The
Kingdom of Germany developed out of the eastern half of the former
Carolingian EmpireCarolingian Empire is a historiographical term which has been used to refer to the realm of the Franks under the Carolingian dynasty in the Early Middle Ages. This dynasty is seen as the founders of France and Germany, and its beginning date is based on the crowning of Charlemagne, or Charles the...
.
Like medieval England and France, it began as "a conglomerate, an assemblage of a number of once separate and independent...
gentes [peoples] and
regna [kingdoms]." East Francia was formed in embryo by the
Treaty of VerdunThe Treaty of Verdun was a treaty between the three surviving sons of Louis the Pious, the son and successor of Charlemagne, which divided the Carolingian Empire into three kingdoms...
in 843, and was ruled by the Carolingian dynasty until 911, after which the kingship was electoral. The initial electors were the rulers of the stem duchies, who generally chose one of their own. After 962, when Otto I was crowned emperor, the kingdom formed the bulk of the
Holy Roman EmpireThe Holy Roman Empire was a realm that existed from 962 to 1806 in Central Europe.It was ruled by the Holy Roman Emperor. Its character changed during the Middle Ages and the Early Modern period, when the power of the emperor gradually weakened in favour of the princes...
, which also included
ItalyThe Kingdom of Italy was a state forged in 1861 by the unification of Italy under the influence of the Kingdom of Sardinia, which was its legal predecessor state...
(from 951) and
BurgundyBurgundy is a historic region in Western Europe that has existed as a political entity in a number of forms with very different boundaries. Two of these entities - the first around the 6th century, the second around the 11th century - have been called the Kingdom of Burgundy; a third was very...
(after 1032).
The term
rex teutonicorum (king of the Germans) first came into use in the chancery of
Pope Gregory VIIPope St. Gregory VII , born Hildebrand of Sovana , was Pope from April 22, 1073, until his death. One of the great reforming popes, he is perhaps best known for the part he played in the Investiture Controversy, his dispute with Henry IV, Holy Roman Emperor affirming the primacy of the papal...
during the
Investiture ControversyThe Investiture Controversy or Investiture Contest was the most significant conflict between Church and state in medieval Europe. In the 11th and 12th centuries, a series of Popes challenged the authority of European monarchies over control of appointments, or investitures, of church officials such...
(late 11th century), perhaps as a polemical tool against the Emperor Henry IV. In the twelfth century, in order to stress the imperial and transnational character of their office, the emperors began to employ the title
rex Romanorum (
king of the RomansKing of the Romans was the title used by the ruler of the Holy Roman Empire following his election to the office by the princes of the Kingdom of Germany...
) on their election (by the
prince-electorThe Prince-electors of the Holy Roman Empire were the members of the electoral college of the Holy Roman Empire, having the function of electing the Roman king or, from the middle of the 16th century onwards, directly the Holy Roman Emperor.The heir-apparent to a prince-elector was known as an...
s, seven German bishops and noblemen). Distinct titulature for Germany, Italy and Burgundy, which traditionally had their own courts, laws, and chanceries, gradually dropped from use. After the
Reichsreform and
Reformation settlementThe Diet of Augsburg were the meetings of the Imperial Diet of the Holy Roman Empire in the German city of Augsburg. There were many such sessions, but the three meetings during the Reformation and the ensuing religious wars between the Roman Catholic emperor Charles V and the Protestant...
, the German part of the Holy Roman Empire was divided into
Reichskreise (imperial circles), which effectively defined Germany against imperial Italy and the
Kingdom of BohemiaThe Kingdom of Bohemia was a country located in the region of Bohemia in Central Europe, most of whose territory is currently located in the modern-day Czech Republic. The King was Elector of Holy Roman Empire until its dissolution in 1806, whereupon it became part of the Austrian Empire, and...
. The archepiscopal electors continued to bear the titles of chancellors of Germany, Italy and Burgundy. After the
Peace of WestphaliaThe Peace of Westphalia was a series of peace treaties signed between May and October of 1648 in Osnabrück and Münster. These treaties ended the Thirty Years' War in the Holy Roman Empire, and the Eighty Years' War between Spain and the Dutch Republic, with Spain formally recognizing the...
(1648), Germany was effectively a congeries of independent states and statelets, over which the remaining institutions of Kingdom and Empire claimed a declining authority.
Terminology
The eastern division of the
Treaty of VerdunThe Treaty of Verdun was a treaty between the three surviving sons of Louis the Pious, the son and successor of Charlemagne, which divided the Carolingian Empire into three kingdoms...
was called the
regnum Francorum Orientalium or
Francia Orientalis: the Kingdom of the Eastern Franks or simply East Francia. It was the eastern half of the old Merovingian
regnum AustrasiorumAustrasia formed the northeastern portion of the Kingdom of the Merovingian Franks, comprising parts of the territory of present-day eastern France, western Germany, Belgium, Luxembourg and the Netherlands. Metz served as its capital, although some Austrasian kings ruled from Rheims, Trier, and...
. The "east Franks" (or Austrasians) themselves were the people of
FranconiaFranconia is a region of Germany comprising the northern parts of the modern state of Bavaria, a small part of southern Thuringia, and a region in northeastern Baden-Württemberg called Tauberfranken...
, which had been settled by Franks. The other peoples of East Francia were Saxons, Frisians, Thuringii, and the like, referred to as
Teutonici (or Germans) and sometimes as Franks as ethnic identities changed over the course of the ninth century.
An entry in the
Annales IuvavensesThe Annales iuvavenses or Annals of Salzburg were a series of annals written in the 9th and 10th centuries at Salzburg in the East Frankish stem duchy of Bavaria...
(or
Salzburg Annals)
sub anno 919, roughly contemporary but surviving only in a twelfth century copy, record that
Baiuarii sponte se reddiderunt Arnolfo duci et regnare ei fecerunt in regno teutonicorum, i.e. that "
Arnulf, Duke of the BavariansArnulf , called the Bad or the Evil , was the duke of Bavaria from 907 until his death. He was a member of the Luitpolding dynasty....
, was elected to reign in the Kingdom of the Germans". Historians disagree on whether this text is what was written in the lost original; also on the wider issue whether the idea of the Kingdom as German, rather than Frankish, dates from the tenth or the eleventh century; but the idea of the kingdom as "German" is firmly established by the end of the eleventh century.
Beginning in the late eleventh century, during the
Investiture ControversyThe Investiture Controversy or Investiture Contest was the most significant conflict between Church and state in medieval Europe. In the 11th and 12th centuries, a series of Popes challenged the authority of European monarchies over control of appointments, or investitures, of church officials such...
the Papal curia began to use the term
regnum teutonicorum to refer to the realm of
Henry IVHenry IV was King of the Romans from 1056 and Holy Roman Emperor from 1084 until his forced abdication in 1105. He was the third emperor of the Salian dynasty and one of the most powerful and important figures of the 11th century...
in an effort to reduce him to the level of the other kings of Europe while he himself began to use the title
rex Romanorum or
King of the RomansKing of the Romans was the title used by the ruler of the Holy Roman Empire following his election to the office by the princes of the Kingdom of Germany...
to emphasise his divine right to the
imperium Romanum. This title was employed most frequently by the German kings themselves, though they did deign to employ "Teutonic" titles when it proved diplomatic, such as Frederick Barbarossa's letter to the pope referring to his receiving the
coronam Theutonici regni (crown of the German kingdom). Foreign kings and ecclesiastics continued to refer to the
regnum Alemanniae and
règne or
royaume d'Allemagne. The terms
imperium/
imperator or empire/emperor was often employed for German kingdom and its rulers, which indicates a recognition of their imperial stature but combined with "Teutonic" and "Alemannic" references a denial of their
Romanitas and universal rule. The term
regnum Germaniae (literally "Kingdom of Germany") begins to appear in even German sources beginning in the fourteenth century.
Therefore, throughout the Middle Ages, the convention was that the (elected) king of Germany was also Emperor of the Romans. His title was royal (king of the Germans, or from 1237 king of the Romans) from his election to his
coronationA coronation is a ceremony marking the formal investiture of a monarch and/or their consort with regal power, usually involving the placement of a crown upon their head and the presentation of other items of regalia...
in
RomeRome is the capital of Italy and the country's largest and most populated city and comune, with over 2.7 million residents in . The city is located in the central-western portion of the Italian Peninsula, on the Tiber River within the Lazio region of Italy.Rome's history spans two and a half...
by the
PopeThe Pope is the Bishop of Rome, a position that makes him the leader of the worldwide Catholic Church . In the Catholic Church, the Pope is regarded as the successor of Saint Peter, the Apostle...
; thereafter, he was emperor. After the death of
Frederick IIFrederick II , was one of the most powerful Holy Roman Emperors of the Middle Ages and head of the House of Hohenstaufen. His political and cultural ambitions, based in Sicily and stretching through Italy to Germany, and even to Jerusalem, were enormous...
in 1250, however, formal coronation by the pope happened less frequently:
Henry VIIHenry VII was the King of Germany from 1308 and Holy Roman Emperor from 1312. He was the first emperor of the House of Luxembourg...
in 1312,
Charles IVCharles IV , born Wenceslaus , was the second king of Bohemia from the House of Luxembourg, and the first king of Bohemia to also become Holy Roman Emperor....
in 1355,
SigismundSigismund of Luxemburg KG was King of Hungary, of Croatia from 1387 to 1437, of Bohemia from 1419, and Holy Roman Emperor for four years from 1433 until 1437, the last Emperor of the House of Luxemburg. He was also King of Italy from 1431, and of Germany from 1411...
in 1433,
Frederick IIIFrederick the Peaceful KG was Duke of Austria as Frederick V from 1424, the successor of Albert II as German King as Frederick IV from 1440, and Holy Roman Emperor as Frederick III from 1452...
in 1452,
Charles VCharles V was ruler of the Holy Roman Empire from 1519 and, as Charles I, of the Spanish Empire from 1516 until his voluntary retirement and abdication in favor of his younger brother Ferdinand I and his son Philip II in 1556.As...
in 1530. The title of "king of the Romans" became less and less reserved for the emperor-elect but uncrowned in Rome; the emperor-elect was either known as German king or simply styled himself "imperator" (see the example of
Louis IVLouis IV , called the Bavarian, of the house of Wittelsbach, was the King of Germany from 1314, the King of Italy from 1327 and the Holy Roman Emperor from 1328....
below). The reign was dated to begin either from the day of election (
Philip of SwabiaPhilip of Swabia was king of Germany and duke of Swabia, the rival of the emperor Otto IV.-Biography:Philip was the fifth and youngest son of Emperor Frederick I and Beatrice I, Countess of Burgundy, daughter of Renaud III, count of Burgundy, and brother of the emperor Henry VI...
, Rudolf of Habsburg) or the day of the coronation (
Otto IVOtto IV of Brunswick was one of two rival kings of the Holy Roman Empire from 1198 on, sole king from 1208 on, and emperor from 1209 on. The only king of the Welf dynasty, he incurred the wrath of Pope Innocent III and was excommunicated in 1215.-Early life:Otto was the third son of Henry the...
, Henry VII, Louis IV, Charles IV). The election day became the starting date permanently with Sigismund.
Ultimately,
Maximilian IMaximilian I , the son of Frederick III, Holy Roman Emperor and Eleanor of Portugal, was King of the Romans from 1486 and Holy Roman Emperor from 1493 until his death, though he was never in fact crowned by the Pope, the journey to Rome always being too risky...
changed the style of the emperor in 1508, with papal approval: after his German coronation, his style was Dei gratia Romanorum imperator electus semper augustus. That is, he was "emperor elect": a term that did not imply that he was emperor-in-waiting or not yet fully emperor, but only that he was emperor by virtue of the election rather than papal coronation (by tradition, the style of rex Romanorum electus was retained between the election and the German coronation). At the same time, the custom of having the heir-apparent elected as king of the Romans in the emperor's lifetime resumed. For this reason, the title king of the Romans (
rex Romanorum, sometimes king of the Germans or
rex Teutonicorum) came to mean heir-apparent, the successor elected while the emperor was still alive.
Carolingian age, 843–911
The tripartite division of the Carolingian Empire effected by the Treaty of Verdun was challenged very early on with the death of the Emperor Lothair I in 855. He had divided his kingdom of
Middle FranciaMiddle Francia was an ephemeral Frankish kingdom created by the Treaty of Verdun in 843, which divided the Carolingian Empire among the sons of Louis the Pious...
between his three sons and immediately the northernmost of the three divisions,
LotharingiaLotharingia was a region in northwest Europe, comprising the Low Countries, the western Rhineland, the lands today on the border between France and Germany, and what is now western Switzerland. It was born of the tripartite division in 855, of the kingdom of Middle Francia, itself formed of the...
, was disputed between the kings of East and West Francia. The war over Lotharingia lasted until 925.
Lothair II of LotharingiaLothair II was the second son of Emperor Lothair I and Ermengarde of Tours. He was married to Teutberga, daughter of Boso the Elder. He is the namesake of the Lothair Crystal, which he probably commissioned, and of the Cross of Lothair, which was made over a century after his death but...
died in 869 and the
Treaty of MeerssenThe Treaty of Meerssen or Mersen was a partition treaty of the Carolingian Empire concluded on 8 August 870 by the two surviving sons of Emperor Louis the Pious, King Charles the Bald of West Francia and Louis the German of East Francia, at Meerssen north of Maastricht, in the present-day...
(870) divided his kingdom between East and West Francia, but the West Frankish sovereigns relinquished their rightful portion to East Francia by the
Treaty of RibemontThere are two Treaties of Ribemont, the first is from 880 and the second is from 1179.-The treaty of 880:The Treaty of Ribemont in 880 was the last treaty on the partitions of the Frankish Empire...
in 880. Ribemont determined the border between France and Germany until the fourteenth century. The Lotharingian nobility tried to preserve their independence of East of West Frankish rule by switching allegiance at will with the death of king
Louis the ChildLouis the Child , sometimes called Louis IV or Louis III, was the last Carolingian ruler of East Francia....
in 911, but in 925 Lotharingia was finally ceded to East Francia by
Rudolph of West FranciaRudolph was the Duke of Burgundy between 921 and 923 and King of Western Francia from thereafter to his death. Rudolph inherited the duchy of Burgundy from his father, Richard the Justiciar...
and it thereafter formed the Duchy of Lorraine within the East Frankish kingdom.
East Francia was itself divided into three parts at the death of
Louis the GermanLouis the German , also known as Louis II or Louis the Bavarian, was a grandson of Charlemagne and the third son of the succeeding Frankish Emperor Louis the Pious and his first wife, Ermengarde of Hesbaye.He received the appellation 'Germanicus' shortly after his death in recognition of the fact...
(875). Traditionally referred to as "Saxony", "Bavaria", and "Swabia" (or "Alemannia"), these kingdoms were ruled by the three sons of Louis in cooperation and were reunited by
Charles the FatCharles the Fat was the King of Alemannia from 876, King of Italy from 879, western Emperor from 881, King of East Francia from 882, and King of West Francia from 884. In 887, he was deposed in East Francia, Lotharingia, and possibly Italy, where the records are not clear...
in 882. Regional differences existed between the peoples of the different regions of the kingdom and the each region could be readily described by contemporaries as a
regnum, though each was certainly not a kingdom of its own. The common Germanic language and the tradition of common rule dating to 843 preserved political ties between the different
regna and prevented the kingdom from coming apart after the death of Charles the Fat. The work of Louis the German to maintain his kingdom and give it a strong royal government also went a long way to creating an East Frankish (i.e. German) state.
Stem duchies
Within East Francia were large duchies, sometimes called kingdoms (
regna) after their former status, which had a certainly level of internal solidarity. Early among these were
SaxonyThe medieval Duchy of Saxony was a late Early Middle Ages "Carolingian stem duchy" covering the greater part of Northern Germany. It covered the area of the modern German states of Bremen, Hamburg, Lower Saxony, North Rhine-Westphalia, and Saxony-Anhalt and most of Schleswig-Holstein...
and
BavariaThe Duchy of Bavaria was the only one of the stem duchies from the earliest days of East Francia and the Kingdom of Germany to preserve both its name and most of its territorial extent....
, which had been conquered by
CharlemagneCharlemagne was King of the Franks from 768 and Emperor of the Romans from 800 to his death in 814. He expanded the Frankish kingdom into an empire that incorporated much of Western and Central Europe. During his reign, he conquered Italy and was crowned by Pope Leo III on 25 December 800...
. In German historiography they are called the
jüngere Stammesherzogtümer, or "more recent tribal duchies", although the term "stem duchies" is common in English. The duchies are often called "younger" (newer, more recent, etc.) in order to distinguish them from the older duchies which were vassal-states of the Merovingian monarchs. Historian
Herwig WolframHerwig Wolfram is an Austrian historian. Professor emeritus at the University of Vienna, from 1983 until 2002 he was Director of the Austrian Institute for Historical Research ....
denied any real distinction between older and younger stem duchies, or between the stem duchies of Germany and similar territorial principalities in other parts of the Carolingian empire:
I am attempting to refute the whole hallowed doctrine of the difference between the beginnings of the West-Frankish, "French", principautés territoriales, and the East-Frankish, "German," stem-duchies. . . Certainly, their names had already appeared during the MigrationsThe Migration Period, also called the Barbarian Invasions , was a period of intensified human migration in Europe that occurred from c. 400 to 800 CE. This period marked the transition from Late Antiquity to the Early Middle Ages...
. Yet, their political institutional, and biological structures had more often than not thoroughly changed. I have, moreover, refuted the basic difference between the so-called älteres Stammesfürstentum [older tribal principalities] and jüngeres Stammesfürstentum [newer tribal principalities], since I consider the duchies before and after Charlemagne to have been basically the same Frankish institution. . .
Although it was frequently thought that these duchies were "tribal" because their people shared a common descent ("stem"), their cohesion is better explained by their being governed as units over long periods of time, allowing a sense of solidarity, shared customs and a presumption of common descent to develop. By the tenth and twelfth centuries, respectively, Saxony and Bavaria had adopted descent myths, although they may have existed much earlier. The duchies of
FranconiaThe Duchy of Franconia was one of the stem duchies of Germany during the formative period of the Holy Roman Empire in the 10th century, part of former Frankish Austrasia.But unlike the others Franconia did not evolve into a stable political entity...
and
SwabiaSwabia was one of the five stem duchies of the medieval German kingdom, and its dukes were thus among the most powerful magnates of Germany.-History:...
are also usually counted as among the newer stem duchies, as sometimes is
ThuringiaThe Duchy of Thuringia was an eastern frontier march of the Merovingian kingdom of Austrasia, established by Dagobert I after his victory over the Slavic confederation of Samo at the Battle of Wogastisburg in 631/2...
. As the boundaries of the duchies changed, "loyalties and myths changed accodingly".
During the Second World War, the impetus for the creation of the stem duchies was being debated among German specialists. While Gerd Tellenbach emphasised the role of the kings in the formation of the German kingdom, against Martin Lintzel and Walter Schlesinger, who emphasised the people led by the dukes, he also emphasised the role of the duke in the formation of the stem duchies, in language reminiscent of the Third Reich: "The stem duchy did not arise out of the will of the leaderless [
führerlosen] stem but rather out of the duke's determination to rule. The duke himself was the political organization of the hitherto unorganized and leaderless [
führerlosen] stem."
After the death of the last Carolingian,
Louis the ChildLouis the Child , sometimes called Louis IV or Louis III, was the last Carolingian ruler of East Francia....
, in 911, the stem duchies acknowledged the unity of the kingdom. The dukes gathered and elected
Conrad IConrad I , called the Younger, was Duke of Franconia from 906 and King of Germany from 911 to 918, the only king of the Conradine dynasty...
to be their king. According to Tellenbach's thesis, the dukes created the duchies during Conrad's reign. No duke attempted to set up an independent kingdom. Even after the death of Conrad in 918, when the election of Henry the Fowler was disputed, his rival,
Arnulf, Duke of BavariaArnulf , called the Bad or the Evil , was the duke of Bavaria from 907 until his death. He was a member of the Luitpolding dynasty....
, did not establish a separate kingdom but claimed the whole, before being forced by Henry to submit to royal authority. Henry may even have promulgated a law stipulating that the kingdom would thereafter be united. Arnulf continued to rule it like a king even after his submission, but after his death in 937 it was quickly brought under royal control by Henry's son Otto the Great. The Ottonians worked to preserve the duchies as offices of the crown, but by the reign of Henry IV the dukes had made them functionally hereditary.
Saxons and Salians, 911–1125
Any firm distinction between the kingdoms of
Eastern FranciaEast Francia , also known as the Kingdom of the East Franks or Francia Orientalis, was the realm allotted to Louis the German by the 843 Treaty of Verdun...
and Germany is to some extent the product of later retrospection. It is impossible to base this distinction on primary sources, as Eastern Francia remains in use long after Kingdom of Germany comes into use. The 12th century imperial historian Otto von Freising reported that the election of Henry the Fowler was regarded as marking the beginning of the kingdom, though Otto himself disagreed with this. Thus:
From this point some reckon a kingdom of the Germans as supplanting that of the Franks. Hence, they say that Pope Leo in the decrees of the popes, called Henry's son Otto the first king of the Germans. For that Henry of whom we are speaking refused, it is said, the honor offered by the supreme pontiff. But it seems to me that the kingdom of the Germans — which today, as we see, has possession of Rome — is a part of the kingdom of the Franks. For, as is perfectly clear in what precedes, at the time of Charles the boundaries of the kingdom of the Franks included the whole of Gaul and all Germany, from the Rhine to Illyricum. When the realm was divided between his son's sons, one part was called eastern, the other western, yet both together were called the Kingdom of the Franks. So then in the eastern part, which is called the Kingdom of the Germans, Henry was the first of the race of Saxons to succeed to the throne when the line of Charles failed ... [western Franks discussed] ... Henry's son Otto, because he restored to the German East Franks the empire which had been usurped by the Lombards, is called the first king of the Germans — not, perhaps, because he was the first king to reign among the Germans.
It is here and elsewhere that Otto distinguishes the first German king (Henry I) and the first German king to hold imperial power (Otto I).
In 1028, after his coronation as Emperor in 1027,
Conrad IIConrad II was Holy Roman Emperor from 1027 until his death.The son of a mid-level nobleman in Franconia, Count Henry of Speyer and Adelaide of Alsace, he inherited the titles of count of Speyer and of Worms as an infant when Henry died at age twenty...
had his son,
Henry IIIHenry III , called the Black or the Pious, was a member of the Salian Dynasty of Holy Roman Emperors...
, elected King of Germany by the prince electors. When, in 1035, Conrad attempted to depose
AdalberoAdalbero of Eppenstein was Duke of Carinthia from 1011 or 1012 until 1035. He succeeded Duke Conrad I from the Salian dynasty....
,
Duke of CarinthiaThe Duchy of Carinthia was a duchy located in southern Austria and parts of northern Slovenia. It was separated from the Duchy of Bavaria in 976, then the first newly created Imperial State beside the original German stem duchies....
, Henry, acting on the advice of his tutor, Egilbert, Bishop of Freising, refused to allow it, as Adalbero was a vassal of the King of Germany, not the Emperor. The German magnates, having legally elected Henry, would not recognise the deposition unless their king did also. After many angry protests, Conrad finally knelt before his son and pleaded for his desired consent, which was finally given.
In German
- Beumann, H., "Die Bedeutung des Kaisertums für die Entstehung der deutschen Nation im Spiegel der Bezeichnungen von Reich und Herrscher", in Nationes, 1 (1978), pp 317–366
- Reindal, R., "Herzog Arnulf und das Regnum Bavariae", in Zeitschrift für bayerische Landesgeschichte, 17 (1954), pp 187–252