting down rebellions. Although these warriors may have been educated, at this time (7th to 9th century) the Imperial court officials considered them to be little more than barbarians.
Ultimately, Emperor Kammu disbanded his army, and from this time, the emperor's power gradually declined . While the emperor was still the ruler, powerful clans around Kyoto () assumed positions as ministers, and their relatives bought positions as magistrates. To amass wealth and repay their debts, magistrates often imposed heavy taxes, resulting in many farmers becoming landless.
As the threat of robbery rose, the clans began recruiting these exiles in the Kanto plains. Because of their intense training in the martial arts, they proved to be effective guards. Small numbers would accompany tax collectors and, merely by their presence, deter thieves and bandits from attacking. They were saburai, armed retainers, yet their advantage of being the sole armed party quickly became apparent.
Through protective agreements and political marriages, they accumulated political power, eventually surpassing the traditional aristocracy.
Some clans were originally formed by farmers who had taken up arms to protect themselves from the imperial magistrates sent to govern their lands and collect taxes. These clans formed alliances to protect themselves against more powerful clans, and by the mid-Heian period they had adopted characteristic Japanese armour and weapons, and laid the foundations of Bushido, their ethical code.
For most of samurai history warriors rarely described themselves as followers of Bushido. The term was not prevalent until mid to late Edo period. Until then, many warriors wrote kakun, or house laws, which they desired to promulgate among their own clans. Families such as the Imagawa had large numbers of followers and broad influence in their respective areas and so their ethical code spread across their realm and was widely quoted by others due to their fame, but by no means were any such kakun standardized for warriors across Japan.
By the 12th century, upper class samurai were highly literate due to the general introduction of Confucianism from China during the 7th to 9th centuries and their perceived need to deal with the Imperial court, who had a monopoly on culture and literacy for most of the Heian period. As a result they aspired to the more cultured abilities of the nobility. Examples such as Taira Tadanori (a samurai who appears in the Heike Monogatari or "Tale of the Heike") demonstrate that some warriors idealized the arts and aspire to become skilled in them; yet he too was a powerful and wealthy warrior, a governor of the province of Noto, and thus had opportunities not afforded to many lesser warriors. Tadanori is famous for his skill with the pen and the sword or the "bun and the bu", harmony of fighting and learning.
Many samurai, following the 13th and 14th centuries, were expected to be cultured and literate, and the ancient saying "Bun Bu Ryo Do" (????, lit. literary arts, military arts, both ways) or "The pen and the sword in accord," was an ideal to which many aspired, yet few beyond the elite achieved until the Edo period (1600-1868). Until then the number of men who actually achieved the ideal and lived their lives by it was low. Witness the Northern and Southern Court period (1333-1392) and the Sengoku period (1477-1573), during which rape, pillaging, betrayal, and deception were rules, not exceptions.
An early term for warrior, "uruwashii", was written with a kanji that combined the characters for literary study ("bun" ?) and military arts ("bu" ?), and is mentioned in the Heike Monogatari (late 12th century). The Heike Monogatari makes reference to the educated poet-swordsman ideal in its mention of Taira no Tadanori's death:
"Friends and foes alike wet their sleeves with tears and said, 'What a pity! Tadanori was a great general, pre-eminent in the arts of both sword and poetry.' "
According to William Scott Wilson in his book Ideals of the Samurai: "The warriors in the Heike Monogatari served as models for the educated warriors of later generations, and the ideals depicted by them were not assumed to be beyond reach. Rather, these ideals were vigorously pursued in the upper echelons of warrior society and recommended as the proper form of the Japanese man of arms. With the Heike Monogatari, the image of the Japanese warrior in literature came to its full maturity." Wilson then translates the writings of several warriors who mention the Heike Monogatari as an example for their men to follow.
Plenty of warrior writings document this ideal from the 13th century onward, but the many examples of betrayal and disloyalty strongly suggest that in reality even powerful, educated warriors considered such behavior the province of fables. Indeed, while warriors often aspired to such behaviors, often they were ignored when the opportunity for self-aggrandizement appeared. Take, for example, Ashikaga Takauji, the founder of the Muromachi Bakufu. He was thrice a traitor, first against the Hojo clan, then against Emperor Go-Daigo, and finally against his own government!
Kamakura Bakufu and the rise of SamuraiOriginally the emperor and nobility employed these warriors. In time, they amassed enough manpower, resources and political backing in the form of alliances with one another, to establish the first samurai-dominated government.
As the power of these regional clans grew, their chief was typically a distant relative of the emperor, and a lesser member of either the Fujiwara, Minamoto, or Taira clans.
Though originally sent to provincial areas for a fixed four-year term as a magistrate, the toryo declined to return to the capital when their terms ended, and their sons inherited their positions and continued to lead the clans in putting down rebellions throughout Japan during the middle and later Heian period.
Samurai fought at the naval battle of Dan-no-Ura in 1185. Because of their rising military and economic power, the warriors ultimately became a new force in the politics of the court. Their involvement in the Hogen in the late Heian period consolidated their power, and finally pitted the rival Minamoto and Taira clans against each other in the Heiji Rebellion of 1160.
The winner, Taira no Kiyomori, became an imperial advisor, and was the first warrior to attain such a position. He eventually seized control of the central government, establishing the first samurai-dominated government and relegating the emperor to figurehead status.
However, the Taira clan was still very conservative when compared to its eventual successor, the Minamoto, and instead of expanding or strengthening its military might, the Taira clan had its women marry emperors and exercise control through the emperor.
The Taira and the Minamoto clashed again in 1180, beginning the Gempei War which ended in 1185. The victorious Minamoto no Yoritomo established the superiority of the samurai over the aristocracy. In 1190, he visited Kyoto and in 1192, became Seii Taishogun, establishing the Kamakura Shogunate, or Kamakura Bakufu. Instead of ruling from Kyoto, he set up the Shogunate in Kamakura, near his base of power. "Bakufu" means "tent government," taken from the encampments the soldiers would live in, in accordance with the Bakufu's status as a military government.
Over time, powerful samurai clans became warrior nobility, or "buke", who were only nominally under the court aristocracy. When the samurai began to adopt aristocratic pastimes like calligraphy, poetry and music, some court aristocrats in turn began to adopt samurai customs. In spite of various machinations and brief periods of rule by various emperors, real power was now in the hands of the Shogun and the samurai.
Ashikaga Shogunate and the Feudal Period
Various samurai clans struggled for power during the Kamakura and Ashikaga Shogunates.
Zen Buddhism spread among the samurai in the 13th century and helped to shape their standards of conduct, particularly overcoming fear of death and killing, but among the general populace, Pure Land Buddhism was favored.
In 1274, the Yuan Dynasty of the Mongol Empire sent a force of some 40,000 men and 900 ships to invade Japan in northern Kyushu. Japan mustered a mere 10,000 samurai to meet this threat. The invading army was harassed by major thunderstorms throughout the invasion, which aided the defenders by inflicting heavy casualties. The Yuan army was eventually recalled and the invasion called off. The Mongol invaders used small bombs, which was likely the first appearance of bombs and gunpowder in Japan.
The Japanese defenders recognized the possibility of a renewed invasion, and began construction of a great, stone barrier around Hakata Bay in 1276. Completed in 1277, this wall stretched for 20 kilometers around the border of the bay. This would later serve as a strong defensive point against the Mongols. The Mongols attempted to settle matters in a diplomatic way from 1275 to 1279, but every envoy sent to Japan was executed. This set the stage for one of the most famous engagements in Japanese history.
In 1281, a Yuan army of 140,000 men with 4,400 ships was mustered for another invasion of Japan. Northern Kyushu was defended by a Japanese army of 40,000 men. The Mongol army was still on its ships preparing for the landing operation when a typhoon hit north Kyushu island. The casualties and damage inflicted by the typhoon, followed by the Japanese defense of the Hakata Bay barrier, resulted in the Mongols again recalling their armies.
The thunderstorms of 1274 and the typhoon of 1281 helped the samurai defenders of Japan repel the Mongol invaders despite being vastly outnumbered. These winds became known as kami-no-kaze, which literally translates as "wind of the gods." This is often given a simplified translation as "divine wind." The kami-no-kaze lent credence to the Japanese belief that their lands were indeed divine and under supernatural protection.
In the 14th century, a blacksmith called Masamune developed a two-layer structure of soft and hard steel for use in swords. This structure gave much improved cutting power and endurance, and the production technique led to Japanese swords being recognized as some of the most potent hand weapons of pre-industrial East Asia. Many swords made using this technique were exported across the East China Sea, a few making their way as far as India.
Issues of inheritance caused family strife as primogeniture became common, in contrast to the division of succession designated by law before the 14th century. To avoid infighting, invasions of neighboring samurai territories became common and bickering among samurai was a constant problem for the Kamakura and Ashikaga Shogunates.
The Sengoku jidai ("warring-states period") was marked by the loosening of samurai culture with people born into other social strata sometimes making names for themselves as warriors and thus becoming de facto samurai. In this turbulent period, bushido ethics became important factors in controlling and maintaining public order.
Japanese war tactics and technologies improved rapidly in the 15th and 16th century. Use of large numbers of infantry called ashigaru ("light-foot," due to their light armour), formed of humble warriors or ordinary people with Nagayari (a long lance) or, was introduced and combined with cavalry in maneuvers. The number of people mobilized in warfare ranged from thousands to hundreds of thousands.
The arquebus, a matchlock gun, was introduced by the Portuguese via a Chinese pirate ship in 1543 and the Japanese succeeded in assimilating it within a decade. Groups of mercenaries with mass-produced arquebuses began playing a critical role.
By the end of feudal period, several hundred thousand firearms existed in Japan and massive armies numbering over 100,000 clashed in battles. By comparison, the largest and most powerful army in Europe, the Spanish, had only several thousand firearms and could only assemble 30,000 troops.
In 1592, and again in 1598, Toyotomi Hideyoshi decided to invade China () and sent to Korea an army of 160,000 samurai. Taking advantage of its mastery of the arquebus, Japanese samurai almost led the war to victory, but were unable to do so, due to the entry of Ming Chinese troops. A few of the more famous samurai generals of this war were Kato Kiyomasa, Konishi Yukinaga, and Shimazu Yoshihiro.
Social mobility was high, as the ancient regime collapsed and emerging samurai needed to maintain large military and administrative organizations in their areas of influence. Most of the samurai families that survived to the 19th century originated in this era, declaring themselves to be the blood of one of the four ancient noble clans, Minamoto, Taira, Fujiwara and Tachibana. In most cases, however, it is hard to prove these claims.
Oda, Toyotomi and Tokugawa
Oda Nobunaga was the well-known lord of the Nagoya area (once called Owari Province) and an exceptional example of a samurai of the Sengoku Period. He came within a few years of, and laid down the path for his successors to follow, the reunification of Japan under a new Bakufu (Shogunate).
Oda Nobunaga made innovations in the fields of organization and war tactics, heavily used arquebuses, developed commerce and industry and treasured innovation. Consecutive victories enabled him to realize the termination of the Ashikaga Bakufu and the disarmament of the military powers of the Buddhist monks, which had inflamed futile struggles among the populace for centuries. Attacking from the "sanctuary" of Buddhist temples, they were constant headaches to any warlord and even the emperor who tried to control their actions. He died in 1582 when one of his generals, Akechi Mitsuhide, turned upon him with his army.
Importantly, Toyotomi Hideyoshi (see below) and Tokugawa Ieyasu, who founded the Tokugawa Shogunate, were loyal followers of Nobunaga. Hideyoshi was brought up from a nameless peasant to be one of Nobunaga's top generals and Ieyasu had shared his childhood with Nobunaga. Hideyoshi defeated Mitsuhide within a month and was regarded as the rightful successor of Nobunaga by avenging the treachery of Mitsuhide.
These two were gifted with Nobunaga's previous achievements on which build a unified Japan and there was a saying: "The reunification is a rice cake; Oda made it. Hashiba shaped it. At last, only Ieyasu tastes it." (Hashiba is the family name that Toyotomi Hideyoshi used while he was a follower of Nobunaga.)
Toyotomi Hideyoshi, who became a grand minister in 1586, himself the son of a poor peasant family, created a law that the samurai caste became codified as permanent and hereditary, and that non-samurai were forbidden to carry weapons, thereby ending the social mobility of Japan up until that point, which lasted until the dissolution of the Edo Shogunate by the Meiji revolutionaries.
It is important to note that the distinction between samurai and non-samurai was so obscure that during the 16th century, most male adults in any social class (even small farmers) belonged to at least one military organization of their own and served in wars before and during Hideyoshi's rule. It can be said that an "all against all" situation continued for a century.
The authorized samurai families after the 17th century were those that chose to follow Nobunaga, Hideyoshi and Ieyasu. Large battles occurred during the change between regimes, and a number of defeated samurai were destroyed, went ronin or were absorbed into the general populace.
Tokugawa Shogunate
During the Tokugawa era, samurai increasingly became courtiers, bureaucrats, and administrators rather than warriors. With no warfare since the early 17th century, samurai gradually lost their military function during the Tokugawa era (also called the Edo period).
By the end of the Tokugawa era, samurai were aristocratic bureaucrats for the daimyo, with their daisho, the paired long and short swords of the samurai (cf. katana and wakizashi) becoming more of a symbolic emblem of power rather than a weapon used in daily life.
They still had the legal right to cut down any commoner who did not show proper respect (kiri sute gomen ()), but to what extent this right was used is unknown. When the central government forced daimyos to cut the size of their armies, unemployed ronin became a social problem.
Theoretical obligations between a samurai and his lord (usually a daimyo) increased from the Genpei era to the Edo era. They were strongly emphasized by the teachings of Confucius and Mencius (ca 550 B.C.) which were required reading for the educated samurai class. Bushido was formalized by several influential leaders and families before the Edo Period. Bushido was an ideal, and it remained fairly uniform from the 13th century to the 19th century — the ideals of Bushido transcended social class, time and geographic location of the warrior class.
Bushido was formalized by samurai such as Imagawa Ryoshun as early as the 13th century. The conduct of samurai served as role model behavior for the other social classes. With time on their hands, samurai spent more time in pursuit of other interests such as becoming scholars.
Bushido still survives in present-day Japanese society, as do many other aspects of the samurai's way of life.
Modernization of the samurai (1854-1868)
By this time, the Way of Death and Desperateness had been eclipsed by a rude awakening in 1853, when Commodore Matthew Perry's massive steamships from the U.S. Navy first imposed broader commerce on the once-dominant national policy of isolationism. Prior to that only a few harbor towns, under strict control from the Shogunate, were able to participate in Western trade, and even then, it was based largely on the idea of playing the Franciscans and Dominicans off against one another (in exchange for the crucial arquebus technology, which in turn was a major contributor to the downfall of the classical samurai).
From 1854, the samurai army and the navy were modernized. A Naval training school was established in Nagasaki in 1855. Naval students were sent to study in Western naval schools for several years, starting a tradition of foreign-educated future leaders, such as Admiral Enomoto.
French naval engineers were hired to build naval arsenals, such as Yokosuka and Nagasaki. By the end of the Tokugawa shogunate in 1867, the Japanese navy of the shogun already possessed eight western-style steam warships around the flagship Kaiyo Maru, which were used against pro-imperial forces during the Boshin war, under the command of Admiral Enomoto. A French Military Mission to Japan (1867) was established to help modernize the armies of the Bakufu.
The last showing of the original samurai was in 1867 when samurai from Choshu and Satsuma provinces defeated the Shogunate forces in favor of the rule of the emperor in the Boshin War (1868-1869). The two provinces were the lands of the daimyo that submitted to Ieyasu after the Battle of Sekigahara (1600).
Decline during the Meiji Restoration (1868-)
Emperor Meiji abolished the samurai's right to be the only armed force in favor of a more modern, western-style, conscripted army in 1873. Samurai became Shizoku () who retained some of their salaries, but the right to wear a katana in public was eventually abolished along with the right to execute commoners who paid them disrespect.
The samurai finally came to an end after hundreds of years of enjoyment of their status, their powers, and their ability to shape the government of Japan. However, the rule of the state by the military class was not yet over.
In defining how a modern Japan should be, members of the Meiji government decided to follow the footsteps of United Kingdom and Germany, basing the country on the concept of "noblesse oblige." Samurai were not to be a political force under the new order.
With the Meiji reforms in the late 19th century, the samurai class was abolished, and a western-style national army was established. The Imperial Japanese Armies were conscripted, but many samurai volunteered to be soldiers and many advanced to be trained as officers. Much of the Imperial Army officer class was of samurai origin and they were highly motivated, disciplined and exceptionally trained.
The last samurai conflict was arguably in 1877, during the Satsuma Rebellion in the Battle of Shiroyama. This conflict had its genesis in the previous uprising to defeat the Tokugawa Shogunate, leading to the Meiji Restoration.
The newly formed government instituted radical changes, aimed at reducing the power of the feudal domains, including Satsuma, and the dissolution of samurai status. This led to the ultimately premature uprising, led by Saigo Takamori.
Samurai were many of the early exchange students, not directly because they were samurai, but because many samurai were literate and well-educated scholars. Some of these exchange students started private schools for higher educations, while many samurai took pens instead of guns and became reporters and writers, setting up newspaper companies, and others entered governmental service.
Only the name Shizoku existed after that. After Japan lost the World War II, the name Shizoku disappeared under the law on January 1, 1948.
CultureAs de facto aristocrats for centuries, samurai developed their own cultures that influenced Japanese culture as a whole.
EducationA samurai was expected to read and write, as well as to know some mathematics. Toyotomi Hideyoshi, a great samurai yet originally a peasant, could only read and write in hiragana and this was a significant drawback for him. Samurai were expected, though not required, to have interests in other arts such as dancing, Go, literature, poetry, and tea. Ota Dokan who first ruled Edo wrote how he was shamed to realize that even a commoner had more knowledge of poetry than he.
Shudo
Shudo (), the tradition of love bonds between a seasoned and a novice samurai was held to be "the flower of the samurai spirit" and formed the real basis of the samurai aesthetic. It was analogous to the educational Greek pederasty and an honored and important practice in samurai society. It was one of the main ways in which the ethos and the skills of the samurai tradition were passed down from one generation to another.
Another name for the bonds was bido ( "the beautiful way"). The devotion that two samurai would have for each other would be almost as great as that which they had for their daimyo. Indeed, according to contemporary accounts, the choice between his lover and his master could become a philosophical problem for samurai. Hagakure and other samurai manuals gave specific instructions in the way that this tradition was to be carried out and respected. After the Meiji Restoration and the introduction of a more westernised lifestyle, the practice died out.
The bonds of shudo may not have been as widely practiced or as universally praised as some documents suggest. "Keichu Kibun Makurabunko" written in the Edo era by the pseudonymous Insaisen is clearly critical of shudo.
NamesA samurai was usually named by combining one kanji from his father or grandfather and one new kanji. Samurai normally used only a small part of their total name.
For example, the full name of Oda Nobunaga would be "Oda Kazusanosuke Saburo Nobunaga" (), in which "Oda" is a clan or family name, "Kazusanosuke" is a title of vice-governor of Kazusa province, "Saburo" is a name before genpuku, a coming of age ceremony, and "Nobunaga" is an adult name. Samurai were able to choose their own last names.
MarriageThe marriage of samurai was done by having a marriage arranged by someone with the same or higher rank than those being married. While for those samurai in the upper ranks this was a necessity (as most had few opportunities to meet a female), this was a formality for lower ranked samurai. Most samurai married women from a samurai family, but for a lower ranked samurai marriages with commoners were permitted. In these marriages a dowry was brought by the woman and was used to start their new lives.
A samurai could have a mistress but her background was strictly checked by higher ranked samurai. In many cases, this was treated like a marriage. "Kidnapping" a mistress, although common in fiction, would have been shameful, if not a crime. When she was a commoner, a messenger would be sent with betrothal money or a note for exemption of tax to ask for her parent's acceptance and many parents gladly accepted. If a samurai's wife gave birth to a son he could be a samurai.
A samurai could divorce his wife for a variety of reasons with approval from a superior, but divorce was, while not entirely nonexistent, a rare event. A reason for divorce would be if she could not produce a son, but then adoption could be arranged as an alternative to divorce. A samurai could divorce for personal reasons, even if he simply did not like his wife, but this was generally avoided as it would embarrass the samurai who had arranged the marriage. A woman could also arrange a divorce, although it would generally take the form of the samurai divorcing her. After a divorce samurai had to return the betrothal money, which often prevented divorces. Some rich merchants had their daughters marry samurai to erase a samurai's debt and advance their positions.
A samurai's wife would be dishonored and allowed to commit jigai (a female's seppuku) if she were cast off.
PhilosophyThe philosophies of Buddhism and Zen, and to a lesser extent Confucianism and Shinto, influenced the samurai culture. Zen meditation became an important teaching due to it offering a process to calm one's mind. The Buddhist concept of reincarnation and rebirth led samurai to abandon torture and needless killing, while some samurai even gave up violence altogether and became Buddhist monks after realizing how fruitless their killings were. Some were killed as they came to terms with these realizations in the battlefield. The most defining role that Confucianism played in samurai philosophy was to stress the importance of the lord-retainer relationship; this is, the loyalty that a samurai was required to show his lord.
Bushido ("way of the warrior") was a term attached to a samurai "code of conduct" or way of life enforced during Edo period by the Tokugawa Shogunate, so that they could control the samurai more easily. Its deceptive simplicity led to countless arguments over its interpretation. by Yamamoto Tsunetomo is a manual of instruction into the way of the samurai. Even as it was published, it received a number of reviews that criticized its strict and impersonal interpretations. If the lord is wrong, for example if he ordered a massacre of civilians, should he observe loyalty to massacre as ordered or should he observe rectitude to let the civilians escape unharmed? If a man had sick parents but committed an unforgivable mistake, should he protect his honour by committing seppuku or should he show courage by living with dishonor and care for his parents?
The incident of 47 Ronin caused debates about the righteousness of the samurai's actions and how bushido should be applied. They had defied the shogun by taking matters into their own hands but it was an act of loyalty and rectitude as well. Finally, their acts were agreed to be rectitude but not loyalty to the shogun. This made them criminals with conscience and eligible for seppuku.
WomenMaintaining the household, or ie, was the main duty of samurai women. This was especially crucial during early feudal Japan, when warrior husbands were often traveling abroad or engaged in clan battles. The wife, or okusan (meaning: one who remains in the home), was left to manage all household affairs, care for the children, and perhaps even defend the home forcibly. For this reason, many women of the samurai class were trained in wielding a polearm called a naginata or a special knife called the kaiken in an art called tantojutsu (lit. the skill of the knife), which they could use to protect their household, family, and honor if the need arose.
Traits valued in women of the samurai class were humility, obedience, self-control, strength, and loyalty. Ideally, a samurai wife would be skilled at managing property, keeping records, dealing with financial matters, educating the children (and perhaps servants, too), and caring for elderly parents or in-laws that may be living under her roof. Confucian law, which helped define personal relationships and the code of ethics of the warrior class required that a woman show subservience to her husband, filial piety to her parents, and care to the children. Too much love and affection was also said to indulge and spoil the youngsters. Thus, a woman was also to exercise discipline.
Though women of wealthier samurai families enjoyed perks of their elevated position in society, such as avoiding the physical labor that those of lower classes often engaged in, they were still viewed as far beneath men. Women were prohibited from engaging in any political affairs and were usually not the heads of their household.
This does not mean that samurai women were always powerless. Powerful women both wisely and unwisely wielded power at various occasions. After Ashikaga Yoshimasa, 8th shogun of the Muromachi shogunate lost interest in politics, his wife Hino Tomiko largely ruled in his place. Nene, wife of Toyotomi Hideyoshi, was known to overrule her husband's decisions at times and Yodo, his mistress, became the de facto master of Osaka castle and the Toyotomi clan after Hideyoshi's death. Chiyo, wife of Yamauchi Kazutoyo, has long been considered the ideal samurai wife. According to legend, she made her kimono out of a quilted patchwork of bits of old cloth and saved pennies to buy her husband a magnificent horse on which he rode to many victories. The fact that Chiyo (though she is better known as "Wife of Yamauchi Kazutoyo") is held to such high esteem for her economic sense is illuminating in the light of the fact that she never produced an heir and the Yamauchi clan was succeeded by Kazutoyo's younger brother. The source of power for women may have been that samurai looked down upon matters concerning money and left their finances to their wives.
As the Tokugawa period progressed more value became placed on education, and the education of females beginning at a young age became important to families and society as a whole. Marriage criteria began to weigh intelligence and education as desirable attributes in a wife, right along with physical attractiveness. Though many of the texts written for women during the Tokugawa period only pertained to how a woman could become a successful wife and household manager, there were those that undertook the challenge of learning to read, and also tackled philosophical and literary classics. Nearly all women of the samurai class were literate by the end of the Tokugawa period.
Weapons
The samurai used various weapons, but the katana is the weapon that is synonymous with samurai. Bushido teaches that the katana is the samurai's soul and sometimes a samurai is pictured as entirely dependent on the katana for fighting. They believe that the katana was so precious that they often gave them names and considered them as part of the living. However the use of swords did not become common in battle until the Kamakura period (1185–1333), where the tachi and uchigatana (the predecessor to the katana) became prevalent. The katana itself did not become the primary weapon until the Edo period.
After a male child of the bushi was born, he would receive his first sword in a ceremony called mamori-gatana. The sword, however, was merely a charm sword covered with brocade to which was attached a purse or wallet, worn by children under five. Upon reaching the age of thirteen, in a ceremony called Genbuku (), a male child was given his first real swords and armour, an adult name, and became a samurai. A katana and a wakizashi together are called a daisho (lit. "big and small").
The wakizashi itself was a samurai's "honour blade" and purportedly never left the samurai's side. He would sleep with it under his pillow and it would be taken with him when he entered a house and had to leave his main weapons outside.
The Tanto was a small dagger sometimes worn with or instead of the Wakizashi in a daisho. The tanto or the wakizashi was used to commit seppuku, a ritualized suicide through disembowelment.
The samurai stressed skill with the yumi (longbow), reflected in the art of kyujutsu (lit. the skill of the bow). The bow would remain a critical component of the Japanese military even with the introduction of firearms during the Sengoku Jidai period. The yumi, an asymmetric composite bow made from bamboo, wood, rattan and leather, was not as powerful as the Eurasian reflex composite bow, having an effective range of 50 meters (about 164 feet) or 100 meters if accuracy was not an issue. It was usually used on foot behind a tedate (), a large and mobile bamboo wall, but shorter versions (hankyu) could also be used from horseback. The practice of shooting from horseback became a Shinto ceremony of Yabusame ().
In the 15th century, the yari (spear) also became a popular weapon. It displaced the naginata from the battlefield as personal bravery became less of a factor and battles became more organized around massed, inexpensive foot troops. A charge, mounted or dismounted, was also more effective when using a spear than a sword and it offered better than even odds against a samurai using a sword. In the Battle of Shizugatake where Shibata Katsuie was defeated by Toyotomi Hideyoshi, then known as Hashiba Hideyoshi, the Seven Spearmen of Shizugatake () played a crucial role in the victory.
The latter half of the 16th century saw the introduction of the teppo or arquebus in Japan through Portuguese trade, enabling warlords to raise effective armies from masses of peasants. The new weapons were highly controversial. Their ease of use and deadly effectiveness was perceived by many samurai as a dishonorable affront to Bushido tradition. Oda Nobunaga made deadly use of the teppo at the Battle of Nagashino in 1575, leading to the end of the Takeda clan.
After their initial introduction by the Portuguese and the Dutch, the teppo, were produced on a large scale by Japanese gunsmiths. By the end of the 16th century, there were more firearms in Japan than in any European nation. Teppo, employed en masse largely by ashigaru peasant foot troops were in many ways the antithesis of samurai valor. With the establishment of the Tokugawa shogunate and an end to civil war, production of the guns declined sharply with prohibitions to ownership. By the Tokugawa Shogunate most spear-based weapons had been phased out partly because they were suboptimal for the close-quarter combat common in the Edo period, this combined with the aforementioned restrictions on fire-arms resulted in the Daisho being the only weapons typically carried by samurai.
In the 1570s cannons became a common part of the samurai's armoury. They often were mounted in castles or on ships being used more as anti-personnel weapons though in the siege of Nagashino castle (1575) a cannon was used to good effect against an enemy siege-tower. The first popular cannon in Japan were swivel-breech loaders nick-named kunikuzushi or "Destroyer of Provinces". Kunikuzushi weighed . and used . chambers, firing a small shot of 10 oz. The Arima clan of Kyushu used guns like this at the battle of Okinawate against the Ryozoji clan. By the time of the Osaka campaign (1614-1615) cannon technology had improved in Japan to the point where at Osaka, Ii Naotaka managed to fire an . shot into the castle's keep.
Some other weapons used by samurai were jo, bo, and the Chinese trebuchets (more as an anti-personnel weapon than a siege engine).
Etymology of samurai and related words
The term samurai originally meant "those who serve in close attendance to nobility", and was written in the Chinese character (or kanji) that had the same meaning. In Japanese, it was originally pronounced in the pre-Heian period as saburapi and later as saburai, then samurai in the Edo period. In Japanese literature, there is an early reference to samurai in the Kokinshu (, early 10th century):
- Attendant to your nobility
- Ask for your master's umbrella
- The dews 'neath the trees of Miyagino
- Are thicker than rain
- (poem 1091)
The word bushi (, lit. "warrior or armsman") first appears in an early history of Japan called Shoku Nihongi (, 797 A.D.). In a portion of the book covering the year 723 A.D., Shoku Nihongi states: "Literary men and Warriors are they whom the nation values". The term bushi is of Chinese origin and adds to the indigenous Japanese words for warrior: tsuwamono and mononofu.
Bushi was the name given to the ancient Japanese soldiers from traditional warrior families. The bushi class was developed mainly in the north of Japan. They formed powerful clans, which in the 12th Century were against the noble families who were grouping themselves to support the imperial family who lived in Kyoto. Samurai was a word used by the Kuge aristocratic class with warriors themselves preferring the word bushi. The term Bushido, the "way of the warrior," is derived from this term and the mansion of a warrior was called bukeyashiki.
The terms bushi and samurai became synonymous near the end of the 12th century, according to William Scott Wilson in his book Ideals of the Samurai—Writings of Japanese Warriors. Wilson's book thoroughly explores the origins of the word warrior in Japanese history as well as the kanji used to represent the word. Wilson states that bushi actually translates as "a man who has the ability to keep the peace, either by literary or military means, but predominantly by the latter".
It was not until the early modern period, namely the Azuchi-Momoyama period and early Edo period of the late 16th and early 17th centuries that the word saburai was replaced with samurai. However, the meaning had changed long before that.
During the era of the rule of the samurai, the term yumitori (, "bowman") was also used as an honorary title of an accomplished warrior even though swordsmanship had become more important. (Japanese archery (kyujutsu) is still strongly associated with the war god Hachiman.)
A samurai with no attachment to a clan or daimyo () was called a ronin (). In Japanese, the word ronin means "wave man", a person destined to wander aimlessly forever, like the waves in the sea. The word came to mean a samurai who was no longer in the service of a lord because his lord had died, because the samurai had been banished or simply because the samurai chose to become a ronin.
The pay of samurai was measured in koku of rice (180 liters; enough to feed a man for one year). Samurai in the service of the han are called hanshi.
The following terms are related to samurai or the samurai tradition:
- Uruwashii
a cultured warrior symbolized by the kanji for "bun" (literary study) and "bu" (military study or arts) - Buke ()
A martial house or a member of such a house - Mononofu (????)
An ancient term meaning a warrior. - Musha ()
A shortened form of bugeisha (), lit. martial art man. - Shi ()
A word roughly meaning "gentleman," it is sometimes used for samurai, in particular in words such as bushi (, meaning
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