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Generative grammar



 
 
In theoretical linguistics
Theoretical linguistics

Theoretical linguistics is the branch of linguistics that is most concerned with developing models of linguistic knowledge. The fields that are generally considered the core of theoretical linguistics are syntax, phonology, morphology , and semantics....
, generative grammar refers to a particular approach to the study of syntax
Syntax

In linguistics, syntax is the study of the principles and rules for constructing Sentence s in natural languages. In addition to referring to the discipline, the term syntax is also used to refer directly to the rules and principles that govern the sentence structure of any individual language, as in "the Irish syntax"....
. A generative grammar of a language attempts to give a set of rules that will correctly predict which combinations of words will form grammatical sentences. In most approaches to generative grammar, the rules will also predict the morphology
Morphology (linguistics)

Morphology is the identification, analysis and description of structure of words . While words are generally accepted as being the smallest units of syntax, it is clear that in most languages, words can be related to other words by rules....
 of a sentence.

Generative grammar originates in the work of Noam Chomsky
Noam Chomsky

Avram Noam Chomsky is an United States linguistics, philosopher, cognitive science, political activist, author, and lecturer. He is an Institute Professor emeritus and professor emeritus of linguistics at the Massachusetts Institute of Technology....
, beginning in the late 1950s.






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In theoretical linguistics
Theoretical linguistics

Theoretical linguistics is the branch of linguistics that is most concerned with developing models of linguistic knowledge. The fields that are generally considered the core of theoretical linguistics are syntax, phonology, morphology , and semantics....
, generative grammar refers to a particular approach to the study of syntax
Syntax

In linguistics, syntax is the study of the principles and rules for constructing Sentence s in natural languages. In addition to referring to the discipline, the term syntax is also used to refer directly to the rules and principles that govern the sentence structure of any individual language, as in "the Irish syntax"....
. A generative grammar of a language attempts to give a set of rules that will correctly predict which combinations of words will form grammatical sentences. In most approaches to generative grammar, the rules will also predict the morphology
Morphology (linguistics)

Morphology is the identification, analysis and description of structure of words . While words are generally accepted as being the smallest units of syntax, it is clear that in most languages, words can be related to other words by rules....
 of a sentence.

Generative grammar originates in the work of Noam Chomsky
Noam Chomsky

Avram Noam Chomsky is an United States linguistics, philosopher, cognitive science, political activist, author, and lecturer. He is an Institute Professor emeritus and professor emeritus of linguistics at the Massachusetts Institute of Technology....
, beginning in the late 1950s. (Early versions of Chomsky's theory were called transformational grammar
Transformational grammar

In linguistics, a transformational grammar, or transformational-generative grammar , is a generative grammar, especially of a natural language, that has been developed in a Noam Chomsky tradition....
, and this term is still used as a collective term that includes his subsequent theories.) There are a number of competing versions of generative grammar currently practiced within linguistics
Linguistics

Linguistics is the science study of natural language. Linguistics encompasses a number of sub-fields. An important topical division is between the study of language structure and the study of Meaning ....
. Chomsky's current theory is known as the Minimalist Program. Other prominent theories include or have included Head-driven phrase structure grammar
Head-driven phrase structure grammar

Head-driven phrase structure grammar is a highly lexicalized, non-derivational generative grammar theory developed by Carl Pollard and Ivan Sag ....
, Lexical functional grammar
Lexical functional grammar

Lexical functional grammar is a grammar framework in theoretical linguistics, a variety of generative grammar. The development of the theory was initiated by Joan Bresnan and Ronald Kaplan in the 1970s, in reaction to the direction research in the area of transformational grammar had begun to take....
, Categorial grammar
Categorial grammar

Categorial grammar is a term used for a family of formalisms in natural language syntax motivated by the principle of compositionality and organized according to the view that syntactic constituents should generally combine as grammatical functions or according to a function-argument relationship....
, Relational grammar
Relational grammar

In linguistics, Relational Grammar is a syntactic theory which argues that grammatical relations provide the ideal means to state transformational rules in universal terms....
, and Tree-adjoining grammar
Tree-adjoining grammar

Tree-adjoining grammar is a grammar formalism defined by Aravind Joshi. Tree-adjoining grammars are somewhat similar to context-free grammars, but the elementary unit of rewriting is the tree rather than the symbol....
.

Noam Chomsky
Noam Chomsky

Avram Noam Chomsky is an United States linguistics, philosopher, cognitive science, political activist, author, and lecturer. He is an Institute Professor emeritus and professor emeritus of linguistics at the Massachusetts Institute of Technology....
 has argued that many of the properties of a generative grammar arise from an "innate" universal grammar
Universal grammar

Universal grammar is a theory of linguistics postulating principles of grammar shared by all languages, thought to be innate to humans . It attempts to explain language acquisition in general, not describe specific languages....
. Proponents of generative grammar have argued that most grammar is not the result of communicative function and is not simply learned from the environment (see poverty of stimulus argument). In this respect, generative grammar takes a point of view different from Cognitive grammar
Cognitive grammar

Cognitive grammar is a cognitive approach to language developed since 1976 by Ronald Langacker. Langacker develops the central ideas of cognitive grammar in his seminal, two-volume Foundations of cognitive grammar, which became a major departure point for the emerging field of Cognitive Linguistics....
, functional
Functional grammar

A range of grammatical function-based approaches to the scientific study of language have been termed "functional". The grammar model developed by Simon C....
 and behaviourist theories.

Most versions of generative grammar characterize sentences as either grammatically correct (also known as well formed) or not. The rules of a generative grammar typically function as an algorithm
Algorithm

In mathematics, computing, linguistics and related subjects, an algorithm is a sequence of finite instructions, often used for calculation and data processing....
 to predict grammaticality as a discrete (yes-or-no) result. In this respect, it differs from stochastic grammar
Stochastic grammar

A stochastic grammar is a grammar framework with a probabilistic notion of grammaticality:*Stochastic context-free grammar*Statistical parsing...
 which considers grammaticality as a probabilistic variable. However, some work in generative grammar (e.g. recent work by Joan Bresnan
Joan Bresnan

Joan Wanda Bresnan is Professor of Linguistics at Stanford University. She is best known as one of the architects of the theoretical framework of Lexical functional grammar....
) uses stochastic versions of Optimality theory
Optimality theory

Optimality Theory is a Linguistics model proposing that the observed forms of language arise from the interaction between conflicting constraints....
.

Frameworks

There are a number of different approaches to generative grammar. Common to all is the effort to come up with a set of rules or principles that will account for the well-formed expressions of a natural language
Natural language

In the philosophy of language, a natural language is a language that is spoken, Sign language, or writing by humans for general-purpose communication, as distinguished from formal languages and from constructed languages....
. The term generative grammar has been associated with at least the following schools of linguistics:

  • Transformational grammar
    Transformational grammar

    In linguistics, a transformational grammar, or transformational-generative grammar , is a generative grammar, especially of a natural language, that has been developed in a Noam Chomsky tradition....
     (TG)
    • Standard Theory (ST)
    • Extended Standard Theory (EST)
    • Revised Extended Standard Theory (REST)
    • Principles and Parameters Theory
      Principles and parameters

      Principles and parameters is a framework in generative linguistics. Principles and parameters was largely formulated by the linguists Noam Chomsky and Howard Lasnik, though it was the culmination of the research of many linguists....
       (P&P)
      • Government and Binding Theory
        Government and binding theory

        Government and binding is a theory of syntax in the tradition of transformational grammar developed principally by Noam Chomsky in the 1980s. This theory is a radical revision of his earlier theories and was later revised in The Minimalist Program and several subsequent papers, the latest being Three Factors in Language Design ....
         (GB)
      • Minimalist Program (MP)


  • Monostratal (or non-transformational) grammars
    • Relational Grammar
      Relational grammar

      In linguistics, Relational Grammar is a syntactic theory which argues that grammatical relations provide the ideal means to state transformational rules in universal terms....
       (RG)
    • Lexical-Functional Grammar
      Lexical functional grammar

      Lexical functional grammar is a grammar framework in theoretical linguistics, a variety of generative grammar. The development of the theory was initiated by Joan Bresnan and Ronald Kaplan in the 1970s, in reaction to the direction research in the area of transformational grammar had begun to take....
       (LFG)
    • Generalized Phrase Structure Grammar
      Generalised phrase structure grammar

      Generalised phrase structure grammar is a framework for describing the syntax and semantics of natural languages. GPSG was initially developed in the late 1970s by Gerald Gazdar....
       (GPSG)
    • Head-Driven Phrase Structure Grammar
      Head-driven phrase structure grammar

      Head-driven phrase structure grammar is a highly lexicalized, non-derivational generative grammar theory developed by Carl Pollard and Ivan Sag ....
       (HPSG)
    • Categorial Grammar
      Categorial grammar

      Categorial grammar is a term used for a family of formalisms in natural language syntax motivated by the principle of compositionality and organized according to the view that syntactic constituents should generally combine as grammatical functions or according to a function-argument relationship....
    • Tree-Adjoining Grammar
      Tree-adjoining grammar

      Tree-adjoining grammar is a grammar formalism defined by Aravind Joshi. Tree-adjoining grammars are somewhat similar to context-free grammars, but the elementary unit of rewriting is the tree rather than the symbol....


Historical development of models of transformational grammar


Generative grammar has been under development since the late 1950s, and has undergone many changes in the types of rules and representations that are used to predict grammaticality. In tracing the historical development of ideas within generative grammar, it is useful to refer to various stages in the development of the theory.

Standard Theory (1957-1965)
The so-called Standard Theory corresponds to the original model of generative grammar laid out in Chomsky (1965). A core aspect of Standard Theory is a distinction between two different representations of a sentence, called Deep Structure
Deep structure

In Linguistics In linguistics, and especially the study of syntax, the deep structure of a linguistic expression is a theoretical construct that seeks to unify several related structures....
 and Surface Structure
Surface structure

In the field of linguistics, specifically in syntax, surface structure refers to the mental representation of a linguistic expression, derived from deep structure by transformational grammar....
. The two representations are linked to each other by Transformational grammar
Transformational grammar

In linguistics, a transformational grammar, or transformational-generative grammar , is a generative grammar, especially of a natural language, that has been developed in a Noam Chomsky tradition....
.

Extended Standard Theory (1965-1973)
The so-called Extended Standard Theory was formulated in the late 1960s to early 1970s. Features are:
  • syntactic constraints
  • generalized phrase structures (X-bar theory
    X-bar theory

    X-bar theory is a component of linguistics theory which attempts to identify syntactic features common to all languages. It claims that among their phrasal categories, all languages share certain structural similarities, including one known as the "X-bar", which does not appear in traditional phrase structure rules....
    )


Revised Extended Standard Theory (1973-1976)
The so-called Revised Extended Standard Theory was formulated between 1973 and 1976. It contains
  • restrictions upon X-bar theory
    X-bar theory

    X-bar theory is a component of linguistics theory which attempts to identify syntactic features common to all languages. It claims that among their phrasal categories, all languages share certain structural similarities, including one known as the "X-bar", which does not appear in traditional phrase structure rules....
     (Jackendoff (1977)).
  • assumption of the COMP
    Complement (linguistics)

    In grammar the term complement is used with different meanings. The primary meaning is a word, phrase or clause which is necessary in a sentence to complete its meaning....
     position.
  • Move a
    Move a

    Move a is a feature of the so-called Revised Extended Standard Theory of transformational grammar developed by Noam Chomsky in the late 1970s....


Relational grammar (ca. 1975-1990)
An alternative model of syntax based on the idea that notions like Subject, Direct Object, and Indirect Object play a primary role in grammar.

Government and binding/Principles and parameters theory (1981-1990)
Chomsky's Lectures on Government and Binding (1981) and Barriers (1986).

Minimalist Program (1990-present)

Context-free grammars

Generative grammars can be described and compared with the aid of the Chomsky hierarchy
Chomsky hierarchy

Within the field of computer science, specifically in the area of formal languages, the Chomsky hierarchy is a containment hierarchy of classes of formal grammars....
 proposed by Noam Chomsky in the 1950s. This sets out a series of types of formal grammars with increasing expressive power. Among the simplest types are the regular grammar
Regular grammar

Strictly regular grammars In computer science, a right regular grammar is a formal grammar such that all the production rules in P are of one of the following forms:...
s (type 3); Chomsky claims that regular grammars are not adequate as models for human language, because all human languages allow the center-embedding of strings within strings.

At a higher level of complexity are the context-free grammar
Context-free grammar

In formal language theory, a context-free grammar is a formal grammar in which every Production rule is of the formwhere V is a single nonterminal symbol, and w is a string of Terminal and nonterminal symbolss and/or nonterminals ....
s (type 2). The derivation of a sentence by a grammar can be depicted as a derivation tree
Tree structure

A tree structure is a way of representing the hierarchy nature of a structure in a graphical form.It is named a "tree structure" because the graph looks a bit like a tree, even though the tree is generally shown upside down compared with a real tree; that is to say with the root at the top and the leaves at the bottom....
. Linguists working in generative grammar often view such derivation trees as a primary object of study. According to this view, a sentence is not merely a string of words, but rather a tree with subordinate and superordinate branches connected at nodes.

Essentially, the tree model works something like this example, in which S is a sentence, D is a determiner
Determiner

A determiner is a noun modifier that expresses the reference of a noun or noun phrase in the context, including quantity, rather than attributes expressed by adjectives....
, N a noun
Noun

In linguistics, a noun is a member of a large, open class lexical category whose members can occur as the main word in the subject of a clause, the object of a verb, or the object of a preposition....
, V a verb
Verb

In syntax, a verb is a word that usually denotes an action , an occurrence , or a state of being . Depending on the language, a verb may vary in form according to many factors, possibly including its grammatical tense, grammatical aspect, grammatical mood and grammatical voice....
, NP a noun phrase
Noun phrase

In grammar, a noun phrase is a phrase whose Head is a noun or a pronoun, optionally accompanied by a set of modifiers.Noun phrases are very common linguistic typology, but some languages like Tuscarora language and Cayuga language have been argued to lack this category....
 and VP a verb phrase
Verb phrase

In linguistics, a verb phrase or VP is a syntax structure composed of the predicate sentence element of a Sentence and functions in providing information about the subject of the sentence....
:

Basic English Syntax Tree
The resulting sentence could be The dog ate the bone. Such a tree diagram is also called a phrase marker. They can be represented more conveniently in text form, (though the result is less easy to read); in this format the above sentence would be rendered as:
[S [NP [D The ] [N dog ] ] [VP [V ate ] [NP [D the ] [N bone ] ] ] ]

Chomsky has argued that phrase structure grammars are also inadequate for describing natural languages, and has formulated the more complex system of transformational grammar
Transformational grammar

In linguistics, a transformational grammar, or transformational-generative grammar , is a generative grammar, especially of a natural language, that has been developed in a Noam Chomsky tradition....
.

Grammaticality judgements

When generative grammar was first proposed, it was widely hailed as a way of formalizing the implicit set of rules a person "knows" when they know their native language and produce grammatical utterances in it (grammaticality intuitions). However Chomsky has repeatedly rejected that interpretation; according to him, the grammar of a language is a statement of what it is that a person has to know in order to recognize an utterance as grammatical, but not a hypothesis about the processes involved in either understanding or producing language.

In any case the reality is that most native speakers would reject many sentences produced even by a phrase structure grammar. For example, although very deep embeddings are allowed by the grammar, sentences with deep embeddings are not accepted by listeners, and the limit of acceptability is an empirical matter that varies between individuals, not something that can be easily captured in a formal grammar. Consequently, the influence of generative grammar in empirical psycholinguistics
Psycholinguistics

Psycholinguistics or psychology of language is the study of the psychology and neurobiology factors that enable humans to acquire, use, and understand language....
 has declined considerably.

Music

Generative grammar has been used in music theory
Music theory

Music theory is the field of study that deals with how music works. It examines the language and notation of music. It identifies patterns that govern composer techniques....
 and analysis such as by Fred Lerdahl
Fred Lerdahl

Fred Lerdahl is the Fritz Reiner Professor of Musical Composition at Columbia University, and a composer and Music theory best known for his work on pitch space and cognition constraints on compositional systems or "musical grammar[s]." As a composer, Lerdahl is widely respected for his chamber works, including Time After Time, a finali...
 and in Schenkerian analysis
Schenkerian analysis

Schenkerian analysis is a method of musical analysis of tonal music based on the theory of Heinrich Schenker. The goal of a Schenkerian analysis is to reveal the underlying structure of a tonal work; in fact its basic tenets can be viewed as a way of defining tonality in music....
.

See also

  • Phrase structure rules
    Phrase structure rules

    Phrase-structure rules are a way to describe a given language's syntax. They are used to break a natural language sentence down into its constituent parts namely phrasal categories and lexical categories ....
  • Cognitive linguistics
    Cognitive linguistics

    In linguistics and cognitive science, cognitive linguistics refers to the school of linguistics that understands language creation, learning, and usage as best explained by reference to human cognition in general....
  • Parsing
    Parsing

    In computer science and linguistics, parsing, or, more formally, syntactic analysis, is the process of analyzing a sequence of lexical analysis#Token to determine their grammatical structure with respect to a given formal grammar....


Further reading

  • Chomsky, Noam. 1965. Aspects of the theory of syntax. Cambridge, MA: MIT Press.
  • Hurford, J. (1990) Nativist and functional explanations in language acquisition. In I. M. Roca (ed.), Logical Issues in Language Acquisition, 85-136. Foris, Dordrecht.