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Mikhail Bakhtin



 
 
Mikhail Mikhailovich Bakhtin (Russian
Russian language

Russian is the most geographically widespread language of Eurasia, the most widely spoken of the Slavic languages, and the largest native language in Europe....
: ?????? ?????????? ?????´?, ) (November 17, 1895 – March 7, 1975) was a Russian philosopher, literary critic, semiotician and scholar who wrote influential works of literary and rhetorical theory and criticism. His works, dealing with a variety of subjects, have inspired groups of thinkers such as neo-Marxists, structuralists, and semioticians, who have all incorporated Bakhtinian ideas into theories of their own.






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Mikhail Mikhailovich Bakhtin (Russian
Russian language

Russian is the most geographically widespread language of Eurasia, the most widely spoken of the Slavic languages, and the largest native language in Europe....
: ?????? ?????????? ?????´?, ) (November 17, 1895 – March 7, 1975) was a Russian philosopher, literary critic, semiotician and scholar who wrote influential works of literary and rhetorical theory and criticism. His works, dealing with a variety of subjects, have inspired groups of thinkers such as neo-Marxists, structuralists, and semioticians, who have all incorporated Bakhtinian ideas into theories of their own. Among the circle of Russian/Soviet writers who made important contributions to aesthetic analysis during the first third of the 20th Century (including Yury Tynyanov
Yury Tynyanov

Yury Nikolaevich Tynyanov was a famous Soviet Union/Russian writer, literary criticism, translator, scholar and scriptwriter of Jewish origin....
 and Boris Eikhenbaum), Bakhtin has been the main contributor; he was among the leaders of the formalist
Formalism (literature)

In literary theory, formalism refers to critical approaches that analyze, interpret, or evaluate the inherent features of a text. These features include not only grammar and syntax but also literary devices such as meter and Trope ....
 circle in Leningrad
Leningrad

Leningrad is the former name of Saint Petersburg, Russia.Leningrad may also refer to:* Leningrad Oblast, a federal subject of Russia* Soviet helicopter carrier Leningrad, of the Soviet Navy...
 who helped develop a new "materialistic
Materialistic

Materialistic describes a person who is markedly more concerned with material things rather than spiritual, intellectual, or cultural values; an adherent of materialism...
" view of Russian literature
Russian literature

This article is about literature from Russia. For the song by Max?mo Park, see Our Earthly Pleasures. Russian literature refers to the literature of Russia or its ?migr?s, and to the Russian language literature of several independent nations once a part of what was historically Russia or the Soviet Union....
. After some time out of favour, his work has recently become fashionable once more.

Introduction

Although Bakhtin’s career was fraught with difficulties and complications, impeding the publication of many of his manuscripts until after his death, Bakhtin is considered to be a significant thinker of the twentieth century. As a philosopher Bakhtin was concerned with ethics and the act. As a philologist, he was concerned with language, arguing that a struggle between forces simultaneously working to separate and unite those things existing in both nature and culture was at the very center of existence. According to Bakhtin, examples of this struggle are best reflected in human language and best recorded in the novel, a subject to which Bakhtin devoted a significant amount of time.

As a literary theorist, Bakhtin is associated with the Russian Formalists, and his work is often compared with that of Yuri Lotman
Yuri Lotman

Yuri Mikhailovich Lotman — a prominent Russian formalist critic, semiotician, and culturologist. Member of the Estonian Academy of Sciences....
; in 1963 Roman Jakobson
Roman Jakobson

Roman Osipovich Jakobson, , was a Russian linguist and literary critic, associated with the Russian Formalism school. He became one of the most influential linguistics of the 20th century by pioneering the development of structuralism of language, poetry, and art....
 mentioned him as one of the few intelligent critics of Formalism. His career is frequently described as being broken into periods, but there is some discrepancy as to how those periods should be divided. During the 1920s, Bakhtin's work tended to focus on ethics and aesthetics in general. Early pieces such as Towards a Philosophy of the Act and Author and Hero in Aesthetic Activity are indebted to the philosophical trends of the time – particularly the Marburg School Neo-Kantianism
Neo-Kantianism

Neo-Kantianism means a revived or modified type of philosophy along the lines of that laid down by Immanuel Kant in the eighteenth century or by Schopenhauer's criticism of the Kantian philosophy in his work The World as Will and Representation, as well as by other post-Kantian philosophers such as Jakob Friedrich Fries and Herbart....
 of Hermann Cohen, including Ernst Cassirer
Ernst Cassirer

Ernst Cassirer was a Germany Jewish philosopher. Coming out of the Marburg tradition of neo-Kantianism, he developed a philosophy of culture as a theory of symbols founded in a Phenomenology of epistemology....
, Max Scheler
Max Scheler

Max Scheler was a Germany philosopher known for his work in Phenomenology , ethics, and philosophical anthropology.Scheler developed further the philosophical method of the founder of phenomenology, Edmund Husserl, and was called by Jos? Ortega y Gasset "the first man of the philosophical paradise." After his demise in 1928, Heidegger aff...
 and, to a lesser extent, Nicolai Hartmann
Nicolai Hartmann

Nicolai Hartmann was a Germany philosophy....
. Bakhtin began to be discovered by some scholars in 1963, but it was only after his death in 1975 that authors such as Julia Kristeva
Julia Kristeva

Julia Kristeva is a Bulgarians-France philosopher, literary critic, psychoanalysis, French feminist, and, most recently, novelist, who has lived in France since the mid-1960s....
 and Tzvetan Todorov
Tzvetan Todorov

Tzvetan Todorov is a France-Bulgarian philosopher. He has lived in France since 1963 writing books and essays about literary theory, also a bit a legend history of ideas and culture theory....
 brought Bakhtin to the attention of the Francophone world, and from there his popularity in the United States
United States

The United States of America is a Federal government constitutional republic comprising U.S. state and a federal district. The country is situated mostly in central North America, where its Contiguous United States and Washington, D.C., the Capital districts and territories, lie between the Pacific Ocean and Atlantic Oceans, Borders of the U...
, the United Kingdom
United Kingdom

The United Kingdom of Great Britain and Northern Ireland, commonly known as the United Kingdom , the UK or Britain,is a sovereign state located off the northwestern coast of continental Europe....
, and many other countries continued to grow. In the late 1980s, Bakhtin's work experienced a surge of popularity in the West, and he continues today to be regarded as one of the most important theorists of literature and culture.

Bakhtin’s primary works include, Toward a Philosophy of the Act, an unfinished portion of a philosophical essay; Problems of Dostoyevsky’s Art, to which Bakhtin later added a chapter on the concept of carnival and published with the title Problems of Dostoyevsky’s Poetics; Rabelais and His World, which explores the openness of the Rabelaisian novel; The Dialogic Imagination, whereby the four essays that comprise the work introduce the concepts of dialogism
Dialogic

The English terms dialogic and dialogism often refer to the concept used by the Russian philosopher Mikhail Bakhtin in his work of literary theory, The Dialogic Imagination....
, heteroglossia
Heteroglossia

In linguistics, the term heteroglossia describes the coexistence of distinct varieties within a single linguistic code. The term translates the Russian language ?????????? [raznorechie] , which was introduced by the Russian linguist Mikhail Bakhtin in his 1934 paper ????? ? ?????? [Slovo v romane], published in English language as...
, and chronotope
Chronotope

The Russian philologist and literary philosopher Bakhtin used the term chronotope to designate the spatio-temporal matrix, which governs the base condition of all narratives and other Linguistics acts....
; and Speech Genres and Other Late Essays, a collection of essays in which Bakhtin concerns himself with method and culture.

In the 1920s there was a "Bakhtin school" in Russia, in line with the discourse
Discourse

Discourse means either "written or spoken communication or debate" or "a formal discussion or debate." The term is often used in semantics and discourse analysis....
 analysis of Ferdinand de Saussure
Ferdinand de Saussure

Ferdinand de Saussure was a Switzerland linguistics whose ideas laid a foundation for many significant developments in linguistics in the 20th century....
 and Roman Jakobson
Roman Jakobson

Roman Osipovich Jakobson, , was a Russian linguist and literary critic, associated with the Russian Formalism school. He became one of the most influential linguistics of the 20th century by pioneering the development of structuralism of language, poetry, and art....
.

Biography

Bakhtin was born in Orel
Oryol

Oryol or Orel is a city in Russia, administrative center of Oryol Oblast. It is located on the Oka River, approximately 360 km south-south-west of Moscow....
, Russia
Russia

Russia , or the Russian Federation , is a list of countries spanning more than one continent country extending over much of northern Eurasia....
, outside of Moscow
Moscow

Moscow is the capital and the largest types of inhabited localities in Russia of the Russian Federation. It is also the largest European cities and metropolitan areas, with the Moscow metropolitan area ranking among the largest urban areas in the world....
, to an old family of the nobility. His father was the manager of a bank and worked in several cities. For this reason Bakhtin spent his early childhood years in Orel, Vilnius
Vilnius

Vilnius is the largest city and the Capital of Lithuania, with a population of 555,613 as of 2008. It is the seat of the Vilnius city municipality and of the Vilnius district municipality....
 (Lithuania
Lithuania

Lithuania , officially the Republic of Lithuania is a country in Northern Europe, the southernmost of the three Baltic states. Situated along the southeastern shore of the Baltic Sea, it shares borders with Latvia to the north, Belarus to the southeast, Poland, and the Russian exclave of Kaliningrad Oblast to the southwest....
) and then Odessa
Odessa

Odessa or Odesa is the Capital of the Odessa Oblast located in southern Ukraine. The city is a major port located on the shore of the Black Sea and the fourth largest city in Ukraine with a population of 1,029,000 ....
, where, in 1913, he allegedly joined the historical and philological faculty at the local university. He later transferred to Petersburg University to join his brother Nikolaj. It is here that Bakhtin was greatly influenced by the classicist F. F. Zelinskij whose works contain the beginnings of concepts elaborated by Bakhtin. Bakhtin completed his studies in 1918 and moved to a small city in western Russia, Nevel
Nevel

Nevel is a types of settlements in Russia in Pskov Oblast, Russia, located on Lake Nevel some 242 km southeast of Pskov. Population: 17,800 ; 18,545 ....
, Pskov Oblast
Pskov Oblast

Pskov Oblast is a federal subjects of Russia of Russia . Pskov Oblast borders the European Union countries of Estonia and Latvia, as well as Belarus....
, where he worked as a schoolteacher for two years. It was at this time that the first “Bakhtin Circle” formed. The group consisted of intellectuals with varying interests, but all shared a love for the discussion of literary, religious, and political topics. Included in this group were Valentin Volosinov and, eventually, P. N. Medvedev who joined the group later in Vitebsk
Vitebsk

Vitebsk, also known as Viciebsk or Vitsyebsk , is a city in Belarus, near the border with Russia and Latvia. The capital of the Vitebsk Oblast, in 2004 it had 342,381 inhabitants, making it the country's fourth largest city....
. German philosophy was the topic talked about most frequently and, from this point forward, Bakhtin considered himself more a philosopher than a literary scholar. It is in Nevel, also, that Bakhtin worked tirelessly on a large work concerning moral philosophy that was never published in its entirety. However, in 1919, a short section of this work was published and given the title “Art and Responsibility”. This piece constitutes Bakhtin’s first published work. Bakhtin relocated to Vitebsk 1920. It was here, in 1921, that Bakhtin married Elena Aleksandrovna Okolovic. Later, in 1923, Bakhtin was diagnosed with osteomyelitis
Osteomyelitis

Osteomyelitis is an infection of bone or bone marrow, usually caused by pyogenic bacteria or mycobacteria. It can be usefully subclassified on the basis of the causative organism, the route, duration and anatomic location of the infection....
, a bone disease that ultimately led to the amputation of his leg in 1938. This illness hampered his productivity and rendered him an invalid.

In 1924, Bakhtin moved to Leningrad
Saint Petersburg

Saint Petersburg is a types of inhabited localities in Russia and a federal subjects of Russia of Russia located on the Neva River at the head of the Gulf of Finland on the Baltic Sea....
, where he assumed a position at the Historical Institute and provided consulting services for the State Publishing House. It is at this time that Bakhtin decided to share his work with the public, but just before “On the Question of the Methodology of Aesthetics in Written Works” was to be published, the journal in which it was to appear stopped publication. This work was eventually published fifty-one years later. The repression and misplacement of his manuscripts was something that would plague Bakhtin throughout his career. In 1929, Problems of Dostoevsky’s Art, Bakhtin’s first major work, was published. It is here that Bakhtin introduces the concept of dialogism. However, just as this revolutionary book was introduced, Bakhtin was accused of participating in the Russian Orthodox Church
Russian Orthodox Church

The Russian Orthodox Church ; or The Moscow Patriarchate , also known as the Orthodox Christian Church of Russia, is a body of Christianity who constitute an Autocephaly Eastern Orthodox Church under the jurisdiction of the List of Metropolitans and Patriarchs of Moscow, in full communion with the other Eastern Orthodox Churches....
's underground movement. The truthfulness of this charge is not known, even today. Consequently, during one of the many purges of artists and intellectuals that Stalin conducted during the early years of his rule, Bakhtin was sentenced to exile in Siberia
Siberia

Siberia , is the name given to the vast region constituting almost all of North Asia and for the most part currently serving as the massive central and eastern portion of the Russian Federation, having served in the same capacity previously for the Soviet Union from its beginning, and the Russian Empire beginning in the 16th century....
 but appealed on the grounds that, in his weakened state, it would kill him. Instead, he was sentenced to six years of 'internal exile' in Kazakhstan
Kazakhstan

Kazakhstan, also Kazakstan , officially the Republic of Kazakhstan, is a large Eurasian country in Central Asia and Eastern Europe. Ranked as the List of countries by area as well as the world's largest landlocked country, it has a territory of 2,727,300 km? ....
.

Bakhtin spent these six years working as a book keeper in the town of Kustanaj, during which time Bakhtin wrote several important essays, including “Discourse in the Novel”. In 1936, he taught courses at the Mordovian Pedagogical Institute in Saransk
Saransk

Saransk is a types of inhabited localities in Russia in central European Russia and the capital of the Mordovia. It is located in the Volga River river basin at the confluence of the Saranka River and Insar Rivers, about east of Moscow....
. An obscure figure in a provincial college, he dropped out of view and taught only occasionally. In 1937, Bakhtin moved to Kimry
Kimry

Kimry is a town in the south of Tver Oblast, Russia. It is located on the Volga River, at its confluence with the Kimrka River, 133 km east of Tver....
, a town located a couple of hundred kilometers from Moscow. Here, Bakhtin completed work on a book concerning the eighteenth-century German novel which was subsequently accepted by the Sovetskij Pisatel’ Publishing House. However, the only copy of the manuscript disappeared during the upheaval caused by the German invasion.

After the amputation of his leg in 1938, Bakhtin’s health improved and he became more prolific. In 1940, and until the end of World War II
World War II

World War II, or the Second World War , was a global military conflict which involved a Participants in World War II, including all of the great powers, organised into two opposing military alliances: the Allies of World War II and the Axis powers....
, Bakhtin lived in Moscow, where he submitted a dissertation on Rabelais to the Gorky Institute of World Literature to obtain a postgraduate title; a dissertation that could not be defended until the war ended. In 1946 and 1949, the defense of this dissertation divided the scholars of Moscow into two groups: those official opponents guiding the defense, who accepted the original and unorthodox manuscript, and those other professors who were against the manuscript’s acceptance. The book's earthy, anarchic topic was the cause of many arguments that ceased only when the government intervened. Ultimately, Bakhtin was denied a doctorate and granted a lesser degree by the State Accrediting Bureau. Later, Bakhtin was invited back to Saransk, where he took on the position of chair of the General Literature Department at the Mordovian Pedagogical Institute. When, in 1957, the Mordovian Pedagogical Institute made the transition from a teachers' college to a university, Bakhtin became head of the Department of Russian and World Literature. In 1961, Bakhtin’s deteriorating health forced him to retire, and in 1969, in search of medical attention, Bakhtin moved back to Moscow, where he lived until his death in 1975.

Bakhtin’s works and ideas gained popularity after his death, and he endured difficult conditions for much of his professional life, a time in which information was dangerous and therefore often hidden. Therefore, the details provided now are often of uncertain accuracy. Also contributing to the imprecision of these details is the limited access to Russian archival information during Bakhtin’s life. It is only after the archives became public that scholars realized that much of what they thought they knew about the details of Bakhtin’s life was false or skewed largely by Bakhtin himself.

Works and ideas


Toward a Philosophy of the Act:

Toward a Philosophy of the Act was first published in Russia in 1986 with the title K filosofii postupka. The manuscript, written between 1919-1921,was found in bad condition with pages missing and sections of text that were illegible. It is for this reason that this philosophical essay appears today as a fragment of an unfinished work. Toward a Philosophy of the Act comprises only an introduction, of which the first few pages are missing, and part one of the full text. However, Bakhtin’s intentions for the work were not altogether lost, for he provided an outline in the introduction in which he stated that the essay was to contain four parts. The first part of the essay deals with the analysis of the performed acts or deeds that comprise the actual world; “the world actually experienced, and not the merely thinkable world.” For the three subsequent and unfinished parts of Toward a Philosophy of the Act Bakhtin states the topics he intends to discuss. He outlines that the second part will deal with aesthetic activity and the ethics of artistic creation; the third with the ethics of politics; and the fourth with religion.

Toward a Philosophy of the Act reveals a young Bakhtin who is in the process of developing his moral philosophy by decentralizing the work of Kant
KANT

KANT is a computer algebra system for mathematicians interested in algebraic number theory, performing sophisticated computations in algebraic number fields, in Global field function fields, and in local fields....
. This text is one of Bakhtin’s early works concerning ethics
Ethics

Ethics is a word for a philosophy that encompasses proper conduct and good living. It is significantly broader than the common conception of ethics as the analyzing of right and wrong....
 and aesthetics
Aesthetics

Aesthetics or esthetics is commonly known as the study of senses or sensori-emotional values, sometimes called judgments of sentiment and taste ....
 and it is here that Bakhtin lays out three claims regarding the acknowledgment of the uniqueness of one’s participation in Being:
1. I both actively and passively participate in Being.
2. My uniqueness is given but it simultaneously exists only to the degree to which I actualize this uniqueness (in other words, it is in the performed act and deed that has yet to be achieved).
3. Because I am actual and irreplaceable I must actualize my uniqueness.


Bakhtin further states: “It is in relation to the whole actual unity that my unique ought arises from my unique place in Being”. Bakhtin deals with the concept of morality whereby he attributes the predominating legalistic notion of morality to human moral action. According to Bakhtin, the I cannot maintain neutrality toward moral and ethical demands which manifest themselves as one’s voice of consciousness.

It is here also that Bakhtin introduces an architectonic model of the human psyche which consists of three components: “I-for-myself”, “I-for-the-other”, and “other-for-me”. The I-for-myself is an unreliable source of identity, and Bakhtin argues that it is the I-for-the-other through which human beings develop a sense of identity because it serves as an amalgamation of the way in which others view me. Conversely, other-for-me describes the way in which others incorporate my perceptions of them into their own identities. Identity, as Bakhtin describes it here, does not belong merely to the individual, rather it is shared by all.

Problems of Dostoyevsky’s Art: polyphony and unfinalizability

During his time in Leningrad, Bakhtin shifted his focus away from the philosophy characteristic of his early works and towards the notion of dialogue. It is at this time that he began his engagement with the work of Dostoevsky. Problems of Dostoyevsky’s Art is considered to be Bakhtin’s seminal work, and it is here that Bakhtin introduces three important concepts.

First, is the concept of the unfinalizable self: individual people cannot be finalized, completely understood, known, or labeled. Though it is possible to understand people and to treat them as if they are completely known, Bakhtin’s conception of unfinalizability respects the possibility that a person can change, and that a person is never fully revealed or fully known in the world. Readers may find that this conception reflects the idea of the soul; Bakhtin had strong roots in Christianity
Christianity

Christianity is a Monotheistic religion #Christian view religion centered on the life and teachings of Jesus as New Testament view on Jesus' life....
 and in the Neo-Kantian school led by Hermann Cohen
Hermann Cohen

Hermann Cohen was a Germany-Jewish philosophy, one of the founders of the University of Marburg School of Neo-Kantianism, and he is often held to be "probably the most important Jewish philosopher of the nineteenth century" ....
, both of which emphasized the importance of an individual's potentially infinite capability, worth, and the hidden soul.

Second, is the idea of the relationship between the self and others, or other groups. According to Bakhtin, every person is influenced by others in an inescapably intertwined way, and consequently no voice can be said to be isolated. In an interview, Bakhtin once explained that,

In order to understand, it is immensely important for the person who understands to be located outside the object of his or her creative understanding—in time, in space, in culture. For one cannot even really see one's own exterior and comprehend it as a whole, and no mirrors or photographs can help; our real exterior can be seen and understood only by other people, because they are located outside us in space, and because they are others.
New York Review of Books, June 10, 1993.


As such, Bakhtin's philosophy greatly respected the influences of others on the self, not merely in terms of how a person comes to be, but also in how a person thinks and how a person sees him- or herself truthfully.

Third, Bakhtin found in Dostoevsky's work a true representation of polyphony
Polyphony (literature)

In literature, polyphony is a feature of narrative, which includes a diversity of points of view and voices. The concept was invented by Mikhail Bakhtin, based on the musical concept polyphony....
, that is, many voices. Each character in Dostoevsky's work represents a voice that speaks for an individual self, distinct from others. This idea of polyphony is related to the concepts of unfinalizability and self-and-others, since it is the unfinalizability of individuals that creates true polyphony.

Baktin also briefly outlined the polyphonic concept of truth. He criticized the assumption that, if two people disagree, at least one of them must be in error. He challenged philosophers for whom plurality of minds is accidental and superfluous. For Bakhtin, truth is not a statement, a sentence or a phrase. Instead, truth is a number of mutually addressed, albeit contradictory and logically inconsistent, statements. Truth needs a multitude of carrying voices. It cannot be held within a single mind, it also cannot be expressed by “a single mouth.” The polyphonic truth requires many simultaneous voices. Bakhtin does not mean to say that many voices carry partial truths that complement each other. A number of different voices do not make the truth if simply “averaged”, or “synthesized.” It is the fact of mutual addressivity, of engagement, and of commitment to the context of a real-life event, that distinguishes truth from untruth.

When, in subsequent years, Problems of Dostoyevsky’s Art was translated into English and published in the West, Bakhtin added a chapter on the concept of carnival and the book was published with the slightly different title, Problems of Dostoyevsky’s Poetics. According to Bakhtin, carnival is the context in which distinct individual voices are heard, flourish and interact together. The carnival creates the "threshold" situations where regular conventions are broken or reversed and genuine dialogue becomes possible. The notion of a carnival was Bakhtin's way of describing Dostoevsky's polyphonic style: each individual character is strongly defined, and at the same time the reader witnesses the critical influence of each character upon the other. That is to say, the voices of others are heard by each individual, and each inescapably shapes the character of the other.

Rabelais and His World: carnival and grotesque

During World War II Bakhtin submitted a dissertation on the French Renaissance writer François Rabelais
François Rabelais

Fran?ois Rabelais was a major French Renaissance writer, doctor and Renaissance humanism. He was regarded as a writer of fantasy, satire, the grotesque, dirty jokes and bawdy songs....
 which was not defended until some years later. The controversial ideas discussed within the work caused much disagreement, and it was consequently decided that Bakhtin be denied his doctorate. Thus, due to its content, Rabelais and Folk Culture of the Middle Ages and Renaissance was not published until 1965, at which time it was given the title, Rabelais and His World.

Now a classic of Renaissance studies, Rabelais and His World is considered one of Bakhtin’s most important texts, and it is here that Bakhtin explores Rabelais’ Gargantua and Pantagruel
Gargantua and Pantagruel

The Life of Gargantua and of Pantagruel is a connected series of five novels written in the 16th century by Fran?ois Rabelais. It is the story of two giant , a father and his son and their adventures, written in an amusing, extravagant, satire vein....
. Bakhtin declares that, for centuries, Rabelais’s book had been misunderstood, and claimed that Rabelais and His World clarified Rabelais’s intentions. In Rabelais and His World, Bakhtin concerns himself with the openness of Gargantua and Pantagruel; however, the book itself also serves as an example of such openness. Throughout the text, Bakhtin attempts two things: he seeks to recover sections of Gargantua and Pantagruel that, in the past, were either ignored or suppressed, and conducts an analysis of the Renaissance
Renaissance

The Renaissance was a cultural movement that spanned roughly the 14th to the 17th century, beginning in Italy in the late Middle Ages and later spreading to the rest of Europe....
 social system in order to discover the balance between language that was permitted and language that was not. It is by means of this analysis that Bakhtin pinpoints two important subtexts: the first is carnival (carnivalesque
Carnivalesque

Carnivalesque is a term coined by the Russian critic Mikhail Bakhtin, which refers to a literary mode that subverts and liberates the assumptions of the dominant style or atmosphere through humor and chaos....
) which Bakhtin describes as a social institution, and the second is grotesque realism
Grotesque body

The grotesque body is a concept, or literary trope, put forward by Russian literary critic Mikhail Bakhtin in his study of Francois Rabelais' work....
 which is defined as a literary mode. Thus, in Rabelais and His World Bakhtin studies the interaction between the social and the literary, as well as the meaning of the body.

Carnival
For Bakhtin, carnival is associated with the collectivity. Those attending a carnival do not merely constitute a crowd; rather the people are seen as a whole, organized in a way that defies socioeconomic and political organization. According to Bakhtin, “[A]ll were considered equal during carnival. Here, in the town square, a special form of free and familiar contact reigned among people who were usually divided by the barriers of caste, property, profession, and age”. The carnival atmosphere holds the lower strata of life most important, as opposed to higher functions (thought, speech, soul) which were usually held dear in the signifying order. At carnival time, the unique sense of time and space causes individuals to feel they are a part of the collectivity, at which point they cease to be themselves. It is at this point that, through costume and mask, an individual exchanges bodies and is renewed. At the same time there arises a heightened awareness of one’s sensual, material, bodily unity and community.

Grotesque
Bakhtin’s notion of carnival is connected with that of the grotesque. The collectivity partaking in the carnival is aware of its unity in time as well as its historic immortality, associated with its continual death and renewal. According to Bakhtin, the body is in need of a type of clock if it is to be aware of its timelessness. The grotesque is the term used by Bakhtin to describe the emphasis on bodily changes through eating
Eating

In general terms, eating is the process of consuming food to provide for the nutritional needs of an animal, particularly their food energy requirements and to growth....
, evacuation
Defecation

Defecation is the final act of digestion by which organisms eliminate solid, semisolid or liquid waste material from the digestive tract via the anus....
, and sex
Sex

In biology, sex is a process of combining and mixing genetics traits, often resulting in the specialization of organisms into male and female types ....
: it is used as a measuring device.

History of laughter
Bakhtin opens this work with a quotation from Alexander Herzen
Alexander Herzen

Aleksandr Ivanovich Herzen was a major Russian pro-Western writer and thinker known as the "father of Russian socialism", and he was one of the main fathers of modern agrarian populism ....
: "It would be extremely interesting to write the history of laughter".

One of the primary expressions of the ancient world's conceptions of laughter are the apocryphal letters of Hippocrates
Hippocrates

Hippocrates of Cos II or Hippokrates of Kos - ancient Greek: ; Hippokr?tes was an Ancient Greece physician of the Age of Pericles, and was considered one of the most outstanding figures in the history of medicine....
 about Democritus
Democritus

Democritus was an Ancient Greek philosopher born in Abdera in the north of Greece. He was the most prolific, and ultimately the most influential, of the pre-Socratic philosophers; his atomic theory may be regarded as the culmination of early Greek thought....
. The laughter of Democritus had a philosophical character, being directed at the life of man and at all the vain fears and hopes related to the gods and to life after death. Democritus here made of his laughter a complete conception of the world, a certain spiritual premise of the man who has attained maturity and has awakened. Hippocrates finally perfectly agreed with him.

The Dialogic Imagination: Chronotope, Heteroglossia

The Dialogic Imagination is a compilation of four essays concerning language and the novel: “Epic and Novel
Epic and Novel

Epic and Novel: Towards a Methodology for the Study of the Novel [???? ? ????? ] is an 1941 essay that compares the novel to the Epic poetry by Mikhail Bakhtin, one of the major literary theory of the twentieth century....
”, “From the Prehistory of Novelistic Discourse”, “Forms of Time and of the Chronotope in the Novel”, and “Discourse in the Novel”. In the nineteenth century the novel as a literary genre became increasingly popular, but for most of its history it has been an area of study often disregarded.

It is through the essays contained within The Dialogic Imagination that Bakhtin introduces the concepts of heteroglossia
Heteroglossia

In linguistics, the term heteroglossia describes the coexistence of distinct varieties within a single linguistic code. The term translates the Russian language ?????????? [raznorechie] , which was introduced by the Russian linguist Mikhail Bakhtin in his 1934 paper ????? ? ?????? [Slovo v romane], published in English language as...
, dialogism and chronotope
Chronotope

The Russian philologist and literary philosopher Bakhtin used the term chronotope to designate the spatio-temporal matrix, which governs the base condition of all narratives and other Linguistics acts....
, making a significant contribution to the realm of literary scholarship. Bakhtin explains the generation of meaning through the "primacy of context over text" (heteroglossia), the hybrid nature of language (polyglossia) and the relation between utterance
Utterance

An utterance is a complete unit of speech communication in spoken language. It is generally but not always bounded by silence.It can be represented and delineated in written language in many ways....
s (intertextuality
Intertextuality

Intertextuality is the shaping of texts' meanings by other texts. It can refer to an author?s borrowing and transformation of a prior text or to a reader?s referencing of one text in reading another....
). Heteroglossia is "the base condition governing the operation of meaning in any utterance
Utterance

An utterance is a complete unit of speech communication in spoken language. It is generally but not always bounded by silence.It can be represented and delineated in written language in many ways....
." To make an utterance means to "appropriate the words of others and populate them with one's own intention". Bakhtin's deep insights on dialogicality represent a substantive shift from views on the nature of language and knowledge by major thinkers as Saussure
Saussure

People of the surname Saussure or de Saussure include* Horace-B?n?dict de Saussure , Swiss physicist and Alpine traveller* Nicolas-Th?odore de Saussure , chemist, son of Horace-B?n?dict...
, Kant
KANT

KANT is a computer algebra system for mathematicians interested in algebraic number theory, performing sophisticated computations in algebraic number fields, in Global field function fields, and in local fields....
.

In “Epic and Novel”, Bakhtin demonstrates the novel
Novel

File:2009 stapelweise Neuerscheinungen im Buchladen.JPGA novel is today a long narrative in literary prose. The genre has historical roots both in the fields of the medieval and early modern Romance and in the tradition of the novella....
’s distinct nature by contrasting it with the epic
Epic poetry

An epic is a lengthy narrative poem, ordinarily concerning a serious subject containing details of heroic deeds and events significant to a culture or nation....
. By doing so, Bakhtin shows that the novel is well suited to the post-industrial civilization in which we live because it flourishes on diversity. It is this same diversity that the epic attempts to eliminate from the world. According to Bakhtin, the novel as a genre is unique in that it is able to embrace, ingest, and devour other genres while still maintaining its status as a novel. Other genres, however, cannot emulate the novel without damaging their own distinct identity.

“From the Prehistory of Novelistic Discourse” is a less traditional essay in which Bakhtin reveals how various different texts from the past have ultimately come together to form the modern novel.

“Forms of Time and of the Chronotope in the Novel” introduces Bakhtin’s concept of chronotope
Chronotope

The Russian philologist and literary philosopher Bakhtin used the term chronotope to designate the spatio-temporal matrix, which governs the base condition of all narratives and other Linguistics acts....
. This essay applies the concept in order to further demonstrate the distinctive quality of the novel. The word “chronotope” literally means “time space” and, in the essay, Bakhtin defines it as “the intrinsic connectedness of temporal and spatial relationships that are artistically expressed in literature”. For the purpose of his writing, an author must create entire worlds and, in doing so, is forced to make use of the organizing categories of the real world in which he lives. For this reason chronotope is a concept that engages reality.

The final essay, “Discourse in the Novel”, is generally considered to be one of Bakhtin’s most complete statements concerning his philosophy of language. It is here that Bakhtin provides a model for a history of discourse and introduces the concept of heteroglossia
Heteroglossia

In linguistics, the term heteroglossia describes the coexistence of distinct varieties within a single linguistic code. The term translates the Russian language ?????????? [raznorechie] , which was introduced by the Russian linguist Mikhail Bakhtin in his 1934 paper ????? ? ?????? [Slovo v romane], published in English language as...
. The term heteroglossia refers to the qualities of a language that are extralinguistic, but common to all languages. These include qualities such as perspective, evaluation, and ideological positioning. In this way most languages are incapable of neutrality, for every word is inextricably bound to the context in which it exists.

Speech Genres and Other Late Essays

In Speech Genres and Other Late Essays Bakhtin moves away from the novel and concerns himself with the problems of method and the nature of culture. There are six essays that comprise this compilation: “Response to a Question from the Novy Mir Editorial Staff”, “The Bildungsroman and Its Significance in the History of Realism”, “The Problem of Speech Genres”, “The Problem of the Text in Linguistics, Philology, and the Human Sciences: An Experiment in Philosophical Analysis”, “From Notes Made in 1970-71”, and “Toward a Methodology for the Human Sciences”.

“Response to a Question from the Novy Mir Editorial Staff” is a transcript of comments made by Bakhtin to a reporter from a monthly journal called Novy Mir that was widely read by Soviet intellectuals. The transcript expresses Bakhtin’s opinion of literary scholarship whereby he highlights some of its shortcomings and makes suggestions for improvement (Holquist xi).

“The Bildungsroman and Its Significance in the History of Realism” is a fragment from one of Bakhtin’s lost books. The publishing house to which Bakhtin had submitted the full manuscript was blown up during the German invasion and Bakhtin was in possession of only the prospectus. However, due to a shortage of paper, Bakhtin began using this remaining section to roll cigarettes. It is for this reason that only a portion of the opening section remains. This remaining section deals primarily with Goethe (Holquist xiii).

“The Problem of Speech Genres” deals with the difference between Saussurean linguistics
Linguistics

Linguistics is the science study of natural language. Linguistics encompasses a number of sub-fields. An important topical division is between the study of language structure and the study of Meaning ....
 and language as a living dialogue (translinguistics). In a relatively short space, this essay takes up a topic about which Bakhtin had planned to write a book, making the essay a rather dense and complex read. It is here that Bakhtin distinguishes between literary and everyday language. According to Bakhtin, genres exist not merely in language, but rather in communication. In dealing with genres, Bakhtin indicates that they have been studied only within the realm of rhetoric
Rhetoric

Rhetoric is the art of using language as a means to persuade. Along with logic and dialectic, rhetoric is one of the three ancient arts of discourse....
 and literature
Literature

Literature is the art of written works. Literally translated, the word means "acquaintance with letters" . In Western culture the most basic written literary types include fiction and non-fiction....
, but each discipline draws largely on genres that exist outside both rhetoric and literature. These extraliterary genres have remained largely unexplored. Bakhtin makes the distinction between primary genres and secondary genres, whereby primary genres legislate those words, phrases, and expressions that are acceptable in everyday life, and secondary genres are characterized by various types of text such as legal, scientific, etc. (Holquist xv).

“The Problem of the Text in Linguistics, Philology, and the Human Sciences: An Experiment in Philosophical Analysis” is a compilation of the thoughts Bakhtin recorded in his notebooks. These notes focus mostly on the problems of the text, but various other sections of the paper discuss topics he has taken up elsewhere, such as speech genres, the status of the author, and the distinct nature of the human sciences. However, “The Problem of the Text” deals primarily with dialogue and the way in which a text relates to its context. Speakers, Bakhtin claims, shape an utterance according to three variables: the object of discourse, the immediate addressee, and a superaddressee. This is what Bakhtin describes as the tertiary nature of dialogue. (Holquist xvii-xviii).

“From Notes Made in 1970-71” appears also as a collection of fragments extracted from notebooks Bakhtin kept during the years of 1970 and 1971. It is here that Bakhtin discusses interpretation and its endless possibilities. According to Bakhtin, humans have a habit of making narrow interpretations, but such limited interpretations only serve to weaken the richness of the past (Holquist xix).

The final essay, “Toward a Methodology for the Human Sciences”, originates from notes Bakhtin wrote during the mid-seventies and is the last piece of writing Bakhtin produced before he died. In this essay he makes a distinction between dialectic and dialogics and comments on the difference between the text and the aesthetic object. It is here also, that Bakhtin differentiates himself from the Formalists, who, he felt, underestimated the importance of content while oversimplifying change, and the Structuralists, who too rigidly adhered to the concept of “code” (Holquist xx-xxi).

Disputed texts

Some of the works which bear the names of Bakhtin's close friends V. N. Vološinov and P. N. Medvedev have been attributed to Bakhtin – particularly The Formal Method in Literary Scholarship and Marxism and Philosophy of Language. These claims originated in the early 1970s and received their earliest full articulation in English in Clark and Holquist's 1984 biography of Bakhtin. In the years since then, however, most scholars have come to agree that Vološinov and Medvedev ought to be considered the true authors of these works. Although Bakhtin undoubtedly influenced these scholars and may even have had a hand in composing the works attributed to them, it now seems clear that if it was necessary to attribute authorship of these works to one person, Vološinov and Medvedev respectively should receive credit.

Influence

Throughout his lifetime Bakhtin made a significant contribution to the world of literary and rhetorical theory and criticism. He is known today for his interest in a wide variety of subjects, ideas, vocabularies, and periods, as well as his use of authorial disguises. As a result of the breadth of topics with which Bakhtin dealt, he was able to influence groups of theorists in the West including Neo-Marxists, Structuralists, and Semioticians. However, his influence on such groups has, somewhat paradoxically, resulted in narrowing the scope of Bakhtin’s work. Rarely do those who incorporate Bakhtin’s ideas into theories of their own appreciate his work in its entirety (Clark and Holquist 3).

While Bakhtin is traditionally seen as a literary critic, there can be no denying his impact on the realm of rhetorical theory. Among his many theories and ideas Bakhtin indicates that style is a developmental process, occurring both within the user of language and language itself. His work instills in the reader an awareness of tone and expression that arises from the careful formation of verbal phrasing. By means of his writing, Bakhtin has enriched the experience of verbal and written expression which ultimately aids the formal teaching of writing (Schuster 1-2). Some even suggest that Bakhtin introduces a new meaning to rhetoric because of his tendency to reject the separation of language and ideology (Klancher 24).

Bakhtin has been compared to Derrida and Michel Foucault
Michel Foucault

Michel Foucault was a French philosophy, historian, intellectual, Critical theory and sociologist. He held a chair at the Coll?ge de France with the title "History of Systems of Thought," and also taught at the University of California, Berkeley....
. (Neo Kantianism in Cultural Theory. Bakhtin, Derrida and Foucault. Brandist, Craig. Radical philosophy, July 2000, n.120, p.6 )

See also

  • Pavel Medvedev
    Pavel Medvedev

    Pavel Nikolaevich Medvedev was a Russian literary scholar. He was a teacher, social activist, and friend of Mikhail Bakhtin, as well as of Boris Pasternak and Fyodor Sologub....
  • Valentin Voloshinov
    Valentin Voloshinov

    Valentin Nikolaevich Voloshinov was a Soviet Union/Russian linguistics, whose work has been influential in the field of literary theory and Marxism Ideology....
  • Russian Formalism
    Russian formalism

    Russian formalism was an influential school of literary criticism in Russia from the 1910s to the 1930s. It includes the work of a number of highly influential Jewish Russian and Soviet scholars such as Viktor Shklovsky, Yuri Tynianov, Boris Eichenbaum, Roman Jakobson, Grigory Vinokur who revolutionised literary criticism between 1914 and the...
  • Nikolai Marr
  • Lev Vygotsky
    Lev Vygotsky

    Lev Semenovich Vygotsky was a Russian Jewish developmental psychology and the founder of cultural-historical psychology....
  • Voskresenie
    Voskresenie

    The Voskresenie was a Political left, quasi-Masonic sect, which existed in Petrograd between 1918 and 1928. The group, which consisted of philosophers, professionals, and members of the Religious Philosophical Society, sought to support the Bolsheviks' economic policy but oppose their atheistic culture, and in so doing to 'renew humanity...
  • Carnivalesque
    Carnivalesque

    Carnivalesque is a term coined by the Russian critic Mikhail Bakhtin, which refers to a literary mode that subverts and liberates the assumptions of the dominant style or atmosphere through humor and chaos....
  • heteroglossia
    Heteroglossia

    In linguistics, the term heteroglossia describes the coexistence of distinct varieties within a single linguistic code. The term translates the Russian language ?????????? [raznorechie] , which was introduced by the Russian linguist Mikhail Bakhtin in his 1934 paper ????? ? ?????? [Slovo v romane], published in English language as...
  • dialogism
  • chronotope
    Chronotope

    The Russian philologist and literary philosopher Bakhtin used the term chronotope to designate the spatio-temporal matrix, which governs the base condition of all narratives and other Linguistics acts....
  • Menippean satire
    Menippean satire

    Menippean satire is a term broadly used to refer to prose satires that are Rhapsody in nature, combining many different targets of ridicule into a fragmented satiric narrative similar to a novel....


Bakhtin works

  • Bakhtin, M. M. [1930s] (1981) . Ed. Michael Holquist. Trans. Caryl Emerson and Michael Holquist. Austin and London: University of Texas Press. [written during the 1930s]
  • Bakhtin, M. M. [1941, 1965] Rabelais and His World. Trans. Hélčne Iswolsky. Bloomington: Indiana University Press, 1993.
  • Bakhtin, M. M. (1984) Problems of Dostoevsky’s Poetics. Edited and translated by Caryl Emerson. Minneapolis: University of Minnesota Press.
  • Bakhtin, M. M. (1986) Speech Genres and Other Late Essays. Trans. by Vern W. McGee. Austin, Tx: University of Texas Press.
  • Bakhtin, M. M. (1990) Art and Answerability. Ed. Michael Holquist and Vadim Liapunov. Trans. Vadim Liapunov and Kenneth Brostrom. Austin: University of Texas Press [written 1919–1924, published 1974-1979]
  • Bakhtin, M. M. (1993) Toward a Philosophy of the Act. Ed. Vadim Liapunov and Michael Holquist. Trans. Vadim Liapunov. Austin: University of Texas Press.
  • M.M.Bakhtin, V.D.Duvakin, S.G.Bocharov, MM Bakhtin: besedy s VD Duvakinym (Russian), Soglasie, 2002


Works on Bakhtin

  • Clark, Katerina, and Michael Holquist. Mikhail Bakhtin. Cambridge: Harvard University Press, 1984.
  • Emerson, Caryl, and Gary Saul Morson. “Mikhail Bakhtin.” The Johns Hopkins Guide to Literary Theory and Criticism. Eds. Michael Groden, Martin Kreiswirth and Imre Szeman. Second Edition 2005. The Johns Hopkins University Press. 25 Jan. 2006 .
  • Farmer, Frank. “Introduction.” Landmark Essays on Bakhtin, Rhetoric, and Writing. Ed. Frank Farmer. Mahwah: Hermagoras Press, 1998. xi-xxiii.
  • Green, Barbara. Mikhail Bakhtin and Biblical Scholarship: An Introduction. SBL Semeia Studies 38. Atlanta: SBL, 2000.
  • David Hayman NOVEL: A Forum on Fiction, Vol. 16, No. 2 (Winter, 1983), pp. 101-120 doi:10.2307/1345079
  • Jane H. Hill (review of Problems of Dostoevsky's Poetics) Cultural Anthropology
    Cultural anthropology

    Cultural anthropology is one of four fields of anthropology as it developed in the United States. It is the branch of anthropology that has developed and promoted "culture" as a meaningful scientific concept, studied cultural variation among humans, and examined the impact of global economic and political processes on local cultural realiti...
    , Vol. 1, No. 1 (Feb., 1986), pp. 89-102
  • Hirschkop, Ken. “Bakhtin in the sober light of day.” Bakhtin and Cultural Theory. Eds. Ken Hirschkop and David Shepherd. Manchester and New York: Manchester University Press, 2001. 1-25.
  • Hirschkop, Ken. Mikhail Bakhtin: An Aesthetic for Democracy. Oxford: Oxford University Press, 1999.
  • Holquist, Michael. [1990] , Second Edition. Routledge, 2002.
  • Holquist, Michael. “Introduction.” Speech Genres and Other Late Essays. By Mikhail Bakhtin. Eds. Caryl Emerson and Michael Holquist. Austin: University of Texas Press, 1986. ix-xxiii.
  • Holquist, Michael. to Mikhail Bakhtin's The Dialogic Imagination: Four Essays. Austin and London: University of Texas Press, 1981. xv-xxxiv
  • Holquist, M., & C. Emerson (1981). Glossary. In MM Bakhtin, The dialogic imagination: Four essays by MM Bakhtin.
  • Klancher, Jon. “Bakhtin’s Rhetoric.” Landmark Essays on Bakhtin, Rhetoric, and Writing. Ed. Frank Farmer. Mahwah: Hermagoras Press, 1998. 23-32.
  • Liapunov, Vadim. Toward a Philosophy of the Act. By Mikhail Bakhtin. Austin: University of Texas Press, 1993.
  • Maranhăo, Tullio (1990) University of Chicago Press ISBN 0226504336
  • Meletinsky, Eleazar Moiseevich, (Translated by Guy Lanoue and Alexandre Sadetsky) 2000 Routledge ISBN 0415928982
  • Morson, Gary Saul, and Caryl Emerson. Mikhail Bakhtin: Creation of a Prosaics. Stanford University Press, 1990.
  • Pechey, Graham. . London: Routledge, 2007. ISBN 9780415424196
  • Schuster, Charles I. “Mikhail Bakhtin as Rhetorical Theorist.” Landmark Essays on Bakhtin, Rhetoric, and Writing. Ed. Frank Farmer. Mahwah: Hermagoras Press, 1998. 1-14.
  • Thorn, Judith. "The Lived Horizon of My Being: The Substantiation of the Self & the Discourse of Resistance in Rigoberta Menchu, Mm Bakhtin and Victor Montejo". University of Arizona Press. 1996.


  • Vice, Sue. Introducing Bakhtin. Manchester University Press, 1997
  • Voloshinov, V.N. Marxism and the Philosophy of language. New York & London: Seminar Press. 1973
  • Mayerfeld Bell, Michael and Gardiner, Michael. Bakhtin and the Human Sciences. No last words. London-Thousand Oaks-New Delhi: SAGE Publications. 1998.
  • Michael Gardiner . SAGE Publications 2002 ISBN 9780761974475.
  • Maria Shevtsova, New Literary History, Vol. 23, No. 3, History, Politics, and Culture (Summer, 1992), pp. 747-763 doi:10.2307/469228
  • Stacy Burton Comparative Literature, Vol. 48, No. 1 (Winter, 1996), pp. 39-64 doi:10.2307/1771629
  • Vladislav Krasnov Solzhenitsyn
    Aleksandr Solzhenitsyn

    Aleksandr Isayevich Solzhenitsyn was a Russians novelist, dramatist and historian. Through his writings, he made the world aware of the Gulag, the Soviet Union's forced labour camp system, and for these efforts Solzhenitsyn was exiled from the Soviet Union in 1974....
     and Dostoevsky
    Fyodor Dostoevsky

    Fyodor Mikhaylovich Dostoyevsky "An Honest Thief"* "Elka i svad'ba" ; English translation: "A Christmas Tree and a Wedding"* Belye nochi ; English translation: White Nights ...
     A study in the Polyphonic Novel by Vladislav Krasnov University of Georgia Press ISBN
    0-8203-0472-7


External links

  • (University of Sheffield)
  • (James P. Zappen)
  • (Vincent Hevern)
  • By Matt Steinglass, in Lingua Franca, (April 1998).
  • from Rabelais and his world
  • on Bakhtin with a photo