Mild-slope equation
Encyclopedia
In fluid dynamics
Fluid dynamics
In physics, fluid dynamics is a sub-discipline of fluid mechanics that deals with fluid flow—the natural science of fluids in motion. It has several subdisciplines itself, including aerodynamics and hydrodynamics...

, the mild-slope equation describes the combined effects of diffraction
Diffraction
Diffraction refers to various phenomena which occur when a wave encounters an obstacle. Italian scientist Francesco Maria Grimaldi coined the word "diffraction" and was the first to record accurate observations of the phenomenon in 1665...

 and refraction
Refraction
Refraction is the change in direction of a wave due to a change in its speed. It is essentially a surface phenomenon . The phenomenon is mainly in governance to the law of conservation of energy. The proper explanation would be that due to change of medium, the phase velocity of the wave is changed...

 for water waves propagating over bathymetry
Bathymetry
Bathymetry is the study of underwater depth of lake or ocean floors. In other words, bathymetry is the underwater equivalent to hypsometry. The name comes from Greek βαθύς , "deep", and μέτρον , "measure"...

 and due to lateral boundaries—like breakwater
Breakwater (structure)
Breakwaters are structures constructed on coasts as part of coastal defence or to protect an anchorage from the effects of weather and longshore drift.-Purposes of breakwaters:...

s and coastlines. It is an approximate model, deriving its name from being originally developed for wave propagation over mild slopes of the sea floor. The mild-slope equation is often used in coastal engineering to compute the wave-field changes near harbours and coast
Coast
A coastline or seashore is the area where land meets the sea or ocean. A precise line that can be called a coastline cannot be determined due to the dynamic nature of tides. The term "coastal zone" can be used instead, which is a spatial zone where interaction of the sea and land processes occurs...

s.

The mild-slope equation models the propagation and transformation of water waves, as they travel through waters of varying depth and interact with lateral boundaries such as cliff
Cliff
In geography and geology, a cliff is a significant vertical, or near vertical, rock exposure. Cliffs are formed as erosion landforms due to the processes of erosion and weathering that produce them. Cliffs are common on coasts, in mountainous areas, escarpments and along rivers. Cliffs are usually...

s, beach
Beach
A beach is a geological landform along the shoreline of an ocean, sea, lake or river. It usually consists of loose particles which are often composed of rock, such as sand, gravel, shingle, pebbles or cobblestones...

es, seawall
Seawall
A seawall is a form of coastal defence constructed where the sea, and associated coastal processes, impact directly upon the landforms of the coast. The purpose of a seawall is to protect areas of human habitation, conservation and leisure activities from the action of tides and waves...

s and breakwaters. As a result, it describes the variations in wave amplitude
Amplitude
Amplitude is the magnitude of change in the oscillating variable with each oscillation within an oscillating system. For example, sound waves in air are oscillations in atmospheric pressure and their amplitudes are proportional to the change in pressure during one oscillation...

, or equivalently wave height
Wave height
In fluid dynamics, the wave height of a surface wave is the difference between the elevations of a crest and a neighbouring trough. Wave height is a term used by mariners, as well as in coastal, ocean and naval engineering....

. From the wave amplitude, the amplitude of the flow velocity
Flow velocity
In fluid dynamics the flow velocity, or velocity field, of a fluid is a vector field which is used to mathematically describe the motion of a fluid...

 oscillations underneath the water surface can also be computed. These quantities—wave amplitude and flow-velocity amplitude—may subsequently be used to determine the wave effects on coastal and offshore structures, ships and other floating objects, sediment transport
Sediment transport
Sediment transport is the movement of solid particles , typically due to a combination of the force of gravity acting on the sediment, and/or the movement of the fluid in which the sediment is entrained...

 and resulting geomorphology
Geomorphology
Geomorphology is the scientific study of landforms and the processes that shape them...

 changes of the sea bed and coastline, mean flow fields and mass transfer
Mass transfer
Mass transfer is the net movement of mass from one location, usually meaning a stream, phase, fraction or component, to another. Mass transfer occurs in many processes, such as absorption, evaporation, adsorption, drying, precipitation, membrane filtration, and distillation. Mass transfer is used...

 of dissolved and floating materials. Most often, the mild-slope equation is solved by computer using methods from numerical analysis
Numerical analysis
Numerical analysis is the study of algorithms that use numerical approximation for the problems of mathematical analysis ....

.

A first form of the mild-slope equation was developed by Eckart
Carl Eckart
Carl Henry Eckart was an American physicist, physical oceanographer, geophysicist, and administrator. He co-developed the Wigner-Eckart theorem and is also known for the Eckart conditions in quantum mechanics.-Education:Eckart began college in 1919 at Washington University in St...

 in 1952, and an improved version—the mild-slope equation in its classical formulation—has been derived independently by Juri Berkhoff in 1972. Thereafter, many modified and extended forms have been proposed, to include the effects of, for instance: wave–current interaction
Wave–current interaction
In fluid dynamics, wave–current interaction is the interaction between surface gravity waves and a mean flow. The interaction implies an exchange of energy, so after the start of the interaction both the waves and the mean flow are affected....

, wave nonlinearity
Nonlinearity
In mathematics, a nonlinear system is one that does not satisfy the superposition principle, or one whose output is not directly proportional to its input; a linear system fulfills these conditions. In other words, a nonlinear system is any problem where the variable to be solved for cannot be...

, steeper sea-bed slopes, bed friction
Drag (physics)
In fluid dynamics, drag refers to forces which act on a solid object in the direction of the relative fluid flow velocity...

 and wave breaking. Also parabolic
Parabolic partial differential equation
A parabolic partial differential equation is a type of second-order partial differential equation , describing a wide family of problems in science including heat diffusion, ocean acoustic propagation, in physical or mathematical systems with a time variable, and which behave essentially like heat...

 approximations to the mild-slope equation are often used, in order to reduce the computational cost.

In case of a constant depth, the mild-slope equation reduces to the Helmholtz equation
Helmholtz equation
The Helmholtz equation, named for Hermann von Helmholtz, is the elliptic partial differential equation\nabla^2 A + k^2 A = 0where ∇2 is the Laplacian, k is the wavenumber, and A is the amplitude.-Motivation and uses:...

 for wave diffraction.

Formulation for monochromatic wave motion

For monochromatic waves according to linear theory—with the free surface
Free surface
In physics, a free surface is the surface of a fluid that is subject to constant perpendicular normal stress and zero parallel shear stress,such as the boundary between two homogenous fluids,for example liquid water and the air in the Earth's atmosphere...

 elevation given as and the waves propagating on a fluid layer of mean
Average
In mathematics, an average, or central tendency of a data set is a measure of the "middle" value of the data set. Average is one form of central tendency. Not all central tendencies should be considered definitions of average....

 water depth —the mild-slope equation is:


where:
  • is the complex-valued
    Complex analysis
    Complex analysis, traditionally known as the theory of functions of a complex variable, is the branch of mathematical analysis that investigates functions of complex numbers. It is useful in many branches of mathematics, including number theory and applied mathematics; as well as in physics,...

     amplitude
    Amplitude
    Amplitude is the magnitude of change in the oscillating variable with each oscillation within an oscillating system. For example, sound waves in air are oscillations in atmospheric pressure and their amplitudes are proportional to the change in pressure during one oscillation...

     of the free-surface elevation
  • is the horizontal position;
  • is the angular frequency
    Angular frequency
    In physics, angular frequency ω is a scalar measure of rotation rate. Angular frequency is the magnitude of the vector quantity angular velocity...

     of the monochromatic wave motion;
  • is the imaginary unit
    Imaginary unit
    In mathematics, the imaginary unit allows the real number system ℝ to be extended to the complex number system ℂ, which in turn provides at least one root for every polynomial . The imaginary unit is denoted by , , or the Greek...

    ;
  • means taking the real part of the quantity between braces;
  • is the horizontal gradient
    Gradient
    In vector calculus, the gradient of a scalar field is a vector field that points in the direction of the greatest rate of increase of the scalar field, and whose magnitude is the greatest rate of change....

     operator;
  • is the divergence
    Divergence
    In vector calculus, divergence is a vector operator that measures the magnitude of a vector field's source or sink at a given point, in terms of a signed scalar. More technically, the divergence represents the volume density of the outward flux of a vector field from an infinitesimal volume around...

     operator;
  • is the wavenumber
    Wavenumber
    In the physical sciences, the wavenumber is a property of a wave, its spatial frequency, that is proportional to the reciprocal of the wavelength. It is also the magnitude of the wave vector...

    ;
  • is the phase speed of the waves and
  • is the group speed of the waves.

The phase and group speed depend on the dispersion relation
Dispersion (water waves)
In fluid dynamics, dispersion of water waves generally refers to frequency dispersion, which means that waves of different wavelengths travel at different phase speeds. Water waves, in this context, are waves propagating on the water surface, and forced by gravity and surface tension...

, and are derived from Airy wave theory
Airy wave theory
In fluid dynamics, Airy wave theory gives a linearised description of the propagation of gravity waves on the surface of a homogeneous fluid layer. The theory assumes that the fluid layer has a uniform mean depth, and that the fluid flow is inviscid, incompressible and irrotational...

 as:


where
  • is Earth's gravity
    Earth's gravity
    The gravity of Earth, denoted g, refers to the acceleration that the Earth imparts to objects on or near its surface. In SI units this acceleration is measured in metres per second per second or equivalently in newtons per kilogram...

     and
  • is the hyperbolic tangent.

For a given angular frequency , the wavenumber has to be solved from the dispersion equation, which relates these two quantities to the water depth .

Transformation to an inhomogeneous Helmholtz equation

Through the transformation


the mild slope equation can be cast in the form of an inhomogeneous Helmholtz equation:


where is the Laplace operator
Laplace operator
In mathematics the Laplace operator or Laplacian is a differential operator given by the divergence of the gradient of a function on Euclidean space. It is usually denoted by the symbols ∇·∇, ∇2 or Δ...

.

Propagating waves

In spatially coherent
Coherence (physics)
In physics, coherence is a property of waves that enables stationary interference. More generally, coherence describes all properties of the correlation between physical quantities of a wave....

 fields of propagating waves, it is useful to split the complex amplitude in its amplitude and phase, both real value
Real number
In mathematics, a real number is a value that represents a quantity along a continuum, such as -5 , 4/3 , 8.6 , √2 and π...

d:


where
  • is the amplitude or absolute value
    Absolute value
    In mathematics, the absolute value |a| of a real number a is the numerical value of a without regard to its sign. So, for example, the absolute value of 3 is 3, and the absolute value of -3 is also 3...

     of and
  • is the wave phase, which is the argument
    Arg (mathematics)
    In mathematics, arg is a function operating on complex numbers . It gives the angle between the line joining the point to the origin and the positive real axis, shown as in figure 1 opposite, known as an argument of the point In mathematics, arg is a function operating on complex numbers...

     of


This transforms the mild-slope equation in the following set of equations (apart from locations for which is singular):


where
  • is the average
    Average
    In mathematics, an average, or central tendency of a data set is a measure of the "middle" value of the data set. Average is one form of central tendency. Not all central tendencies should be considered definitions of average....

     wave-energy density per unit horizontal area (the sum of the kinetic
    Kinetic energy
    The kinetic energy of an object is the energy which it possesses due to its motion.It is defined as the work needed to accelerate a body of a given mass from rest to its stated velocity. Having gained this energy during its acceleration, the body maintains this kinetic energy unless its speed changes...

     and potential energy
    Potential energy
    In physics, potential energy is the energy stored in a body or in a system due to its position in a force field or due to its configuration. The SI unit of measure for energy and work is the Joule...

     densities),
  • is the effective wavenumber vector, with components
  • is the effective group velocity
    Group velocity
    The group velocity of a wave is the velocity with which the overall shape of the wave's amplitudes — known as the modulation or envelope of the wave — propagates through space....

     vector,
  • is the fluid density
    Density
    The mass density or density of a material is defined as its mass per unit volume. The symbol most often used for density is ρ . In some cases , density is also defined as its weight per unit volume; although, this quantity is more properly called specific weight...

    , and
  • is the acceleration by the Earth's gravity
    Earth's gravity
    The gravity of Earth, denoted g, refers to the acceleration that the Earth imparts to objects on or near its surface. In SI units this acceleration is measured in metres per second per second or equivalently in newtons per kilogram...

    .


The last equation shows that wave energy is conserved in the mild-slope equation, and that the wave energy is transported in the -direction normal to the wave crest
Crest (physics)
A crest is the point on a wave with the maximum value or upward displacement within a cycle. A trough is the opposite of a crest, so the minimum or lowest point in a cycle.-Interference:...

s (in this case of pure wave motion without mean currents). The effective group speed is different from the group speed

The first equation states that the effective wavenumber is irrotational, a direct consequence of the fact it is the derivative of the wave phase , a scalar field
Scalar field
In mathematics and physics, a scalar field associates a scalar value to every point in a space. The scalar may either be a mathematical number, or a physical quantity. Scalar fields are required to be coordinate-independent, meaning that any two observers using the same units will agree on the...

. The second equation is the eikonal equation
Eikonal equation
The eikonal equation is a non-linear partial differential equation encountered in problems of wave propagation, when the wave equation is approximated using the WKB theory...

. It shows the effects of diffraction on the effective wavenumber: only for more-or-less progressive waves, with the splitting into amplitude and phase leads to consistent-varying and meaningful fields of and . Otherwise, κ2 can even become negative. When the diffraction effects are totally neglected, the effective wavenumber κ is equal to , and the geometric optics approximation for wave refraction
Refraction
Refraction is the change in direction of a wave due to a change in its speed. It is essentially a surface phenomenon . The phenomenon is mainly in governance to the law of conservation of energy. The proper explanation would be that due to change of medium, the phase velocity of the wave is changed...

 can be used.
When is used in the mild-slope equation, the result is, apart from a factor :


Now both the real part and the imaginary part of this equation have to be equal to zero:


The effective wavenumber vector is defined as the gradient of the wave phase:
  and its vector length is  

Note that is an irrotational field, since the curl of the gradient is zero:


Now the real and imaginary parts of the transformed mild-slope equation become, first multiplying the imaginary part by :


The first equation directly leads to the eikonal equation above for , while the second gives:


which—by noting that in which the angular frequency is a constant for time-harmonic
Harmonic
A harmonic of a wave is a component frequency of the signal that is an integer multiple of the fundamental frequency, i.e. if the fundamental frequency is f, the harmonics have frequencies 2f, 3f, 4f, . . . etc. The harmonics have the property that they are all periodic at the fundamental...

 motion—leads to the wave-energy conservation equation.

Derivation of the mild-slope equation

The mild-slope equation can be derived by the use of several methods. Here, we will use a variational approach. The fluid is assumed to be inviscid
Viscosity
Viscosity is a measure of the resistance of a fluid which is being deformed by either shear or tensile stress. In everyday terms , viscosity is "thickness" or "internal friction". Thus, water is "thin", having a lower viscosity, while honey is "thick", having a higher viscosity...

 and incompressible, and the flow is assumed to be irrotational. These assumptions are valid ones for surface gravity waves, since the effects of vorticity and viscosity
Viscosity
Viscosity is a measure of the resistance of a fluid which is being deformed by either shear or tensile stress. In everyday terms , viscosity is "thickness" or "internal friction". Thus, water is "thin", having a lower viscosity, while honey is "thick", having a higher viscosity...

 are only significant in the Stokes boundary layer
Stokes boundary layer
In fluid dynamics, the Stokes boundary layer, or oscillatory boundary layer, refers to the boundary layer close to a solid wall in oscillatory flow of a viscous fluid...

s (for the oscillatory part of the flow). Because the flow is irrotational, the wave motion can be described using potential flow
Potential flow
In fluid dynamics, potential flow describes the velocity field as the gradient of a scalar function: the velocity potential. As a result, a potential flow is characterized by an irrotational velocity field, which is a valid approximation for several applications...

 theory.

Luke's variational principle

Luke's Lagrangian
Lagrangian
The Lagrangian, L, of a dynamical system is a function that summarizes the dynamics of the system. It is named after Joseph Louis Lagrange. The concept of a Lagrangian was originally introduced in a reformulation of classical mechanics by Irish mathematician William Rowan Hamilton known as...

 formulation gives a variational formulation for non-linear surface gravity waves.
For the case of a horizontally unbounded domain with a constant density
Density
The mass density or density of a material is defined as its mass per unit volume. The symbol most often used for density is ρ . In some cases , density is also defined as its weight per unit volume; although, this quantity is more properly called specific weight...

 , a free fluid surface at and a fixed sea bed at Luke's variational principle uses the Lagrangian
Lagrangian
The Lagrangian, L, of a dynamical system is a function that summarizes the dynamics of the system. It is named after Joseph Louis Lagrange. The concept of a Lagrangian was originally introduced in a reformulation of classical mechanics by Irish mathematician William Rowan Hamilton known as...




where is the horizontal Lagrangian density, given by:


where is the velocity potential, with the flow velocity
Flow velocity
In fluid dynamics the flow velocity, or velocity field, of a fluid is a vector field which is used to mathematically describe the motion of a fluid...

 components being and in the , and directions, respectively.
Luke's Lagrangian formulation can also be recast into a Hamiltonian formulation
Hamiltonian mechanics
Hamiltonian mechanics is a reformulation of classical mechanics that was introduced in 1833 by Irish mathematician William Rowan Hamilton.It arose from Lagrangian mechanics, a previous reformulation of classical mechanics introduced by Joseph Louis Lagrange in 1788, but can be formulated without...

 in terms of the surface elevation and velocity potential at the free surface.
Taking the variations of with respect to the potential and surface elevation leads to the Laplace equation for in the fluid interior, as well as all the boundary conditions both on the free surface as at the bed at

Linear wave theory

In case of linear wave theory, the vertical integral in the Lagrangian density is split into a part from the bed to the mean surface at and a second part from to the free surface . Using a Taylor series
Taylor series
In mathematics, a Taylor series is a representation of a function as an infinite sum of terms that are calculated from the values of the function's derivatives at a single point....

 expansion for the second integral around the mean free-surface elevation and only retaining quadratic terms in and the Lagrangian density for linear wave motion becomes


The term in the vertical integral is dropped since it has become dynamically uninteresting: it gives a zero contribution to the Euler–Lagrange equations, with the upper integration limit now fixed. The same is true for the neglected bottom term proportional to in the potential energy.

The waves propagate in the horizontal plane, while the structure of the potential is not wave-like in the vertical -direction. This suggests the use of the following assumption on the form of the potential
  with normalisation     at the mean free-surface elevation

Here is the velocity potential at the mean free-surface level Next, the mild-slope assumption is made, in that the vertical shape function changes slowly in the -plane, and horizontal derivatives of can be neglected in the flow velocity. So:


As a result:
  with     and  

The Euler–Lagrange equations for this Lagrangian density are, with representing either or


Now is first taken equal to and then to
As a result, the evolution equations for the wave motion become:


The next step is to choose the shape function and to determine and

Vertical shape function from Airy wave theory

Since the objective is the description of waves over mildly sloping beds, the shape function is chosen according to Airy wave theory
Airy wave theory
In fluid dynamics, Airy wave theory gives a linearised description of the propagation of gravity waves on the surface of a homogeneous fluid layer. The theory assumes that the fluid layer has a uniform mean depth, and that the fluid flow is inviscid, incompressible and irrotational...

. This is the linear theory of waves propagating in constant depth The form of the shape function is:


with now in general not a constant, but chosen to vary with and according to the local depth and the linear dispersion relation:


Here a constant angular frequency, chosen in accordance with the characteristics of the wave field under study. Consequently, the integrals and become:

The following time-dependent equations give the evolution of the free-surface elevation and free-surface potential


From the two evolution equations, one of the variables or can be eliminated, to obtain the time-dependent form of the mild-slope equation:


and the corresponding equation for the free-surface potential is identical, with replaced by The time-dependent mild-slope equation can be used to model waves in a narrow band of frequencies around

Monochromatic waves

Consider monochromatic waves with complex amplitude and angular frequency


with and chosen equal to each other, Using this in the time-dependent form of the mild-slope equation, recovers the classical mild-slope equation for time-harmonic wave motion:

Applicability and validity of the mild-slope equation

The standard mild slope equation, without extra terms for bottom curvature, provides accurate results for the wave field over bottom slopes ranging from 0 to about 1/3. However, some subtle aspects, like the amplitude of reflected waves, can be completely wrong, even for slopes going to zero. This mathematical curiosity has little practical importance in general since this reflection becomes vanishingly small for bottom slopes.
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