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Hückel method



 
 
The Hückel method or Hückel molecular orbital method (HMO) proposed by Erich Hückel
Erich Hückel

Erich Armand Arthur Joseph H?ckel was a Germany physics and physical chemistry. He is known for two major contributions:*The Debye-H?ckel theory of electrolyte solutions...
 in 1930, is a very simple linear combination of atomic orbitals molecular orbitals (LCAO MO) method for the determination of energies of molecular orbital
Molecular orbital

In chemistry, a molecular orbital is a mathematical function that describes the wave-like behavior of an electron in a molecule. This function can be used to calculate chemical and physical properties such as the probability of finding an electron in any specific region....
s of pi electrons in conjugated hydrocarbon systems, such as ethene, benzene
Benzene

Benzene, or benzol, is an organic compound chemical compound and a known carcinogen with the molecular formula Carbon6Hydrogen6....
 and butadiene. It is the theoretical basis for the Hückel's rule
Hückel's rule

In organic chemistry, H?ckel's rule estimates whether a planar ring molecule will have aromatic properties. The quantum mechanical basis for its formulation was first worked out by physical chemistry Erich H?ckel in 1931....
; the extended Hückel method developed by Roald Hoffmann
Roald Hoffmann

Roald Hoffmann is a Polish-American theoretical chemist who won the 1981 Nobel Prize in Chemistry. He currently teaches at Cornell University in Ithaca, New York....
 is the basis of the Woodward-Hoffmann rules
Woodward-Hoffmann rules

The Woodward?Hoffmann rules devised by Robert Burns Woodward and Roald Hoffmann are a set of rules in organic chemistry predicting the stereochemistry of pericyclic reactions based on orbital symmetry....
 .






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The Hückel method or Hückel molecular orbital method (HMO) proposed by Erich Hückel
Erich Hückel

Erich Armand Arthur Joseph H?ckel was a Germany physics and physical chemistry. He is known for two major contributions:*The Debye-H?ckel theory of electrolyte solutions...
 in 1930, is a very simple linear combination of atomic orbitals molecular orbitals (LCAO MO) method for the determination of energies of molecular orbital
Molecular orbital

In chemistry, a molecular orbital is a mathematical function that describes the wave-like behavior of an electron in a molecule. This function can be used to calculate chemical and physical properties such as the probability of finding an electron in any specific region....
s of pi electrons in conjugated hydrocarbon systems, such as ethene, benzene
Benzene

Benzene, or benzol, is an organic compound chemical compound and a known carcinogen with the molecular formula Carbon6Hydrogen6....
 and butadiene. It is the theoretical basis for the Hückel's rule
Hückel's rule

In organic chemistry, H?ckel's rule estimates whether a planar ring molecule will have aromatic properties. The quantum mechanical basis for its formulation was first worked out by physical chemistry Erich H?ckel in 1931....
; the extended Hückel method developed by Roald Hoffmann
Roald Hoffmann

Roald Hoffmann is a Polish-American theoretical chemist who won the 1981 Nobel Prize in Chemistry. He currently teaches at Cornell University in Ithaca, New York....
 is the basis of the Woodward-Hoffmann rules
Woodward-Hoffmann rules

The Woodward?Hoffmann rules devised by Robert Burns Woodward and Roald Hoffmann are a set of rules in organic chemistry predicting the stereochemistry of pericyclic reactions based on orbital symmetry....
 . It was later extended to conjugated molecules such as pyridine
Pyridine

Pyridine is a simple and important heterocyclic aromatic organic compound with the formula CarbonHydrogenNitrogen. This colorless liquid with a distinctive fish-like odor is structurally related to benzene, wherein one CH group in the six-membered ring is replaced by a nitrogen atom....
, pyrrole
Pyrrole

Pyrrole, or pyrrol, is a heterocyclic aromatic organic compound, a five-membered ring with the chemical formula carbon4hydrogen4nitrogenH....
 and furan
Furan

Furan, also known as furane and furfuran, is a Heterocyclic compound organic compound. It is typically derived by the thermal decomposition of pentose-containing materials, cellulosic solids especially pine-wood....
 that contain atoms other than carbon, known in this context as heteroatoms.

It is a very powerful educational tool and details appear in many chemistry textbooks.

Hückel characteristics


The method has several characteristics:
  • It limits itself to conjugated
    Conjugated system

    A conjugated system occurs in an organic compound where atoms covalently Chemical bond with alternating single and multiple bonds and influence each other to produce a region called electron delocalization....
     hydrocarbons
  • Only pi electron MO's are included because these determine the general properties of these molecules and the sigma electrons are ignored. This is referred to as sigma-pi separability.
  • The method takes as inputs the LCAO MO Method, the Schrödinger equation
    Schrödinger equation

    In physics, especially quantum mechanics, the Schr?dinger equation is an equation that describes how the quantum state of a physical system changes in time....
     and simplifications based on orbital symmetry considerations. Interestingly the method does not take in any physical constants.
  • The method predicts how many energy levels exist for a given molecule, which levels are degenerate
    Degenerate energy level

    In physics two or more different physical states are said to be degenerate if they are all at the same energy level. Physical states differ if and only if they are linearly independent....
     and it expresses the MO energies as the sum of two other energy terms called alpha, the energy of an electron in a 2p-orbital and beta, an interaction energy between two p orbitals which are still unknown but importantly have become independent of the molecule. In addition it enables calculation of charge density
    Charge density

    The linear, surface, or volume charge density is the amount of electric charge in a line , surface, or volume. It is measured in coulombs per metre , square metre , or cubic metre , respectively....
     for each atom in the pi framework, the bond order
    Bond order

    Bond order is the number of bonds between a pair of atoms. For example in nitrogen N=N the bond order is 3, in acetylene H-C=C-H the bond order between the two carbon atoms is also 3 and the C-H bond order is 1....
     between any two atoms and the overall molecular dipole moment.


Hückel results

The results for a few simple molecules are tabulated below:
MoleculeEnergy Frontier orbital HOMO - LUMO energy gap
Ethylene
Ethylene

Ethylene is the chemical compound with the formula C2H4. It is the simplest alkene. Because it contains a carbon-carbon double bond, ethylene is called an unsaturated hydrocarbon or an olefin....
E1 = a - ß LUMO -2ß
E2 = a + ß HOMO  
ButadieneE1 = a + 1.62ß  
E2 = a + 0.62ß HOMO -1.24ß
E3 = a - 0.62ß LUMO  
E4 = a - 1.62ß  
Benzene
Benzene

Benzene, or benzol, is an organic compound chemical compound and a known carcinogen with the molecular formula Carbon6Hydrogen6....
E1 = a + 2ß  
E2 = a + ß  
E3 = a + ß HOMO -2ß
E4 = a - ß LUMO  
E5 = a - ß  
E6 = a - 2ß  
Cyclobutadiene
Cyclobutadiene

Cyclobutadiene is the smallest [n]-annulene , an extremely unstable hydrocarbon having a lifetime shorter than five seconds in the free state....
E1 = a + 2ß  
E2 = a SOMO 0
E3 = a SOMO  
E4 = a - 2ß  
Table 1. Hückel method results Lowest energies op top a and ß are both negative values


The theory predicts two energy levels for ethylene
Ethylene

Ethylene is the chemical compound with the formula C2H4. It is the simplest alkene. Because it contains a carbon-carbon double bond, ethylene is called an unsaturated hydrocarbon or an olefin....
 with its two pi electrons filling the low-energy HOMO
Homo

Homo may refer to:In science:* Homo , the genus including modern humans and closely related species such as Neanderthals* Highest Occupied Molecular Orbital, in chemistry: see HOMO/LUMO...
 and the high energy LUMO
Lumo

Lumo is a 2007 documentary film about twenty-year-old Lumo Sinai, a woman who fell victim to "Africa's First World War." While returning home one day, Lumo and another woman were gang-raped by a group of soldiers fighting for control of the Congo during the 1994 Rwandan genocide....
 remaining empty. In butadiene the 4 pi electrons occupy 2 low energy MO's out of a total of 4 and for benzene
Benzene

Benzene, or benzol, is an organic compound chemical compound and a known carcinogen with the molecular formula Carbon6Hydrogen6....
 6 energy levels are predicted two of them degenerate
Degenerate energy level

In physics two or more different physical states are said to be degenerate if they are all at the same energy level. Physical states differ if and only if they are linearly independent....
.

For linear and cyclic systems (with n atoms), general solutions exist .

Linear:

Cyclic:

Many predictions have been experimentally verified:
  • The HOMO - LUMO gap in terms of the ß constant correlates directly with the respective molecular electronic transition
    Molecular electronic transition

    Molecular electronic transitions take place when valence electrons in a molecule are excited from one energy level to a higher energy level. The energy change associated with this transition provides information on the structure of a molecule and determines many molecular properties such as color....
    s observed with UV/VIS spectroscopy. For linear polyene
    Polyene

    Polyenes are poly-Saturation organic compounds that contain one or more sequences of alternating double and single carbon-carbon bonds. These double carbon-carbon bonds interact in a process known as Conjugated system, which results in an overall lower energy state of the molecule....
    s the energy gap is given as:
from which a value for ß can be obtained between -60 and -70 kcal
Calorie

The calorie is a pre-SI metric system unit of energy. The unit was first defined by Professor Nicolas Cl?ment in 1824 as a unit of heat. This definition entered French and English dictionaries between 1841 and 1867....
/mol
Mole (unit)

The mole is a Units of measurement of amount of substance: it is an SI base unit, and one of the few units used to measure this physical quantity....
 (-250 to -290 kJ/mol).
  • The predicted MO energies as stipulated by Koopmans' theorem
    Koopmans' theorem

    Koopmans' theorem is an approximation in molecular orbital theory, such as density functional theory, or Hartree-Fock theory, in which the first ionization energy of a molecule is equal to the energy multiplied by -1, of the highest occupied molecular orbital , and the electron affinity is the negative of the energy of the lowest unoccupied,...
     correlate with photoelectron spectroscopy.
  • The Hückel delocalization energy correlates with the experimental heat of combustion
    Heat of combustion

    The heat of combustion is the energy released as heat when one mol of a compound undergoes complete combustion with oxygen. The chemical reaction is typically a hydrocarbon reacting with oxygen to form carbon dioxide, water and heat....
    . This energy is defined as the difference between the total predicted pi energy (in benzene 8ß) and a hypothetical pi energy in which all ethylene units are assumed isolated each contributing 2ß (making benzene 3 x 2ß = 6ß).
  • Molecules with MO's paired up such that only the sign differs (for example a+/-ß) are called alternant hydrocarbons and have in common small molecular dipole moments. This is in contrast to non-alternant hydrocarbons such as azulene
    Azulene

    Azulene is an organic compound and a hydrocarbon. It is an isomer of naphthalene but its physical properties are quite different. Naphthalene is a white crystalline solid whereas azulene, whose name is derived from the Spanish word azul, meaning "blue", is a dark blue crystalline solid used in many cosmetics....
     and fulvene
    Fulvene

    Fulvene is one of several hydrocarbons with the same formula as benzene, C6H6. Fulvenes include the derivatives of this simple hydrocarbon, which itself is rarely encountered....
     that have large dipole moments. The Hückel-theory is more accurate for alternant hydrocarbons.
  • For cyclobutadiene
    Cyclobutadiene

    Cyclobutadiene is the smallest [n]-annulene , an extremely unstable hydrocarbon having a lifetime shorter than five seconds in the free state....
     the theory predicts that the two high-energy electrons occupy a degenerate pair of MO's that are neither stabilized or destabilized. Hence the square molecule would be a very reactive triplet diradical
    Diradical

    A diradical in organic chemistry is a molecule with two electrons occupying two degenerate molecular orbitals . They are known by their higher reactivities and shorter lifetimes....
     (the ground state is actually rectangular without degenerate orbitals). In fact, all cyclic conjugated hydrocarbons with a total of 4n pi electrons share this MO pattern and this form the basis of Hückel's rule
    Hückel's rule

    In organic chemistry, H?ckel's rule estimates whether a planar ring molecule will have aromatic properties. The quantum mechanical basis for its formulation was first worked out by physical chemistry Erich H?ckel in 1931....
    .


Mathematics behind the Hückel Method

The Hückel method can be derived from the Ritz method
Ritz method

In physics, the Ritz method is a variational method named after Walter Ritz.In quantum mechanics, a system of particles can be described in terms of an "energy functional" or Hamiltonian, which will measure the energy of any proposed configuration of said particles....
 with a few further assumptions concerning the overlap matrix S and the Hamiltonian matrix H.

It is assumed that the overlap matrix S is the identity Matrix. This means that overlap between the orbitals is neglected and the orbitals are considered orthogonal. Then the generalised eigenvalue problem of the Ritz method turns into an eigenvalue problem.

The Hamiltonian matrix H = (Hij) is parametrised in the following way:

Hii = a for C atoms and a + hA ß for other atoms A.

Hij = ß if the two atoms are next to each other and both C, and kAB ß for other neighbouring atoms A and B.

Hij = 0 in any other case

The orbitals are the eigenvectors and the energies are the eigenvalues of the Hamiltonian matrix. If the substance is a pure hydrocarbon the problem can be solved without any knowledge about the parameters. For heteroatom systems, such as pyridine, values of hA and kAB have to be specified.

Hückel solution for ethylene

In the Hückel treatment for ethylene
Ethylene

Ethylene is the chemical compound with the formula C2H4. It is the simplest alkene. Because it contains a carbon-carbon double bond, ethylene is called an unsaturated hydrocarbon or an olefin....
 , the molecular orbital
Molecular orbital

In chemistry, a molecular orbital is a mathematical function that describes the wave-like behavior of an electron in a molecule. This function can be used to calculate chemical and physical properties such as the probability of finding an electron in any specific region....
  is a linear combination of the 2p atomic orbital
Atomic orbital

An atomic orbital is a mathematical function that describes the wave-like behavior of an electron in an atom. This function can be used to calculate the probability of finding any electron of an atom in any specific region around the atom's nucleus....
s at carbon with their ratio's :

This equation is substituted in the Schrödinger equation
Schrödinger equation

In physics, especially quantum mechanics, the Schr?dinger equation is an equation that describes how the quantum state of a physical system changes in time....
:

with the Hamiltonian
Hamiltonian

Hamiltonian may refer toIn mathematics:* Hamiltonian system* Hamiltonian path, in graph theory* Hamiltonian group, in group theory* Hamiltonian ...
 and the energy corresponding to the molecular orbital

to give:

This equation is multiplied by and integrated
Integral

Integration is an important concept in mathematics, specifically in the field of calculus and, more broadly, mathematical analysis. Given a function ƒ of a Real number variable x and an interval [ab] of the real line, the integral...
 to give new set of equations:

where:

All diagonal Hamiltonian integrals are called coulomb integrals and those of type , where atoms i and j are connected, are called resonance integrals with these relationships:

Other assumptions are that the overlap integral between the two atomic orbitals is 0

leading to these two homogeneous equations:

with a total of five variables. After converting this set to matrix
Matrix (mathematics)

In mathematics, a matrix is a rectangular array of numbers, as shown at the right. In addition to a number of elementary, entrywise operations such as matrix addition a key notion is matrix multiplication....
 notation:

the trivial
Trivial (mathematics)

In mathematics, the term trivial is frequently used for Category theory that have a very simple structure. For non-mathematicians, they are sometimes more difficult to visualize or understand than other, more complicated objects....
 solution gives both wavefunction coefficients c equal to zero which is not useful so the other (non-trivial) solution is :

which can be solved by expanding its determinant
Determinant

In algebra, a determinant is a function depending on n that associates a scalar , det, to an n?n square matrix A. The fundamental geometric meaning of a determinant is a scale factor for measure when A is regarded as a linear transformation....
:

or

and

After normalization the coefficients are obtained:

The constant ß in the energy term is negative and therefore a + ß is the lower energy corresponding to the HOMO
Homo

Homo may refer to:In science:* Homo , the genus including modern humans and closely related species such as Neanderthals* Highest Occupied Molecular Orbital, in chemistry: see HOMO/LUMO...
 and is a - ß the LUMO
Lumo

Lumo is a 2007 documentary film about twenty-year-old Lumo Sinai, a woman who fell victim to "Africa's First World War." While returning home one day, Lumo and another woman were gang-raped by a group of soldiers fighting for control of the Congo during the 1994 Rwandan genocide....
 energy.

External links

  • Hückel method @ chem.swin.edu.au


Further reading

  • The HMO-Model and its applications: Basis and Manipulation, E. Heilbronner and H. Bock, English translation, 1976, Verlag Chemie.
  • The HMO-Model and its applications: Problems with Solutions, E. Heilbronner and H. Bock, English translation, 1976, Verlag Chemie.
  • The HMO-Model and its applications: Tables of Hückel Molecular Orbitals , E. Heilbronner and H. Bock, English translation, 1976, Verlag Chemie.