Author surrogate
Encyclopedia
As a literary technique
Literary technique
A literary technique is any element or the entirety of elements a writer intentionally uses in the structure of their work...

, an author surrogate is a fictional character
Fictional character
A character is the representation of a person in a narrative work of art . Derived from the ancient Greek word kharaktêr , the earliest use in English, in this sense, dates from the Restoration, although it became widely used after its appearance in Tom Jones in 1749. From this, the sense of...

 who expresses the ideas, questions, personality and morality of the author. On occasion, authors insert themselves under their own name into their works, typically for humorous or surrealistic effect.

Fiction

Frequently, the author surrogate is the same as the main character and/or the protagonist
Protagonist
A protagonist is the main character of a literary, theatrical, cinematic, or musical narrative, around whom the events of the narrative's plot revolve and with whom the audience is intended to most identify...

, and is also often the narrator
Narrator
A narrator is, within any story , the fictional or non-fictional, personal or impersonal entity who tells the story to the audience. When the narrator is also a character within the story, he or she is sometimes known as the viewpoint character. The narrator is one of three entities responsible for...

. As an example, the author surrogate may be the one who delivers political diatribe, expressing the author's beliefs at an appropriate time, or expound on the strengths and weakness of other characters, thereby communicating directly the author's opinion on the characters in question. Philosophers may use author-surrogates to express their personal positions, especially if these are unpopular or run counter to established views. British writer David Hume
David Hume
David Hume was a Scottish philosopher, historian, economist, and essayist, known especially for his philosophical empiricism and skepticism. He was one of the most important figures in the history of Western philosophy and the Scottish Enlightenment...

 used the author-surrogate 'Philo' in the Dialogues Concerning Natural Religion. Michael Crichton
Michael Crichton
John Michael Crichton , best known as Michael Crichton, was an American best-selling author, producer, director, and screenwriter, best known for his work in the science fiction, medical fiction, and thriller genres. His books have sold over 200 million copies worldwide, and many have been adapted...

 used his character Ian Malcolm to express views on catastrophic system failure in his novel Jurassic Park. Perhaps the best-known philosophical author-surrogate is Socrates
Socrates
Socrates was a classical Greek Athenian philosopher. Credited as one of the founders of Western philosophy, he is an enigmatic figure known chiefly through the accounts of later classical writers, especially the writings of his students Plato and Xenophon, and the plays of his contemporary ...

 in the writings of Plato
Plato
Plato , was a Classical Greek philosopher, mathematician, student of Socrates, writer of philosophical dialogues, and founder of the Academy in Athens, the first institution of higher learning in the Western world. Along with his mentor, Socrates, and his student, Aristotle, Plato helped to lay the...

.

Most stories have an author surrogate, insofar as the author is usually capable of pointing to one character (major or minor) whom he or she identifies with to a much greater degree than any other character. This can take the form of a realistic depiction of the author (Benjamin in Animal Farm
Animal Farm
Animal Farm is an allegorical novella by George Orwell published in England on 17 August 1945. According to Orwell, the book reflects events leading up to and during the Stalin era before World War II...

), or a negative (Woody Allen
Woody Allen
Woody Allen is an American screenwriter, director, actor, comedian, jazz musician, author, and playwright. Allen's films draw heavily on literature, sexuality, philosophy, psychology, Jewish identity, and the history of cinema...

 in many of his films) or positive depiction of the author. Steve Gerber
Steve Gerber
Stephen Ross "Steve" Gerber was an American comic book writer best known as co-creator of the satiric Marvel Comics character Howard the Duck....

 depicted himself saving the universe in his final issue of Man-Thing
Man-Thing
The Man-Thing is a fictional character, a monster in publications from Marvel Comics. Created by writers Stan Lee, Roy Thomas, and Gerry Conway and artist Gray Morrow, the character first appeared in Savage Tales #1 , and went on to be featured in various titles and in his own series, including...

for Marvel Comics
Marvel Comics
Marvel Worldwide, Inc., commonly referred to as Marvel Comics and formerly Marvel Publishing, Inc. and Marvel Comics Group, is an American company that publishes comic books and related media...

, and Chris Claremont
Chris Claremont
Chris Claremont is an award-winning American comic book writer and novelist, known for his 17-year stint on Uncanny X-Men, far longer than any other writer, during which he is credited with developing strong female characters, and with introducing complex literary themes into superhero...

 did the same, while Gerber's act was passive and Claremont's had him merge briefly with the title character. In both cases, the authors had other characters that were more traditional author surrogates, Richard Rory
Richard Rory
Richard Rory is a fictional character in the Marvel Universe. He initially was a sort of author surrogate or alter ego for writer Steve Gerber, though Gerber is also shown to exist in the Marvel Universe. He was introduced in Man-Thing Volume 1, #2, a bit of a loner who rather easily befriended the...

 and Jonh Daltry.

Fan fiction

Author surrogacy is a frequently observed phenomenon in hobbyist and amateur writing, so much so that fan fiction
Fan fiction
Fan fiction is a broadly-defined term for fan labor regarding stories about characters or settings written by fans of the original work, rather than by the original creator...

 critics have evolved the term Mary Sue
Mary Sue
A Mary Sue , in literary criticism and particularly in fanfiction, is a fictional character with overly idealized and hackneyed mannerisms, lacking noteworthy flaws, and primarily functioning as a wish-fulfillment fantasy for the author or reader...

to refer to an idealized author surrogate. The term 'Mary Sue' is thought to evoke the cliché of the adolescent author who uses writing as a vehicle for the indulgence of self-idealization rather than entertaining others. For male author surrogates, similar names such as 'Marty Stu' or 'Gary Stu' are occasionally used.

Other uses

The expression has also been used in a different sense, meaning the principal author of a multi-author document. http://hnn.us/roundup/entries/8290.html
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