Parametric determinism
Encyclopedia
Parametric determinism refers to a Marxist interpretation of the course of history formulated by Prof. Ernest Mandel
Ernest Mandel
Ernest Ezra Mandel, also known by various pseudonyms such as Ernest Germain, Pierre Gousset, Henri Vallin, Walter , was a revolutionary Marxist theorist.-Life:...

, and it could be viewed as one variant of Karl Marx
Karl Marx
Karl Heinrich Marx was a German philosopher, economist, sociologist, historian, journalist, and revolutionary socialist. His ideas played a significant role in the development of social science and the socialist political movement...

's historical materialism
Historical materialism
Historical materialism is a methodological approach to the study of society, economics, and history, first articulated by Karl Marx as "the materialist conception of history". Historical materialism looks for the causes of developments and changes in human society in the means by which humans...

 or as a philosophy of history
Philosophy of history
The term philosophy of history refers to the theoretical aspect of history, in two senses. It is customary to distinguish critical philosophy of history from speculative philosophy of history...

.

In an article critical of the Analytical Marxism
Analytical Marxism
Analytical Marxism refers to a particular Marxist approach that was prominent amongst English-speaking philosophers and social scientists during the 1980s. It was mainly associated with the September Group of academics, so called because of their biennial September meetings to discuss common...

 of Jon Elster
Jon Elster
Jon Elster is a Norwegian social and political theorist who has authored works in the philosophy of social science and rational choice theory...

, Mandel explains the idea as follows:
In formal-logical determinism, human action is considered either rational, and hence logically explicable, or else arbitrary and random. But in dialectical determinism, human action may be non-arbitrary and determinate, hence reasonable, even although it is not explicable exclusively in formal-logical terms. The action selected by people from a limited range of options may not be the most logical one, but it can be shown to be non-arbitrary and reasonable under the circumstances, if the total context is considered.

What this means is that, in human situations, typically several "logics" are operating at the same time which together determine the outcomes of those situations:
  • the logic of the actors themselves.
  • the logic of the parameters constraining their behaviour.
  • the logic of the relationship between actors and their situation.


If one considered only one of these aspects, one might judge people's actions "irrational", but if all three aspects are take into account, what people do may appear "very reasonable". Dialectical theory aims to demonstrate this, by linking different "logical levels" together as a total picture, in a non-arbitrary way. "Different logical levels" means that particular determinants regarded as irrelevant are excluded at one level of analysis, but are relevant and included at another level of analysis with a somewhat different set of assumptions. - depending on the kind of problem being investigated. For example, faced with a situation, the language which people use to talk about it, reveals that they can jump very quickly from one context to another related context, knowing very well that at least some of the inferences that can be drawn in the one context are not operative in the other context. That's because they know that the assumptions in one context differ to some degree from the other. Nevertheless, the two contexts can coexist, and can be contained in the same situation. This is difficult to formalize precisely, yet people do it all the time, and think it perfectly "reasonable".

Brief explanation of the concept

One common problem in historical analysis
History
History is the discovery, collection, organization, and presentation of information about past events. History can also mean the period of time after writing was invented. Scholars who write about history are called historians...

 is to understand to what extent the results of human actions can be attributed to free choices and decisions people made (or free will
Free will
"To make my own decisions whether I am successful or not due to uncontrollable forces" -Troy MorrisonA pragmatic definition of free willFree will is the ability of agents to make choices free from certain kinds of constraints. The existence of free will and its exact nature and definition have long...

), and to what extent they are a product of social or natural forces beyond their control.

To solve this problem theoretically, Mandel suggests that in almost any human situation, some factors ("parameter
Parameter
Parameter from Ancient Greek παρά also “para” meaning “beside, subsidiary” and μέτρον also “metron” meaning “measure”, can be interpreted in mathematics, logic, linguistics, environmental science and other disciplines....

s") are beyond the control of individuals, while some other conditions are under their control (arguably, one group of people could "impose parameters" on another, analogous to parents imposing constraints on children). Some things can under the circumstances be changed by human action, according to choice
Choice
Choice consists of the mental process of judging the merits of multiple options and selecting one of them. While a choice can be made between imagined options , often a choice is made between real options, and followed by the corresponding action...

, but others cannot or will not be, and can thus be regarded as constants. A variable can vary, yet it cannot vary in any direction whatever but only within the given parameters. In a general sense, a "parameter" is a given condition imposed on a situation, or a controlled variable, but more specifically it refers to a condition which, in some way, limits the amount and type of variability there can be.

Those given, objective parameters which are beyond people's control (and thus cannot normally be changed by them) limit the realm of possibilities in the future; they rule out some conceivable future developments or alternatively make them more likely to happen. In that sense human action is "determined" and "determinate". Some of these parameters refer to limits imposed by the physical world, others to limits imposed by the social set-up or social structure
Social structure
Social structure is a term used in the social sciences to refer to patterned social arrangements in society that are both emergent from and determinant of the actions of the individuals. The usage of the term "social structure" has changed over time and may reflect the various levels of analysis...

 that individuals and groups operate within. The dominant ideology
Ideology
An ideology is a set of ideas that constitutes one's goals, expectations, and actions. An ideology can be thought of as a comprehensive vision, as a way of looking at things , as in common sense and several philosophical tendencies , or a set of ideas proposed by the dominant class of a society to...

 or religion
Religion
Religion is a collection of cultural systems, belief systems, and worldviews that establishes symbols that relate humanity to spirituality and, sometimes, to moral values. Many religions have narratives, symbols, traditions and sacred histories that are intended to give meaning to life or to...

 could also be a given parameter. If for example most people follow a certain faith, this shapes their whole cultural life, and is something to be reckoned with that isn't easily changed.

At the same time, however, the given parameters cannot usually determine in total what an individual or group will do, because they have at least some (and sometimes a great deal) of personal or behavioural autonomy. They can think about their situation, and make some free choices and decisions about what they will do, within the framework of what is objectively possible for them (the choices need not be rational or fully conscious ones, they could just be non-arbitrary choices influenced by emotions and desires). Sentient (self-aware) organisms, of which human beings are the most evolved sort, are able to vary their own response to given situations according to internally evaluated and decided options.

In this sense, Karl Marx
Karl Marx
Karl Heinrich Marx was a German philosopher, economist, sociologist, historian, journalist, and revolutionary socialist. His ideas played a significant role in the development of social science and the socialist political movement...

 had written:
"The past" (what really happened before) is not something which can be changed at all in the present, only reinterpreted, and therefore the past is a given constant which delimits what can possibly happen in the present and in the future. If the future seems relatively "open-ended" that is just because in the time-interval between now and the future, new options and actions could significantly alter what exactly the future will be.

Ten implications

Ten implications of this view are as follows:
  • At any point in time, the outcomes of an historical process are partly predetermined, and partly uncertain because they depend on what human choices and decisions will be made in the present. Those choices are not made in a vacuum, but in an environment which makes those choices possible, makes them meaningful and gives them effect. Otherwise they would not be real choices, only imaginary choices.

  • While the past and the present rule out some courses of action, a human choice is always possible between a finite number of realistic options, which often enables the experienced analyst to specify the "most likely scenarios" of what could happen in the future. Some things cannot happen, and some things are more likely to happen than others.

  • Once an important choice has been made and acted upon, this will have an effect on the realm of possibilities; in particular, it will shift to a greater or lesser extent the parameters delimiting what can happen in the future. Thus, once "a train of events has been set in motion", it will foreclose other possibilities, and also it might open up some new ones. If masses of people make important new choices, whether in response to circumstances or in response to a new idea, a qualitative change occurs; in that case, most people begin to behave differently.

  • The process of history is both determined, in that the given parameters delimit the possible outcomes, but also open-ended, insofar as human action (or inaction) can change the historical outcomes within certain limits. Human history-making is therefore a reciprocal interaction between what people do, and the given circumstances.

  • To some extent at least, it is possible to predict with useful accuracy what will happen in the future, if one has sufficient experience, knowledge, and insight into the relevant causal factors at work as well as how they are related. This may be a work of science or sustained practical experience. In turn, future perspectives can importantly influence human action in the present.

  • In historical analysis and portrayals, the analytical challenge is to understand what part of a course of events is attributable to conscious human actions and decisions, what part is shaped by the combination of given circumstances in which the human actors had to act, and what exactly is the relationship between them (the link between the "part" and the "whole").

  • Because the ability to prove historical assessments scientifically is limited, ideology
    Ideology
    An ideology is a set of ideas that constitutes one's goals, expectations, and actions. An ideology can be thought of as a comprehensive vision, as a way of looking at things , as in common sense and several philosophical tendencies , or a set of ideas proposed by the dominant class of a society to...

    , a mind-set or a social mentality about the state of the world typically plays an important role in the perspectives people develop (Mandel refers here to an idea by Lucien Goldmann
    Lucien Goldmann
    Lucien Goldmann was a French philosopher and sociologist of Jewish-Romanian origin...

    ). With hindsight, it may be possible to trace out accurately why events necessarily developed in the way that they did, and not otherwise. But at the time they are happening, this is usually not, or not completely possible, and the hope
    Hope
    Hope is the emotional state which promotes the belief in a positive outcome related to events and circumstances in one's life. It is the "feeling that what is wanted can be had or that events will turn out for the best" or the act of "look[ing] forward to with desire and reasonable confidence" or...

     (or fear
    Fear
    Fear is a distressing negative sensation induced by a perceived threat. It is a basic survival mechanism occurring in response to a specific stimulus, such as pain or the threat of danger...

    ) for a particular future may play an important role (here Mandel refers to the philosophy of Ernst Bloch
    Ernst Bloch
    Ernst Bloch was a German Marxist philosopher.Bloch was influenced by both Hegel and Marx and, as he always confessed, by novelist Karl May. He was also interested in music and art . He established friendships with Georg Lukács, Bertolt Brecht, Kurt Weill and Theodor W. Adorno...

    ). In addition, ideology influences whether one looks upon past events as failures or successes (as many historians have noted, history is often rewritten by the victors in great historical battles to cast themselves in an especially positive light). There is no "non-partisan" history-writing in this sense, at best we can say the historian had full regard for the known facts pertaining to the given case and frankly acknowledges his biases.

  • "History" in general cannot be simply defined as "the past", because it is also "the past living in the present" and "the future living in the present". Historical thinking is not just concerned with what past events led to the present, but also with those elements from the past which are contained in the present and elements that point to the future. It involves both antecedents and consequents, including future effects. Only on that basis can we define how people can "make history" as a conscious praxis
    Praxis
    Praxis is the putting of theory into practice. The term may refer to:* Christian theological praxis* Praxis , the practice of faith, especially worship* The Praxis School, a school of Marxist philosophy...

    .

  • The main reason for studying history is not because we should assign praise or blame, or simply because it is interesting, but because we need to study past experience to understand the present and the future. History can be seen as a "laboratory", the lab-record of which shows how, under given conditions, people tried to achieve their goals, and what the results of their experimentations were. This can provide insight into what is likely or unlikely to succeed in future. At the very least, each generation has to come to grips with the experience of the previous generation, as well as educating the future generation.

  • The theory of historicism
    Historicism
    Historicism is a mode of thinking that assigns a central and basic significance to a specific context, such as historical period, geographical place and local culture. As such it is in contrast to individualist theories of knowledges such as empiricism and rationalism, which neglect the role of...

     according to which the historical process as a whole has an overall purpose or teleology
    Teleology
    A teleology is any philosophical account which holds that final causes exist in nature, meaning that design and purpose analogous to that found in human actions are inherent also in the rest of nature. The word comes from the Greek τέλος, telos; root: τελε-, "end, purpose...

     (or "grand design") is rejected. With Karl Marx
    Karl Marx
    Karl Heinrich Marx was a German philosopher, economist, sociologist, historian, journalist, and revolutionary socialist. His ideas played a significant role in the development of social science and the socialist political movement...

     and Friedrich Engels
    Friedrich Engels
    Friedrich Engels was a German industrialist, social scientist, author, political theorist, philosopher, and father of Marxist theory, alongside Karl Marx. In 1845 he published The Condition of the Working Class in England, based on personal observations and research...

    , Mandel thought that "'History does nothing... It is people, real, living people who do all that... “history” is not, as it were, a person apart, using people as a means to achieve its own aims; history is nothing but the activity of people pursuing their aims" http://www.marxists.org/archive/marx/works/1845/holy-family/ch06_2.htm#history. Of course, with the proviso that people did so within given parameters not of their own making, allowing us to identify broad historical movements as determinate processes. The historical process is also not a matter of linear progress according to inevitable stages - both progress and regress can occur, and different historical outcomes are possible depending on what people do.

Perceptions and illusions

According to the theory of parametric determinism, the "human problem" in this context is usually not that human beings lack free choice or free will, or that they cannot in principle change their situation (at least to some extent), but rather it is their awareness of the options open to them, and their belief in their own ability to act on them - influenced as they may be, by their ideology, experience and emotions.

Perceptions of what people can change or act upon may vary a great deal, they might over-estimate it, or under-estimate it. Thus it may take scientific inquiry
Science
Science is a systematic enterprise that builds and organizes knowledge in the form of testable explanations and predictions about the universe...

 to find out what perceptions are realistic. By discovering what the determinism is, we can learn better how we can be free. Simply put, we could "bang our head against a wall", but we could also go over the wall, through a door in the wall, or around the wall. At crucial points, humans can "make history" actively with a high awareness of what they are doing, changing the course of history, but they can also "be made by history" to the extent that they passively conform to (or are forced to conform to) a situation which is mostly not of their own making and which they may not understand.

As regards the latter, Prof. Mandel referred to the condition of alienation
Social alienation
The term social alienation has many discipline-specific uses; Roberts notes how even within the social sciences, it “is used to refer both to a personal psychological state and to a type of social relationship”...

 in the sense of a diminished belief in the ability to have control over one's own life, or feeling estranged from one's real nature and purpose in life. People might reify
Reification (Marxism)
Reification or Versachlichung, literally "objectification" or regarding something as a separate business matter) is the consideration of an abstraction, relation or object as if they had human or living existence and abilities, when in reality they do not...

 aspects of their situation. They might regard something as inevitable ("God's will") or judge "nothing could be done to prevent it" when the real point is that, for specific reasons, nobody was prepared to do anything about it - something could have been done, but it wasn't. Thus "historical inevitability" can also be twisted into a convenient apology to justify a course of events.

In this process of making choices within a given objective framework of realistic options, plenty of illusions are also possible, insofar as humans may have all kinds of gradations of (maybe false) awareness about their true situation. They may, as Mandel argues, not even be fully aware of what motivates their own actions, quite aside from not knowing fully what the consequences of their actions will be. A revolutionary seeking to overthrow the old order to make way for a new one obviously faces many "unknowns".

Therefore, human action can have unintended consequence
Unintended consequence
In the social sciences, unintended consequences are outcomes that are not the outcomes intended by a purposeful action. The concept has long existed but was named and popularised in the 20th century by American sociologist Robert K. Merton...

s
, including effects which are completely opposite to what was intended. This means that popular illusions can also shape the outcomes of historical events. If most people believe something to be the case, even although it is not true, this fact can also become a parameter limiting what can happen or influencing what will happen.

Skeptical reply

Because terrible illusions can occur, some historians are skeptical
Skepticism
Skepticism has many definitions, but generally refers to any questioning attitude towards knowledge, facts, or opinions/beliefs stated as facts, or doubt regarding claims that are taken for granted elsewhere...

 about the ability of people to change the world for the better in any real and lasting way. Indeed postmodernism
Postmodernism
Postmodernism is a philosophical movement evolved in reaction to modernism, the tendency in contemporary culture to accept only objective truth and to be inherently suspicious towards a global cultural narrative or meta-narrative. Postmodernist thought is an intentional departure from the...

 casts doubt on the existence of progress in history as such - if e.g. Egyptians built the Great Pyramid of Giza
Great Pyramid of Giza
The Great Pyramid of Giza is the oldest and largest of the three pyramids in the Giza Necropolis bordering what is now El Giza, Egypt. It is the oldest of the Seven Wonders of the Ancient World, and the only one to remain largely intact...

 in 2500BC, and Buzz Aldrin
Buzz Aldrin
Buzz Aldrin is an American mechanical engineer, retired United States Air Force pilot and astronaut who was the Lunar Module pilot on Apollo 11, the first manned lunar landing in history...

 and Neil Armstrong
Neil Armstrong
Neil Alden Armstrong is an American former astronaut, test pilot, aerospace engineer, university professor, United States Naval Aviator, and the first person to set foot upon the Moon....

 landed on the moon
Moon
The Moon is Earth's only known natural satellite,There are a number of near-Earth asteroids including 3753 Cruithne that are co-orbital with Earth: their orbits bring them close to Earth for periods of time but then alter in the long term . These are quasi-satellites and not true moons. For more...

 in 1969, this represents no progress for humanity.

However, Mandel argued that this skepticism is itself based on perceptions of what people are able to know about their situation and their history. Ultimately, the skeptic believes that it is impossible for people to have sufficient knowledge of a kind that they can really change the human condition for the better, except perhaps in very small ways. It just is what it is. This skeptical view does not necessarily imply a very "deterministic" view of history however; history could also be viewed as an unpredictable chaos or too complex to fathom.

However, most politician
Politician
A politician, political leader, or political figure is an individual who is involved in influencing public policy and decision making...

s and political activists (including Mandel himself) at least do not believe that history generally is an unpredictable chaos, because in that case their own standpoints would be purely arbitrary and be perceived as purely arbitrary. Usually, they would argue, the chaos is limited in space and time, because in perpetual chaos, human life can hardly continue anyway; in that case, people become reactive beasts. Since people mostly do want to survive, they need some order and predictability. One can understand what really happened in history reasonably well, if one tries. Human beings can understand human experience because they are human, and the more relevant experience they obtain, the better they can understand it.

Conscious human action, Mandel argues, is mainly non-arbitrary and practical, it has a certain "logic" to it even if people are not (yet) fully aware of this. The reality they face is ordered in basic ways, and therefore can be meaningfully understood. Masses of people might go into a "mad frenzy" sometimes that might be difficult to explain in rational terms, but this is the exception, not the rule. What is true is that a situation of chaos and disorder (when nothing in society seems to work properly anymore) can powerfully accentuate the irrational and non-rational aspects of human behaviour. In such situations, people with very unreasonable ideas can rise to power. This is, according to Mandel, part of the explanation of fascism
Fascism
Fascism is a radical authoritarian nationalist political ideology. Fascists seek to rejuvenate their nation based on commitment to the national community as an organic entity, in which individuals are bound together in national identity by suprapersonal connections of ancestry, culture, and blood...

.

Historical latency and the possibilities for change

The concept of parametric determinism has as its corollary the concept of historical latency. It is not just that different historical outcomes are possible, but that each epoch of human history contains quite a few different developmental potentials. The indications of these potentials can be empirically identified, and are not simply a speculation about "what could conceivably happen".

But they are latent factors in the situation, insofar as they will not necessarily be realised or actualised. Their realisation depends on human action, on the recognition of the potential that is there, and the decision to do something about it. Thus, Mandel argues that both socialism
Socialism
Socialism is an economic system characterized by social ownership of the means of production and cooperative management of the economy; or a political philosophy advocating such a system. "Social ownership" may refer to any one of, or a combination of, the following: cooperative enterprises,...

 and barbarism
Barbarian
Barbarian and savage are terms used to refer to a person who is perceived to be uncivilized. The word is often used either in a general reference to a member of a nation or ethnos, typically a tribal society as seen by an urban civilization either viewed as inferior, or admired as a noble savage...

 exist as broad "latent" developmental possibilities within modern capitalist society, even if they are not realised, and whether and which of these will be realised, depends on human choices and human actions.

Effective action to change society, he argues, has to set out from the real possibilities there are for an alternative way of doing things, not from abstract speculations about a better world. Some things are realistically possible, but not just "anything" is possible. The analytical challenge - often very difficult - is therefore to understand correctly what the real possibilities are, and which course of action would have the most fruitful effect. One can do only what one is able to do and no more, but much depends on choices about how to spend one's energies.

Typically in war
War
War is a state of organized, armed, and often prolonged conflict carried on between states, nations, or other parties typified by extreme aggression, social disruption, and usually high mortality. War should be understood as an actual, intentional and widespread armed conflict between political...

s and revolution
Revolution
A revolution is a fundamental change in power or organizational structures that takes place in a relatively short period of time.Aristotle described two types of political revolution:...

s, when people exert themselves to the maximum and have to improvise, it is discovered that people can accomplish far more than they previously thought they could do (also captured in the saying "necessity is the mother of invention"). The whole way people think is suddenly changed. But in times of cultural pessimism
Cultural pessimism
Cultural pessimism is a variety of pessimism, as formulated by what is nowadays called a cultural critic.-Contemporary proponents:Towards the end of the 20th century, cultural pessimism surfaced in a prominent way. The very title of Jacques Barzun's From Dawn to Decadence: 500 Years of Western...

, general exhaustion prevails and people are generally skeptical or cynical about their ability to achieve or change very much at all.

That is just to say that what is possible to achieve can be both pessimistically underestimated and optimistically exaggerated at any time. Truly conservative people will emphasize how little potential there is for change, while rebels, visionaries, progressives and revolutionaries will emphasize how much could be changed. An important role for social scientific inquiry and historiography
Historiography
Historiography refers either to the study of the history and methodology of history as a discipline, or to a body of historical work on a specialized topic...

 is therefore to relativise all this, and place it in a more objective perspective by looking at the relevant facts.

A dialectical view

Mandel believed that his theory of parametric determinism in history is a dialectical one, insofar as it interprets the dualism
Dualism
Dualism denotes a state of two parts. The term 'dualism' was originally coined to denote co-eternal binary opposition, a meaning that is preserved in metaphysical and philosophical duality discourse but has been diluted in general or common usages. Dualism can refer to moral dualism, Dualism (from...

 of free will
Free will
"To make my own decisions whether I am successful or not due to uncontrollable forces" -Troy MorrisonA pragmatic definition of free willFree will is the ability of agents to make choices free from certain kinds of constraints. The existence of free will and its exact nature and definition have long...

 versus determinism
Determinism
Determinism is the general philosophical thesis that states that for everything that happens there are conditions such that, given them, nothing else could happen. There are many versions of this thesis. Each of them rests upon various alleged connections, and interdependencies of things and...

 as a unity of opposites
Unity of opposites
The unity of opposites was first suggested by Heraclitus a pre-Socratic Greek philosopher.Philosophers had for some time been contemplating the notion of opposites. Anaximander posited that every element was an opposite, or connected to an opposite...

.

The "unity" refers to the fact that the two opposites exist only in connection with each other, the most important implication of this being, that the result of human action can shift or change at least some of the parameters. This is obviously not possible in a formal mathematical model in which the parameters are assumed to be totally fixed and constant at all times, let alone in a religious portrayal of eternity
Eternity
While in the popular mind, eternity often simply means existence for a limitless amount of time, many have used it to refer to a timeless existence altogether outside time. By contrast, infinite temporal existence is then called sempiternity. Something eternal exists outside time; by contrast,...

. In a dialectical model, ultimately nothing remains constant, only the pace of change varies. Thus, thinking dialectically requires that we incorporate the dimension of time
Time
Time is a part of the measuring system used to sequence events, to compare the durations of events and the intervals between them, and to quantify rates of change such as the motions of objects....

 deeply into our thinking, but we can recognise this dimension, only by being attentive both to what is stable and to what is changing.

The "unity of opposites" implies the cognition of a type of connection which could exist only because it is mediated by something else. A "unity of opposites" according to Mandel does not normally exist without mediation or "mediating links". Without mediations, it would explode or collapse. Once we identify what those mediations are, we can move the discussion about history beyond shallow abstractions about its "paradoxes", "contradictions" and "ironies
Irony
Irony is a rhetorical device, literary technique, or situation in which there is a sharp incongruity or discordance that goes beyond the simple and evident intention of words or actions...

". We can understand specifically what keeps the "unity of opposites" necessarily in place, and how one of the opposites might prevail over the other in the end. Anything can follow logically from a contradiction. But not anything can follow, if the contradiction is resolved in a particular way, and thus it is the particular way in which contradictions are resolved, that rules out some further contradictions, and rules in the possibility of other contradictions. In this way, we can show that the original contradiction gives rise not only to a set of other contradictions, but also to a set of mediations which hold the contradictions in place, and thus that the existence of the contradictions is dependent on a certain problem-solving strategy.

If history was only a chaos or a combination of coincidences, people would be unable to experience free will by making choices between known options, let alone understanding their own history at all. The true enemy of freedom will therefore emphasize chaos and coincidence even if there isn't any. If history on the other hand was totally pre-determined, people would not even be able to reach an awareness that they could change things, let alone make a free choice or self-determined decisions. Determinists find this happening everywhere. Yet if people were totally free to make their history as they choose, regardless of the given circumstances, it becomes impossible to understand why their choices often do not obtain the results which they intended. Libertarianism
Libertarianism
Libertarianism, in the strictest sense, is the political philosophy that holds individual liberty as the basic moral principle of society. In the broadest sense, it is any political philosophy which approximates this view...

 may be fine, until it turns into its opposite, a paralysing chaos all round. Thus, in a dialectical interpretation, human action should be viewed both as determined and as self-determining, so that the parameters of effective action can be discovered, rather than be an "eternal mystery" permitting no discovery at all.

To whom would such a philosophy appeal? It would appeal to people with sufficient experience of making free choices with real effect, yet sufficiently intelligent to understand the limits of free choices. If people experienced no real freedom at all, they would be unlikely to believe in parametric determinism. Whatever they do, has no effect. But if people believed they were totally free to do whatever they wanted at each moment, they would also reject a parametric determinism, because whatever the situation might be, it would have no effect on their actions. The philosophy makes most sense to people who are conscious of both freedom and determinism
Determinism
Determinism is the general philosophical thesis that states that for everything that happens there are conditions such that, given them, nothing else could happen. There are many versions of this thesis. Each of them rests upon various alleged connections, and interdependencies of things and...

, and Mandel implies - rightly or wrongly - that these people are overwhelmingly the modern working class
Working class
Working class is a term used in the social sciences and in ordinary conversation to describe those employed in lower tier jobs , often extending to those in unemployment or otherwise possessing below-average incomes...

, i.e. the great mass of wage and salary earners.

Mandel's dialectical interpretation is completed with the claim that the development and evolution of ideas in history is not random or arbitrary, even if it appears at first sight illogical and difficult to understand. That is, the variability of ideas also operates within given parameters, which again means that although some different conclusions can be reached, other conclusions are ruled out from the start. That is, the development of ideas has its "internal logic", but it may be that we cannot understand what that logic is simply by looking at the ideas themselves, unless we understand the social and physical context in which they occur. It may not make sense on its own, but it does make sense in a given context. To understand the idea, we have to look at what is behind the idea. It may take an experienced observer however to separate out what ideas are attributable to the creativity
Creativity
Creativity refers to the phenomenon whereby a person creates something new that has some kind of value. What counts as "new" may be in reference to the individual creator, or to the society or domain within which the novelty occurs...

 of a person or group, and what ideas are attributable to the social and physical context which influences them. And, ultimately the full meaning of ideas cannot be understood without that context. To ignore that context in the analysis of ideas leads to scholasticism
Scholasticism
Scholasticism is a method of critical thought which dominated teaching by the academics of medieval universities in Europe from about 1100–1500, and a program of employing that method in articulating and defending orthodoxy in an increasingly pluralistic context...

.

Quotation

Criticisms

While Mandel himself made some successful predictions about the future of world society (for instance, he is famous for predicting at the beginning of the 1960s, like Milton Friedman
Milton Friedman
Milton Friedman was an American economist, statistician, academic, and author who taught at the University of Chicago for more than three decades...

 did, that the postwar economic boom would end at the close of the decade), his Trotskyist critics (including his biographer Jan Willem Stutje) argue, with the benefit of hindsight, that he was far too optimistic and hopeful about the possibility of a workers' revolution in Eastern Europe
Eastern Europe
Eastern Europe is the eastern part of Europe. The term has widely disparate geopolitical, geographical, cultural and socioeconomic readings, which makes it highly context-dependent and even volatile, and there are "almost as many definitions of Eastern Europe as there are scholars of the region"...

 and the Soviet Union
Soviet Union
The Soviet Union , officially the Union of Soviet Socialist Republics , was a constitutionally socialist state that existed in Eurasia between 1922 and 1991....

 during the Mikhail Gorbachev
Mikhail Gorbachev
Mikhail Sergeyevich Gorbachev is a former Soviet statesman, having served as General Secretary of the Communist Party of the Soviet Union from 1985 until 1991, and as the last head of state of the USSR, having served from 1988 until its dissolution in 1991...

 era and after - and more generally, that his historical optimism distorted his political perspectives, so that he became too "certain" about a future that he could not be so certain about, or else crucially ambivalent
Ambivalence
Ambivalence is a state of having simultaneous, conflicting feelings toward a person or thing. Stated another way, ambivalence is the experience of having thoughts and/or emotions of both positive and negative valence toward someone or something. A common example of ambivalence is the feeling of...

.

This is arguably a rather shallow criticism insofar as the situation could well have developed in different directions, which is precisely what Mandel himself argued; in politics, one could only try to make the most of the situation at the time, and here pessimism was not conducive to action. But the more substantive criticism is that many of Mandel's future scenarios were simply not realistic, and that in reality things turned out rather differently from what he thought. This raises several questions:
  • whether the theory of parametric determinism in history is faulty
  • whether Mandel's application of the theory in his analyses was faulty
  • how much we can really foresee anyway, and what distinguishes forecast from prophecy.
  • whether and how much people learn from history anyway.


In answering these criticisms, Mandel himself would probably have referred to what he often called the "laboratory of history". That is, we can check the historical record, to see who predicted what, the grounds given for the prediction, and the results. On that basis, we can verify empirically what kind of thinking (and what kind of people) will produce the most accurate predictions, and what we can really predict with "usable accuracy". One reason why he favoured Marxism
Marxism
Marxism is an economic and sociopolitical worldview and method of socioeconomic inquiry that centers upon a materialist interpretation of history, a dialectical view of social change, and an analysis and critique of the development of capitalism. Marxism was pioneered in the early to mid 19th...

 was because he believed it provided the best intellectual tools for predicting the future of society. He often cited Leon Trotsky
Leon Trotsky
Leon Trotsky , born Lev Davidovich Bronshtein, was a Russian Marxist revolutionary and theorist, Soviet politician, and the founder and first leader of the Red Army....

 as an example of a good Marxist able to predict the future.

This may all seem a trivial "academic" or "scholastic" debate, similar to retrospective speculations about "what could have been different", but it has very important implications for the socialist idea of a planned economy
Planned economy
A planned economy is an economic system in which decisions regarding production and investment are embodied in a plan formulated by a central authority, usually by a government agency...

. Obviously, if it is not possible to predict much about human behaviour with usable accuracy, then not much economic planning is feasible either - since a plan requires at least some expectation that its result can and will be realised in the future, even if the plan is regularly adjusted for new (and unanticipated) circumstances. In general, Mandel believed that the degree of predictability in human life was very much dependent on the way society itself was organised. If e.g. many producers competed with each other for profits and markets, there was much unpredictability in what would happen. If the producers coordinated their efforts co-operatively, much would be predictable.

A deeper problem, to which Mandel alludes with his book Trotsky: A study in the dynamic of his thought, is that if we regard certain conditions as possible to change for the better, we might be able to change them, even if currently people believe it is impossible - whereas if we regard them as unchangeable, we are unlikely to change them at all, even although they could possibly be changed ( a similar insight occurs in pragmatism
Pragmatism
Pragmatism is a philosophical tradition centered on the linking of practice and theory. It describes a process where theory is extracted from practice, and applied back to practice to form what is called intelligent practice...

). This implies that however objective and realistic we may try to be, about history or anything else, we remain influenced by subjective perceptions or elements of fear
Fear
Fear is a distressing negative sensation induced by a perceived threat. It is a basic survival mechanism occurring in response to a specific stimulus, such as pain or the threat of danger...

, hope
Hope
Hope is the emotional state which promotes the belief in a positive outcome related to events and circumstances in one's life. It is the "feeling that what is wanted can be had or that events will turn out for the best" or the act of "look[ing] forward to with desire and reasonable confidence" or...

, will
Will (philosophy)
Will, in philosophical discussions, consonant with a common English usage, refers to a property of the mind, and an attribute of acts intentionally performed. Actions made according to a person's will are called "willing" or "voluntary" and sometimes pejoratively "willful"...

 or faith
Faith
Faith is confidence or trust in a person or thing, or a belief that is not based on proof. In religion, faith is a belief in a transcendent reality, a religious teacher, a set of teachings or a Supreme Being. Generally speaking, it is offered as a means by which the truth of the proposition,...

 that defy reason or practicality.

It is, simply put, very difficult to bring scientific truths and political action together, as Marxists aim to do, in such a way that we really change the things we can change for the better to the maximum, and do not try to change things we really cannot change anyway (Marxists call this "the unity of theory and practice"). In other words, the will to change things can involve subjective perceptions of a kind for which even the best historical knowledge may offer no assistance or guide. And all perceptions of "history-making" may inescapably involve ideology
Ideology
An ideology is a set of ideas that constitutes one's goals, expectations, and actions. An ideology can be thought of as a comprehensive vision, as a way of looking at things , as in common sense and several philosophical tendencies , or a set of ideas proposed by the dominant class of a society to...

, thus - according to skeptics - casting some doubt on the very ability of people to distinguish objectively between what can be changed, and what cannot. The boundary between the two might be rather blurry. This is the basis of Karl Popper
Karl Popper
Sir Karl Raimund Popper, CH FRS FBA was an Austro-British philosopher and a professor at the London School of Economics...

's famous philosophy of social change by "small steps" only.

Mandel's reply to this skepticism essentially was to agree that there were always "unknowns" or "fuzzy" areas in human experience; for people to accomplish anything at all or "make their own history", required taking a risk
Risk
Risk is the potential that a chosen action or activity will lead to a loss . The notion implies that a choice having an influence on the outcome exists . Potential losses themselves may also be called "risks"...

, calculated or otherwise. One could indeed see one's life as a "wager" ultimately staked on a belief, scientifically grounded or otherwise. However, he argued it was one thing to realise all that, but another to say that the "unknowns" are "unknowable". Thus, for good or for ill, "you don't know, what you haven't tried" and more specifically "you don't know, what you haven't tried to obtain knowledge about". The limits of knowledge
Knowledge
Knowledge is a familiarity with someone or something unknown, which can include information, facts, descriptions, or skills acquired through experience or education. It can refer to the theoretical or practical understanding of a subject...

 and human possibilities could not be fixed in advance by philosophy
Philosophy
Philosophy is the study of general and fundamental problems, such as those connected with existence, knowledge, values, reason, mind, and language. Philosophy is distinguished from other ways of addressing such problems by its critical, generally systematic approach and its reliance on rational...

; they had to be discovered through the test of practice. This attitude recalls Marx
Karl Marx
Karl Heinrich Marx was a German philosopher, economist, sociologist, historian, journalist, and revolutionary socialist. His ideas played a significant role in the development of social science and the socialist political movement...

's famous comment that "All social life is essentially practical. All mysteries which lead theory to mysticism
Mysticism
Mysticism is the knowledge of, and especially the personal experience of, states of consciousness, i.e. levels of being, beyond normal human perception, including experience and even communion with a supreme being.-Classical origins:...

 find their rational solution in human practice, and in the comprehension of this practice." http://www.marxists.org/archive/marx/works/1845/theses/index.htm. Mandel believed, with Marx, that "ignorance
Ignorance
Ignorance is a state of being uninformed . The word ignorant is an adjective describing a person in the state of being unaware and is often used as an insult...

 never helped anybody" except those who profited from its existence ("never underestimate human gullibility
Gullibility
Gullibility is a failure of social intelligence in which a person is easily tricked or manipulated into an ill-advised course of action. It is closely related to credulity, which is the tendency to believe unlikely propositions that are unsupported by evidence....

, including your own").

The general task of revolutionary science was to overcome ignorance about human life, and this could not very well be done by reconciling people with their allegedly "predetermined" fate
Destiny
Destiny or fate refers to a predetermined course of events. It may be conceived as a predetermined future, whether in general or of an individual...

 at every opportunity. We all know we will die eventually, but that says little yet about what we can achieve before that point. Skepticism has its uses, but what those uses are, can only be verified from experience; a universal skepticism would be just as arbitrary as the belief that "anything is possible" - it did not lead to any new experience from which something could be learnt, including learning about the possibilities of human freedom. And such learning
Learning
Learning is acquiring new or modifying existing knowledge, behaviors, skills, values, or preferences and may involve synthesizing different types of information. The ability to learn is possessed by humans, animals and some machines. Progress over time tends to follow learning curves.Human learning...

 could only occur through making conscious choices and decisions
Decision making
Decision making can be regarded as the mental processes resulting in the selection of a course of action among several alternative scenarios. Every decision making process produces a final choice. The output can be an action or an opinion of choice.- Overview :Human performance in decision terms...

 within given parameters, i.e. in a non-arbitrary (non-chaotic) environment, permitting at least some predictability
Predictability
Predictability is the degree to which a correct prediction or forecast of a system's state can be made either qualitatively or quantitatively.-Predictability and Causality:...

 and allowing definite experiential conclusions.

Mandel often reiterated that most people do not learn all that much from texts or from history, they learn from their own experience. They might be affected by history without knowing it. But anybody concerned with large-scale social change
Social change
Social change refers to an alteration in the social order of a society. It may refer to the notion of social progress or sociocultural evolution, the philosophical idea that society moves forward by dialectical or evolutionary means. It may refer to a paradigmatic change in the socio-economic...

 was almost automatically confronted with the need to place matters in broader historical perspective. One had to understand deeply the limits, consequences and implications of human action. Likewise, politicians making decisions affecting large numbers of people could hardly do without a profound sense of history.

External links


See also

  • Determinism
    Determinism
    Determinism is the general philosophical thesis that states that for everything that happens there are conditions such that, given them, nothing else could happen. There are many versions of this thesis. Each of them rests upon various alleged connections, and interdependencies of things and...

  • Overdetermination
    Overdetermination
    Overdetermination, the idea that a single observed effect is determined by multiple causes at once , was originally a key concept of Sigmund Freud's psychoanalysis....

  • Bounded rationality
    Bounded rationality
    Bounded rationality is the idea that in decision making, rationality of individuals is limited by the information they have, the cognitive limitations of their minds, and the finite amount of time they have to make a decision...

  • Economic determinism
    Economic determinism
    Economic determinism is the theory which attributes primacy to the economic structure over politics in the development of human history. It is usually associated with the theories of Karl Marx, although many Marxist thinkers have dismissed plain and unilateral economic determinism as a form of...

  • Historical materialism
    Historical materialism
    Historical materialism is a methodological approach to the study of society, economics, and history, first articulated by Karl Marx as "the materialist conception of history". Historical materialism looks for the causes of developments and changes in human society in the means by which humans...

  • Philosophy of History
    Philosophy of history
    The term philosophy of history refers to the theoretical aspect of history, in two senses. It is customary to distinguish critical philosophy of history from speculative philosophy of history...

  • Dialectics
  • Social constructionism
    Social constructionism
    Social constructionism and social constructivism are sociological theories of knowledge that consider how social phenomena or objects of consciousness develop in social contexts. A social construction is a concept or practice that is the construct of a particular group...

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