Liu Bei's takeover of Yi Province
Encyclopedia
Liu Bei's takeover of Yi Province was a military campaign by the warlord Liu Bei
Liu Bei
Liu Bei , also known as Liu Xuande, was a warlord, military general and later the founding emperor of the state of Shu Han during the Three Kingdoms era of Chinese history...

 in taking control of Yi Province (covering present-day Sichuan
Sichuan
' , known formerly in the West by its postal map spellings of Szechwan or Szechuan is a province in Southwest China with its capital in Chengdu...

 and Chongqing
Chongqing
Chongqing is a major city in Southwest China and one of the five national central cities of China. Administratively, it is one of the PRC's four direct-controlled municipalities , and the only such municipality in inland China.The municipality was created on 14 March 1997, succeeding the...

) from its Governor, Liu Zhang
Liu Zhang (warlord)
Liu Zhang was a warlord during the late Han Dynasty period of Chinese history. He became governor of Yi Province , succeeding his father Liu Yan and ruled the region until 214, when he surrendered to Liu Bei...

. The campaign took place between 212 and 215 during the prelude to the Three Kingdoms
Three Kingdoms
The Three Kingdoms period was a period in Chinese history, part of an era of disunity called the "Six Dynasties" following immediately the loss of de facto power of the Han Dynasty rulers. In a strict academic sense it refers to the period between the foundation of the state of Wei in 220 and the...

 period of Chinese history
History of China
Chinese civilization originated in various regional centers along both the Yellow River and the Yangtze River valleys in the Neolithic era, but the Yellow River is said to be the Cradle of Chinese Civilization. With thousands of years of continuous history, China is one of the world's oldest...

. It concluded with victory for Liu Bei and his successful takeover of the province from Liu Zhang. Yi Province would serve as the foundation of the state of Shu Han
Shu Han
Shu Han was one of the three states competing for control of China during the Three Kingdoms period, after the fall of the Han Dynasty. The state was based on areas around Sichuan, which was then known as Shu...

 during the Three Kingdoms period.

Background

After the Battle of Red Cliffs
Battle of Red Cliffs
The Battle of Red Cliffs, otherwise known as the Battle of Chibi, was a decisive battle at the end of the Han Dynasty, immediately prior to the Three Kingdoms period of Chinese history. It was fought in the winter of 208/9 AD between the allied forces of the southern warlords Liu Bei and Sun Quan...

, Sun Quan
Sun Quan
Sun Quan , son of Sun Jian, formally Emperor Da of Wu, was the founder of Eastern Wu during the Three Kingdoms period of Chinese history. He ruled from 222 to 229 as King of Wu and from 229 to 252 as Emperor of Wu....

 invited Liu Bei to take Yi Province with him, but the latter strongly rebutted the former, saying: "if you're going to conquer the land of Shu, I will loosen my hair and become a hermit in the deep hills. Earth under Heaven can hear my promise, and I'll live up to my words!" Believing Liu Bei, Sun Quan aborted his plan; however, Liu was actually trying to take Yi Province for himself and negotiated Yiling County and Nan Commandery from Sun. In 211, Liu Zhang, Governor of Yi Province, heard that Cao Cao
Cao Cao
Cao Cao was a warlord and the penultimate chancellor of the Eastern Han Dynasty who rose to great power during the dynasty's final years. As one of the central figures of the Three Kingdoms period, he laid the foundations for what was to become the state of Cao Wei and was posthumously titled...

 was planning to attack Zhang Lu in Hanzhong
Hanzhong
Hanzhong is a municipality in southwest Shaanxi Province, China, occupying a historically significant valley in the mountains between the Xi'an area, home to many Chinese capitals, and the fertile but isolated Sichuan Basin...

. As Hanzhong was a strategic location and the "gateway" into Yi Province, Liu Zhang sent Fa Zheng
Fa Zheng
Fa Zheng , style name Xiaozhi , was an advisor to the warlord Liu Bei during the late Han Dynasty period of Chinese history....

 to form an alliance with Liu Bei after persuasion from Zhang Song
Zhang Song
Zhang Song was an advisor to the warlord Liu Zhang during the late Han Dynasty period of Chinese history. He plotted to remove his lord from power and replace him with Liu Bei.-Biography:...

. Liu Bei then led his men to Yi Province under the pretense of helping Liu Zhang conquer Hanzhong.

Takeover of Jiameng

Liu Bei led an expedition force into Sichuan after leaving behind Zhuge Liang
Zhuge Liang
Zhuge Liang was a chancellor of the state of Shu Han during the Three Kingdoms period of Chinese history. He is often recognised as the greatest and most accomplished strategist of his era....

, Guan Yu
Guan Yu
Guan Yu was a general serving under the warlord Liu Bei during the late Eastern Han Dynasty of China. He played a significant role in the civil war that led to the collapse of the Han Dynasty and the establishment of the state of Shu Han during the Three Kingdoms period, of which Liu Bei was the...

, Zhang Fei and Zhao Yun
Zhao Yun
Zhao Yun was a military general who lived during the late Han Dynasty and early Three Kingdoms era of Chinese history. For most of his career, Zhao served the warlord Liu Bei, playing a part in the establishment of state of Shu Han...

 to guard Jing Province. Liu Zhang received Liu Bei warmly and provided him with more troops under his command as well as abundant provisions and equipment. Liu Bei headed to Jiameng Pass (southwest of present-day Guangyuan
Guangyuan
Guangyuan is a prefecture-level city in Sichuan Province, China. It has an area of 16313.78 square kilometers and a population of 2,484,123 in 2010...

, Sichuan) at the border between Liu Zhang and Zhang Lu's territories. Instead of engaging Zhang Lu, Liu Bei halted his advance and focused on building up connections and gaining influence around the area in preparation for his takeover of Yi Province.

In 212, Pang Tong
Pang Tong
Pang Tong was an advisor to Liu Bei during the late Han Dynasty period of Chinese history. He was nicknamed "Young Phoenix" by his uncle Pang Degong due to his ugly appearance but great capabilities and talent...

 outlined three plans for Liu Bei to choose from: The first was to advance swiftly to seize Chengdu
Chengdu
Chengdu , formerly transliterated Chengtu, is the capital of Sichuan province in Southwest China. It holds sub-provincial administrative status...

 from Liu Zhang. The second was to take command of Liu Zhang's armies in the north and then move to capture Chengdu. The third one was to return to Baidicheng to await further action. Liu chose the second option and lied to Liu Zhang that he needed more troops to divert Cao Cao's attention away from the east (where Sun Quan was under attack), and requested for another 10,000 soldiers and additional provisions to aid in the defense of Jing Province. Liu Zhang gave him 40% of the troops and half of the others he asked for.

Zhang Su (張肅), Zhang Song's older brother, discovered his brother's secret communications with Liu Bei and reported the issue to Liu Zhang. Liu Zhang was furious and stunned when he heard that Zhang Song had been helping Liu Bei to plot against him - he had Zhang executed, and ordered his generals guarding the passes to Chengdu to keep secret his knowledge of Liu Bei's intention. Despite so, Liu Bei was informed by his spies planted around Liu Zhang, and before Liu Zhang's men could reach Yang Huai
Yang Huai
Yang Huai was a military general under the warlord Liu Zhang during the late Han Dynasty period of Chinese history. He was in charge of guarding Baishui Gate during Liu Bei's takeover of Yi Province. He plotted with Gao Pei to assassinate Liu Bei, but the plan was exposed and they were captured...

 and Gao Pei (高沛), generals guarding Boshui Pass, Liu Bei summoned and killed them on the excuse that they were disrespectful towards him. Liu Bei then took over their troops and turned to attack Fucheng (涪城). On his way, Liu Bei's troops bypassed the city of Zitong, where the defenders closed the gates and resisted the invasion.

Bribery strategy

In the spring of 213, Liu Zhang sent Liu Gui (劉璝), Ling Bao (冷苞), Zhang Ren
Zhang Ren
Zhang Ren was a general serving under the warlord Liu Zhang during the late Han Dynasty period of Chinese history.-In fiction:In Luo Guanzhong's historical novel Romance of the Three Kingdoms, Zhang Ren served under Liu Zhang...

, Deng Xian (鄧賢), and other generals under Wu Yi (吳懿) to defend Mianzhu (綿竹). Despite being the most trusted vassal of Liu Zhang, Wu Yi soon changed allegiance, so Li Yan and Fei Guan (費觀) were sent to replace him, but they surrendered to Liu Bei as well. At the time, Liu Zhang's soldiers were not used to intense combat and were low on morale, and he did not dish out intimidating punishments to the families of those surrendered, so only a few generals were determined to fight the invaders. On the contrary, Liu Bei was promising to provide wealth and positions to those who would switch allegiance, so many generals simply welcomed him along his way until he reached the city of Luo (雒, northwest of Chengdu
Chengdu
Chengdu , formerly transliterated Chengtu, is the capital of Sichuan province in Southwest China. It holds sub-provincial administrative status...

), where the ones who could not be bought by wealth nor power played their staunch defense.

Defense of Luo

The remnant force was now placed under command of Liu Zhang's son Liu Xun, and he retreated to Luo to join forces with Ling Bao. There, Liu Bei had the city surrounded, and his advisor Pang Tong personally led a major assault, but the defenders fought back with projectiles and Pang was killed by a stray arrow. Thus, the siege became a prolonged one, forcing Liu Bei to call forth reinforcements from Jing Province. Zhang Fei led an army from Jing Province to attack Jiangzhou (in present-day Chongqing
Chongqing
Chongqing is a major city in Southwest China and one of the five national central cities of China. Administratively, it is one of the PRC's four direct-controlled municipalities , and the only such municipality in inland China.The municipality was created on 14 March 1997, succeeding the...

), where he captured an enemy general, Yan Yan
Yan Yan
Yan Yan was a general of Shu Han during the late Han Dynasty and Three Kingdoms era of Chinese history. Yan began his career as a general serving under the warlord Liu Zhang of Yi Province.-In fiction:...

. Facing Zhang Fei's insults, Yan Yan condemned him for invading Yi Province. Yan Yan was originally ordered to be executed by the angry Zhang Fei, but his fearlessness of death impressed Zhang and his life was pardoned. Following the Dian River (垫江), Zhang Fei broke through the thin defense line guarded by an enemy major of Liu Zhang, and rendezvoused with Liu Bei. Zhao Yun and Zhuge Liang also arrived from another route. Zhang Ren attempted to broke the siege by leading his men onto the Wild Goose Bridge and engaged Liu Bei's forces, but was defeated and captured. His loyalty and bravery were well known, so Liu Bei ordered his army to force him into submission. However, Zhang Ren cried out his famous line: "A loyal subject will never serve two masters!" Liu Bei lamented on his determination and had him executed.

Fall of Chengdu

More than a year had passed and Luo finally fell, but Liu Zhang continued to hold on inside Chengdu. Ma Chao
Ma Chao
Ma Chao was the oldest son of Ma Teng and a military general during the late Han Dynasty and early Three Kingdoms era of Chinese history. In Luo Guanzhong's historical novel Romance of the Three Kingdoms, he received the nickname "Ma Chao the Splendid" due to his elaborate armour and grand skill...

, a former Liang Province warlord and a vassal of Zhang Lu, was persuaded by Liu Bei to kill his comrade, Yang Bai (楊柏), and joined Liu. Upon seeing Ma Chao's army to the north of Chengdu, the citizens inside the city was terrified, but they still insisted on fighting a desperate war. However, Liu Zhang came out, and said to the public that the people had already fought for him for more than three years, and his heart was broken upon seeing the commoners dying on the field just for the sake of him. Thus, he opened the city gates and surrendered himself to Liu Bei; everyone inside the city wept for Liu Zhang's sacrifice. Liu Bei then succeeded Liu Zhang as Governor of Yi Province, and he conferred on the latter the seal and tassel of General Who Inspires Awe (奮威將軍) before expatriating him to Gong'an
Gong'an County
Gong'an County is a county in the municipal region of Jingzhou , Hubei Province.-Administration:The county oversees 14 towns and two townships as of 2005...

.

Liu Bei married Wu Yi's sister and attempted to solidify his control on the newly conquered domain. Most of Liu Bei's followers, new and old, were promoted to higher ranks; and a set of straight law code was applied to Yi Province, replacing the softer one set by Liu Zhang.

Aftermath

Upon hearing Liu Bei had taken Yi Province, Sun Quan sent envoys to ask him for the return of his interest in southern Jing Province, but Liu said: "Jing Province will be returned after I take Liang Province." Sun Quan was furious when his envoy reported Liu Bei's words, and he sent Lü Meng
Lü Meng
Lü Meng was a military general serving under the warlord Sun Quan during the late Han Dynasty period of Chinese history. He served as the commanding general in the invasion of Jing Province that led to the death of Guan Yu.-Early life:Lü Meng was born in Fupo, Runan Commandery in 178...

 and Ling Tong
Ling Tong
Ling Tong was a military general of the state of Eastern Wu during the late Han Dynasty and Three Kingdoms era of Chinese history. He started his service to the Sun family since his childhood, and throughout his entire life, he had been contributing to the foundation and solidification of Eastern Wu...

 with another four generals to take over southern Jing province. Three commanderies were soon conquered, and Liu Bei personally went to Gong'an in an attempt to retake them, but he finally came to a border treaty with Sun Quan when he heard Cao Cao was planning to attack Hanzhong.

Liu Bei forces

  • Liu Bei
    Liu Bei
    Liu Bei , also known as Liu Xuande, was a warlord, military general and later the founding emperor of the state of Shu Han during the Three Kingdoms era of Chinese history...

     Pang Tong
    Pang Tong
    Pang Tong was an advisor to Liu Bei during the late Han Dynasty period of Chinese history. He was nicknamed "Young Phoenix" by his uncle Pang Degong due to his ugly appearance but great capabilities and talent...

  • Liu Feng
    Liu Feng
    Liu Feng was an adopted son of the warlord Liu Bei, and served as a general in Liu Bei's army during the late Han Dynasty of China.-Early life:...

  • Huang Zhong
    Huang Zhong
    Huang Zhong was a military general serving under the warlord Liu Bei during the late Han Dynasty period of Chinese history. He was most noted for his victory in the Battle of Mount Dingjun, in which his force routed that of Xiahou Yuan, who was slain during battle...

  • Wei Yan
    Wei Yan
    Wei Yan was a military general of Shu Han during the Three Kingdoms era of Chinese history. He became a soldier of Liu Bei when the latter fled Jing Province and seek protection from the eastern warlord, Sun Quan, in 208. In 211, Wei had climbed up the ranks and become a general in Liu Bei's...

  • Huo Jun
    Huo Jun
    Huo Jun , style name Zhongmiao , was a military general serving under the warlord Liu Biao during the late Han Dynasty period of Chinese history. He served Liu Bei after Liu Biao's death. In Luo Guanzhong's historical novel Romance of Three Kingdoms, when Liu Bei began his rule over Jing Province,...

  • Zhang Fei
  • Zhuge Liang
    Zhuge Liang
    Zhuge Liang was a chancellor of the state of Shu Han during the Three Kingdoms period of Chinese history. He is often recognised as the greatest and most accomplished strategist of his era....

  • Zhao Yun
    Zhao Yun
    Zhao Yun was a military general who lived during the late Han Dynasty and early Three Kingdoms era of Chinese history. For most of his career, Zhao served the warlord Liu Bei, playing a part in the establishment of state of Shu Han...

  • Ma Chao
    Ma Chao
    Ma Chao was the oldest son of Ma Teng and a military general during the late Han Dynasty and early Three Kingdoms era of Chinese history. In Luo Guanzhong's historical novel Romance of the Three Kingdoms, he received the nickname "Ma Chao the Splendid" due to his elaborate armour and grand skill...

    , defected over from Zhang Lu's side to Liu Bei

Liu Zhang forces

Liu Zhang
Liu Zhang (warlord)
Liu Zhang was a warlord during the late Han Dynasty period of Chinese history. He became governor of Yi Province , succeeding his father Liu Yan and ruled the region until 214, when he surrendered to Liu Bei...

  • Zhang Ren
    Zhang Ren
    Zhang Ren was a general serving under the warlord Liu Zhang during the late Han Dynasty period of Chinese history.-In fiction:In Luo Guanzhong's historical novel Romance of the Three Kingdoms, Zhang Ren served under Liu Zhang...

    , captured and executed Zhuo Ying (卓膺) Wu Lan (吳蘭) Lei Tong
    Lei Tong
    Lei Tong was a military general serving under the warlord Liu Zhang during the late Han Dynasty period of Chinese history.At one time Lei Tong and Wu Yi both defended against Liu Bei's invasion of Yi Province, but ended up being surrounded and defeated...

     Liu Xun
  • Yang Huai
    Yang Huai
    Yang Huai was a military general under the warlord Liu Zhang during the late Han Dynasty period of Chinese history. He was in charge of guarding Baishui Gate during Liu Bei's takeover of Yi Province. He plotted with Gao Pei to assassinate Liu Bei, but the plan was exposed and they were captured...

    , executed by Liu Bei
  • Gao Pei (高沛), executed by Liu Bei Liu Gui (劉璝) Ling Bao (冷苞) Deng Xian (鄧賢) Wu Yi (吳懿) Li Yan Fei Guan (費觀) Zhang Yi
    Zhang Yi (Bogong)
    Zhang Yi , style name Bogong, was a general of Shu Han during the Three Kingdoms era of Chinese history. Originally from Wuyang and a descendant of Zhang Liang, he became Liu Bei's commander after Liu Bei had captured Yizhou...

     (張翼)
  • Yan Yan
    Yan Yan
    Yan Yan was a general of Shu Han during the late Han Dynasty and Three Kingdoms era of Chinese history. Yan began his career as a general serving under the warlord Liu Zhang of Yi Province.-In fiction:...

    , captured and surrendered Huang Quan

Modern references

The campaign is featured as one of the playable stages in Koei's video game series Dynasty Warriors
Dynasty Warriors
is a series of tactical action video games created by Omega Force and Koei. The award-winning series is a spin-off of Koei's turn-based strategy Romance of the Three Kingdoms series, based loosely around the Chinese classical novel of the same name. The first game titled Dynasty Warriors,...

. In the game, all the battles in the campaign were aptly summed up in one single battle, called the "Battle of Chengdu", although technically, there was no battle fought at Chengdu at all in the campaign. In Dynasty Warriors 3
Dynasty Warriors 3
is a hack and slash video game developed by Omega Force and published by Koei. It is third in the Dynasty Warriors series in North America and the second in the Shin Sangokumusou series in Japan. It is a spin-off from the video game Romance of the Three Kingdoms and based around a series of books...

and Dynasty Warriors 4
Dynasty Warriors 4
is a hack and slash video game and the fourth installment in the popular Dynasty Warriors series. Dynasty Warriors 4 was developed by Omega Force and published by Koei. The game is available on PlayStation 2 and Xbox and is based on a series of books called Romance of the Three Kingdoms, written...

, Liu Zhang's surrender is optional and often a special requirement for certain unlockable items. The concept was removed in Dynasty Warriors 5
Dynasty Warriors 5
is a Hack and slash video game set in China and the fifth installment in the Dynasty Warriors series, developed by Omega Force and published by Koei. The game was released on the PlayStation 2 and Xbox. It is based on the Chinese novel Romance of the Three Kingdoms by Luo Guanzhong.-Gameplay:The...

and Liu Zhang surrenders immediately after his defeat. In Dynasty Warriors 6
Dynasty Warriors 6
is a hack and slash video game set in Ancient China, during a period called Three Kingdoms . This game is the sixth official installment in the Dynasty Warriors series, developed by Omega Force and published by Koei. The game was released on November 11, 2007 in Japan; the North American release...

, the battle is renamed to "Pacification of Chengdu" and the geographical design of the stage has changed but the events remain almost the same. In Dynasty Warriors 7
Dynasty Warriors 7
is a hack and slash video game and the seventh official installment of the Dynasty Warriors series. It is developed by Omega Force and published by Koei. The game has been confirmed to be PS3 exclusive in Japan. The story is based on Luo Guanzhong's historical novel Romance of the Three Kingdoms....

, the campaign is split into two battles with the Battle of Luo Castle and battle of Chengdu. Battle of Luo Castle has Liu Xun as commander of Liu Zhang's forces and Pang Tong as commander of Liu Bei's forces. The battle serves as Pang's only appearance in story mode. The Battle of Chengdu follows Lou Castle with Zhuge Liang as commander after Pang's death.
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