Liu Yuan (Han Zhao)
Encyclopedia
Han Guangwendi (漢(趙)光文帝)
Family name
Chinese name
Personal names in Chinese culture follow a number of conventions different from those of personal names in Western cultures. Most noticeably, a Chinese name is written with the family name first and the given name next, therefore "John-Paul Smith" as a Chinese name would be "Smith John-Paul"...

:
Liu
Liu
劉 is a common Chinese family name. The transliteration Liu can represent several different surnames written in different Chinese characters:*劉 / 刘, pinyin: Liú...

 (劉; líu)
Given name
Chinese name
Personal names in Chinese culture follow a number of conventions different from those of personal names in Western cultures. Most noticeably, a Chinese name is written with the family name first and the given name next, therefore "John-Paul Smith" as a Chinese name would be "Smith John-Paul"...

:
Yuan (淵, yuān)
Temple name
Temple name
Temple names are commonly used when naming most Chinese, Korean , and Vietnamese royalty. They should not be confused with era names. Compared to posthumous names, the use of temple names is more exclusive...

:
Gaozu (高祖, gāo zǔ)
Posthumous name
Posthumous name
A posthumous name is an honorary name given to royalty, nobles, and sometimes others, in East Asia after the person's death, and is used almost exclusively instead of one's personal name or other official titles during his life...

:
Guangwen (光文, guāng wén),
literary meaning:
"rebuilding and civil"


Liu Yuan (劉淵) (died 310), courtesy name Yuanhai (元海), formally Emperor Guangwen of Han (Zhao) (漢(趙)光文帝) was the founding emperor
Emperor
An emperor is a monarch, usually the sovereign ruler of an empire or another type of imperial realm. Empress, the female equivalent, may indicate an emperor's wife or a woman who rules in her own right...

 of the Chinese
History of China
Chinese civilization originated in various regional centers along both the Yellow River and the Yangtze River valleys in the Neolithic era, but the Yellow River is said to be the Cradle of Chinese Civilization. With thousands of years of continuous history, China is one of the world's oldest...

/Xiongnu
Xiongnu
The Xiongnu were ancient nomadic-based people that formed a state or confederation north of the agriculture-based empire of the Han Dynasty. Most of the information on the Xiongnu comes from Chinese sources...

 state Han Zhao
Han Zhao
The Han Zhao , or Former Zhao, or Northern Han , was a Southern Xiongnu state during Sixteen Kingdoms period coeval with the Chinese Jin Dynasty...

.

Family background

Liu Yuan was a member of Xiongnu
Xiongnu
The Xiongnu were ancient nomadic-based people that formed a state or confederation north of the agriculture-based empire of the Han Dynasty. Most of the information on the Xiongnu comes from Chinese sources...

 nobility, as a descendant of chanyu
Chanyu
Chanyu , was the title used by the nomadic supreme rulers of Middle and Central Asia for 8 centuries, starting...

s of the Luanti
Luanti
The Luanti was a clan and the ruling dynasty of the ancient Xiongnu that flourished between 3rd century BCE to 4th century CE. The form Luanti is from the Hanshu chapter 94a, l. 7a, and the form Xulianti...

 (欒提) royal clan, who, along with their people, had long been loyal vassals of Han Dynasty
Han Dynasty
The Han Dynasty was the second imperial dynasty of China, preceded by the Qin Dynasty and succeeded by the Three Kingdoms . It was founded by the rebel leader Liu Bang, known posthumously as Emperor Gaozu of Han. It was briefly interrupted by the Xin Dynasty of the former regent Wang Mang...

, and then to its successor states Cao Wei
Cao Wei
Cao Wei was one of the states that competed for control of China during the Three Kingdoms period. With the capital at Luoyang, the state was established by Cao Pi in 220, based upon the foundations that his father Cao Cao laid...

 and Jin Dynasty (265-420)
Jìn Dynasty (265-420)
The Jìn Dynasty , was a dynasty in Chinese history, lasting between the years 265 and 420 AD. There are two main divisions in the history of the Dynasty, the first being Western Jin and the second Eastern Jin...

. In late Cao Wei or early Jin times, the Xiongnu nobles claimed that they had Han Dynasty ancestry as well—through a princess that married the first great chanyu in Xiongnu history, Modu Shanyu
Modu Shanyu
Modu Chanyu was born c. 234 BCE was the fourth known emperor and founder of the Xiongnu Empire after he killed his father in 209 BCE. The years of his rule were 209 BCE to 174 BCE...

, and therefore changed their family name to Liu, the same name as the Han imperial clan. Liu Yuan's father Liu Bao
Liu Bao
Liu Bao was the son of the Xiongnu Shanyu Yufuluo during the late Han Dynasty and Three Kingdoms period of Chinese history. Liu Bao was the father of Liu Yuan, founder of the Han Zhao state during the Sixteen Kingdoms period....

 was a son of one of the last chanyus, Yufuluo
Yufuluo
Yufuluo was a puppet Chanyu of the southern Xiongnu during the late Han Dynasty period of Chinese history. In 188, he was appointed to the Chanyu position by the Chinese imperial court following a slaying of his father Qiangqu, also a Han puppet from ineligible succession line, and would later...

, and the nephew of the very last chanyu Huchuquan (before Cao Cao
Cao Cao
Cao Cao was a warlord and the penultimate chancellor of the Eastern Han Dynasty who rose to great power during the dynasty's final years. As one of the central figures of the Three Kingdoms period, he laid the foundations for what was to become the state of Cao Wei and was posthumously titled...

 abolished the office in 216 and divided the Xiongnu into five tribes (bu, 部)), and he had the command of the Left Tribe (左部). Liu Yuan's mother Lady Huyan (呼延) appeared to be from a noble family, and was in probability Liu Bao's wife and not a concubine, but that is not clear. As all five tribes settled down in modern southern Shanxi
Shanxi
' is a province in Northern China. Its one-character abbreviation is "晋" , after the state of Jin that existed here during the Spring and Autumn Period....

, that was likely where Liu Yuan was born and raised.

As Jin subject

As powerful Xiongnu nobles were usually encouraged or pressured by Cao Wei and Jin authorities to send their sons to the capital Luoyang
Luoyang
Luoyang is a prefecture-level city in western Henan province of Central China. It borders the provincial capital of Zhengzhou to the east, Pingdingshan to the southeast, Nanyang to the south, Sanmenxia to the west, Jiyuan to the north, and Jiaozuo to the northeast.Situated on the central plain of...

 (both to encourage them to further sinicization
Sinicization
Sinicization, Sinicisation or Sinification, is the linguistic assimilation or cultural assimilation of terms and concepts of the language and culture of China...

 and as collateral for their loyalty), Liu Yuan was sent to Luoyang to reside and to study traditional Chinese literature. He became well known for his studies, particularly of the Zou version of Confucius
Confucius
Confucius , literally "Master Kong", was a Chinese thinker and social philosopher of the Spring and Autumn Period....

' Spring and Autumn Annals
Spring and Autumn Annals
The Spring and Autumn Annals is the official chronicle of the State of Lu covering the period from 722 BCE to 481 BCE. It is the earliest surviving Chinese historical text to be arranged on annalistic principles. The text is extremely concise and, if all the commentaries are excluded, about 16,000...

and of the military strategies of Sun Tzu
Sun Tzu
Sun Wu , style name Changqing , better known as Sun Tzu or Sunzi , was an ancient Chinese military general, strategist and philosopher who is traditionally believed, and who is most likely, to have authored The Art of War, an influential ancient Chinese book on military strategy...

 and Wu Qi
Wu Qi
Wu Qi was a Chinese military leader and politician in the Warring States period.-Biography:Born in the State of Wei , he was skilled in leading armies and military strategy. He had served in the states of Lu and Wei. In the state of Wei he commanded many great battles and was appointed Xihe Shou...

. The key Jin official Wang Hun (王渾) (one of the lead generals who later participated in conquering Eastern Wu
Eastern Wu
Eastern Wu, also known as Sun Wu, was one the three states competing for control of China during the Three Kingdoms period after the fall of the Han Dynasty. It was based in the Jiangnan region of China...

) became impressed with him, and Wang Hun's son Wang Ji (王濟) became a close friend of Liu Yuan's. Wang Hun believed Liu to be general material and repeatedly recommended Liu Yuan to Emperor Wu
Emperor Wu of Jìn
Emperor Wu of Jin, , personal name Sima Yan , style name Anshi , was the grandson of Sima Yi and son of Sima Zhao. He became the first emperor of the Jin Dynasty after forcing Cao Huan, last ruler of the state of Cao Wei, to abdicate to him. He reigned from 265 to 290, and after conquering the...

, but Kong Xun (孔恂) and Empress Yang Zhi
Empress Yang Zhi
Empress Yang Zhi , courtesy name Jilan , nickname Nanyin , formally Empress Wudao was an empress of Jin Dynasty...

's uncle Yang Ji (楊濟) suspected Liu for his Xiongnu ancestry and persuaded Emperor Wu against giving Liu military commands during campaigns against Eastern Wu and the Xianbei
Xianbei
The Xianbei were a significant Mongolic nomadic people residing in Manchuria, Inner Mongolia and eastern Mongolia. The title “Khan” was first used among the Xianbei.-Origins:...

 rebel Tufa Shujineng (禿髮樹機能). Eventually, even Emperor Wu's brother Sima You
Sima You
Sima You , style name Taiyou , was the second son of the Cao Wei regent Sima Zhao during the Three Kingdoms period of Chinese history. Sima You became the heir to his uncle, Sima Shi, who at the time was childless...

 the Prince of Qi, impressed and fearful of Liu's abilities, encouraged Emperor Wu to have Liu executed, but Wang Hun persuaded Emperor Wu that it would be wrong. When Liu Bao died, Emperor Wu permitted Liu Yuan to take over command of the Left Tribe.

As the commander of the Left Tribe, Liu became known for his fair administration of laws and willingness to listen to ideas, and also for his willingness to spread his wealth. Therefore, the ambitious people in his region, not only of the five Xiongnu tribes but of many Han
Han Chinese
Han Chinese are an ethnic group native to China and are the largest single ethnic group in the world.Han Chinese constitute about 92% of the population of the People's Republic of China , 98% of the population of the Republic of China , 78% of the population of Singapore, and about 20% of the...

 clans, flocked to him. After Emperor Wu's death and succession by Emperor Hui
Emperor Hui of Jin
Emperor Hui of Jin, sim. ch. 晋惠帝, trad. ch. 晉惠帝, py. jìn huì dì, wg. Chin Hui-ti , personal name Sima Zhong , courtesy name Zhengdu , was the second emperor of the Jin Dynasty...

, the regent
Regent
A regent, from the Latin regens "one who reigns", is a person selected to act as head of state because the ruler is a minor, not present, or debilitated. Currently there are only two ruling Regencies in the world, sovereign Liechtenstein and the Malaysian constitutive state of Terengganu...

 Yang Jun made Liu the commander of all five tribes, but toward the end of the subsequent regency of Emperor Hui's wife Empress Jia Nanfeng
Empress Jia Nanfeng
Empress Jia Nanfeng , nickname Shi , of the Jin Dynasty was the daughter of Jia Chong and first wife of Emperor Hui...

, Liu was removed from that position due to his inability to stop one of his countrymen's rebellions. Later, when Sima Ying
Sima Ying
Sima Ying , courtesy name Zhangdu , was a Jin Dynasty imperial prince who served briefly as his brother Emperor Hui's regent and crown prince. He was the sixth of eight princes commonly associated with the War of the Eight Princes...

 the Prince of Chengdu became the military commander at Yecheng
Ye, China
Ye or Yecheng was an ancient Chinese city located in what is now Linzhang County, Hebei and the neighbouring Anyang County, Henan....

, he invited Liu to be one of his subordinate military commanders, and Liu accepted the invitation.

Independence from Jin

In the midst of the War of the Eight Princes
War of the Eight Princes
The War of the Eight Princes or Rebellion of the Eight Kings or Rebellion of the Eight Princes was a civil war for power among princes and dukes of the Chinese Jin Dynasty from AD 291 to AD 306. It was fought mostly in northern China and devastated the country, later triggering the Wu Hu ravaging...

, in 304, Xiongnu nobles, led by the commander of the North Tribe, Liu Xuan (劉宣), tired of the Jin misrule and secretly plotted reindependence from Jin. They sent a messenger to secretly offer Liu Yuan the title of Grand Chanyu. Liu Yuan then told Sima Ying, who was then concerned about an attack from Wang Jun (王浚), whose troops were reinforced with Xianbei
Xianbei
The Xianbei were a significant Mongolic nomadic people residing in Manchuria, Inner Mongolia and eastern Mongolia. The title “Khan” was first used among the Xianbei.-Origins:...

 and Wuhuan
Wuhuan
The Wuhuan were a proto-Mongolic nomadic people who inhabited northern China, in what is now the provinces of Hebei, Liaoning, Shanxi, the municipality of Beijing and the autonomous region of Inner Mongolia....

 soldiers, that he would be willing to mobilize Xiongnu soldiers to support Sima Ying's cause. Sima Ying agreed and allowed Liu Yuan to return to the Xiongnu tribes.

Once Liu Yuan returned to his people, he gathered 50,000 men quickly and was readying himself to rush to Sima Ying's aid, but he also publicly accepted the title of Grand Chanyu. (Previously, Sima Ying had bestowed the title of North Chanyu on him.) However, he then heard that Sima Ying's forces had collapsed in fear of Wang's troops and that Sima Ying had, against his prior advice, fled to Luoyang. He then declared his people independent from Jin and further declared that, as a Han descendant, he would succeed to the Han throne illegitimately, and therefore claimed the title of the Prince of Han—deliberately choosing a title that had been previously held by Han Dynasty's founder, Liu Bang (Emperor Gao). He reestablished the worship of eight Han emperors—Emperor Gao, Emperor Wen
Emperor Wen of Han
Emperor Wen of Han was the fifth emperor of the Han Dynasty in China. His given name is Heng.Liu Heng was a son of Emperor Gao of Han and Consort Bo, later empress dowager...

, Emperor Wu
Emperor Wu of Han
Emperor Wu of Han , , personal name Liu Che , was the seventh emperor of the Han Dynasty of China, ruling from 141 BC to 87 BC. Emperor Wu is best remembered for the vast territorial expansion that occurred under his reign, as well as the strong and centralized Confucian state he organized...

, Emperor Xuan
Emperor Xuan of Han
Emperor Xuan of Han was an emperor of the Chinese Han Dynasty from 74 BC to 49 BC. His life story was a riches-to-rags-to-riches story.Emperor Xuan was the great grandson of Emperor Wu...

, Emperor Guangwu
Emperor Guangwu of Han
Emperor Guangwu , born Liu Xiu, was an emperor of the Chinese Han Dynasty, restorer of the dynasty in AD 25 and thus founder of the Later Han or Eastern Han...

, Emperor Ming
Emperor Ming of Han
Emperor Ming of Han, , was second emperor of the Chinese Eastern Han Dynasty.He was the second son of Emperor Guangwu. It was during Emperor Ming's reign that Buddhism began to spread into China. One night, he is said to have dreamed of a golden man or golden men...

, Emperor Zhang
Emperor Zhang of Han
Emperor Zhang of Han, ch. 漢章帝, py. hàn zhāng dì, wg. Han Chang-ti, was an emperor of the Chinese Han Dynasty from 75 to 88. He was the third emperor of the Chinese Eastern Han Dynasty....

, and Liu Bei
Liu Bei
Liu Bei , also known as Liu Xuande, was a warlord, military general and later the founding emperor of the state of Shu Han during the Three Kingdoms era of Chinese history...

 (Emperor Zhaolie). He created his wife Lady Huyan
Empress Huyan (Guangwen)
Empress Huyan was an empress of the Chinese/Xiongnu state Han Zhao. She was the founding emperor Liu Yuan 's first wife....

 (likely a relative of his mother) princess. (The name of Liu's state was therefore "Han," but is often referred to as "Han Zhao" or "Former Zhao" because his nephew Liu Yao
Liu Yao
Liu Yao , courtesy name Yongming , was the final emperor of the Chinese/Xiongnu state Han Zhao. He became emperor in 318 after most other members of the imperial Liu clan were massacred by Jin Zhun in a coup. However, the empire was soon divided in half, as the general Shi Le declared...

, who took the throne in 318, changed the name of the state to Zhao in 319.)

Reign

For those impressed with Liu's abilities previously, however, his reign was somewhat of a let down. He spent great energy on trying to restore the Han system of government, but he himself was unable to quickly expand his sphere of influence. He set his capital at Lishi (離石, in modern Lüliang
Lüliang
Lüliang is a prefecture-level city in Shanxi province in China. It has an area of 21,000 square kilometers and a population of 3,600,000.-Administration:Lüliang has direct jurisdiction over:-External links:*...

, Shanxi
Shanxi
' is a province in Northern China. Its one-character abbreviation is "晋" , after the state of Jin that existed here during the Spring and Autumn Period....

), but his control of territory became limited to that local region. His forces were often able to achieve victories over Jin forces but unable to hold cities. In 305, after a famine, he relocated to Liting (黎亭, in modern Changzhi
Changzhi
Changzhi is a prefecture-level city in Shanxi Province, People's Republic of China. It lies between the city of Huozhou in Shanxi and the city of Hebi in Henan....

, Shanxi
Shanxi
' is a province in Northern China. Its one-character abbreviation is "晋" , after the state of Jin that existed here during the Spring and Autumn Period....

).

As years went by, however, the various agrarian rebel generals who were resisting Jin rule, whether ethnically Wu Hu
Wu Hu
Wu Hu was a Chinese term for the northern non-Chinese nomadic tribes which caused the Wu Hu uprising, and established the Sixteen Kingdoms from 304 to 439 AD.-Definition:...

 or Han, often chose to come under Liu Yuan's Han banner. Chief among these were the Han general Wang Mi (王彌) and the Jie
Jie (ethnic group)
The Jié were members of a small tribe in Northern China in the 4th century CE. They established the Later Zhao state.According to the Book of Wei, their name derives from the Jiéshì area where they reside....

 general Shi Le
Shi Le
Shi Le , courtesy name Shilong , formally Emperor Ming of Zhao , was the founding emperor of the Chinese/Jie state Later Zhao...

 (both of whom declared loyalty to Han Zhao in 307), who generally only nominally submitted to Liu's orders while maintaining separate power structures but who also did appear to genuinely respect and fear Liu. As for troops under his own control, Liu largely entrusted them to his son Liu Cong the Prince of Chu and his nephew Liu Yao the Prince of Shi'an. The four generals, while not being able to hold cities, were generally able to rove throughout northern and central China unimpeded by Jin forces, defeating most Jin generals who opposed them.

In 308, Wang's troops advanced on the Jin capital Luoyang, but was repelled. That year, after capturing more territory, Liu Yuan moved his capital to Puzi (蒲子, in modern Linfen
Linfen
-Administrative divisions:The prefecture-level city of Linfen is divided in one district, two cities and fourteen counties. The information here presented uses the metric system and data from 2010 Census.-Pollution:...

, Shanxi
Shanxi
' is a province in Northern China. Its one-character abbreviation is "晋" , after the state of Jin that existed here during the Spring and Autumn Period....

) and declared himself emperor, signifying an even more complete break from Jin. In 309, he moved the capital once more to Pingyang (平陽, also in modern Linfen). By this time, Liu Cong and Wang had eventually been able to control all of southern Shanxi for Han Zhao, and they again attacked Luoyang, but were again repelled.

In 310, Liu Yuan grew ill, and he created his second wife Lady Dan
Empress Dan
Empress Dan was an empress of the Chinese/Xiongnu state Han Zhao. She was the founding emperor Liu Yuan 's second wife....

 empress and his oldest son Liu He
Liu He
Liu He , courtesy name Xuantai , was for seven days an emperor of the Chinese/Xiongnu state Han Zhao in 310.-Biography:...

 (by his first wife Empress Huyan—who appeared to have died by this point, although her death was not mentioned in history) crown prince
Crown Prince
A crown prince or crown princess is the heir or heiress apparent to the throne in a royal or imperial monarchy. The wife of a crown prince is also titled crown princess....

. When he died later that year, Liu He became emperor. However, only a week later, he was overthrown and killed by Liu Cong, who then became emperor.

Era names

  • Yuanxi (元熙 yuán xī) 304–308
  • Yongfeng (永鳳 yǒng fèng) 308–309
  • Herui (河瑞 hé ruì) 309–310

Personal information

  • Father
    • Liu Bao
      Liu Bao
      Liu Bao was the son of the Xiongnu Shanyu Yufuluo during the late Han Dynasty and Three Kingdoms period of Chinese history. Liu Bao was the father of Liu Yuan, founder of the Han Zhao state during the Sixteen Kingdoms period....

      , leader of Xiongnu
      Xiongnu
      The Xiongnu were ancient nomadic-based people that formed a state or confederation north of the agriculture-based empire of the Han Dynasty. Most of the information on the Xiongnu comes from Chinese sources...

      's left tribe (左部), son of the Xiongnu chanyu
      Chanyu
      Chanyu , was the title used by the nomadic supreme rulers of Middle and Central Asia for 8 centuries, starting...

      Yufuluo
      Yufuluo
      Yufuluo was a puppet Chanyu of the southern Xiongnu during the late Han Dynasty period of Chinese history. In 188, he was appointed to the Chanyu position by the Chinese imperial court following a slaying of his father Qiangqu, also a Han puppet from ineligible succession line, and would later...

       (於扶羅)
  • Mother
    • Lady Huyan
  • Wives
    • Empress Huyan
      Empress Huyan (Guangwen)
      Empress Huyan was an empress of the Chinese/Xiongnu state Han Zhao. She was the founding emperor Liu Yuan 's first wife....

       (created princess in 304, creation date as empress and death date unknown)
    • Empress Dan
      Empress Dan
      Empress Dan was an empress of the Chinese/Xiongnu state Han Zhao. She was the founding emperor Liu Yuan 's second wife....

       (created and d. 310), mother of Prince Ai
  • Major Concubines
    • Consort Zhang
      Empress Dowager Zhang (Zhaowu)
      Empress Dowager Zhang , formally Empress Guangxian , was an empress dowager of the Chinese/Xiongnu state Han Zhao, during the reign of her son Liu Cong .She was the founding emperor Liu Yuan's concubine...

      , mother of Prince Cong
  • Children
    • Liu He
      Liu He
      Liu He , courtesy name Xuantai , was for seven days an emperor of the Chinese/Xiongnu state Han Zhao in 310.-Biography:...

       (劉和), initially created the Prince of Liang (created 308), later the Crown Prince (created 310), later emperor
    • Liu Yu (劉裕), the Prince of Qi (created 309, killed 310)
    • Liu Long (劉隆), the Prince of Lu (created 309, killed 310)
    • Liu Cong (劉聰), the Prince of Chu, later Emperor Zhaowu
    • Liu Ai (劉乂), initially the Prince of Beihai (created 310), later the Crown Prince (created 310), later demoted to the Prince of Beibu (created and assassinated 317)
    • Liu Gong (劉恭, d. 310)
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