Apology (Plato)
Encyclopedia
The Apology of Socrates is Plato
Plato
Plato , was a Classical Greek philosopher, mathematician, student of Socrates, writer of philosophical dialogues, and founder of the Academy in Athens, the first institution of higher learning in the Western world. Along with his mentor, Socrates, and his student, Aristotle, Plato helped to lay the...

's version of the speech given by Socrates
Socrates
Socrates was a classical Greek Athenian philosopher. Credited as one of the founders of Western philosophy, he is an enigmatic figure known chiefly through the accounts of later classical writers, especially the writings of his students Plato and Xenophon, and the plays of his contemporary ...

 as he unsuccessfully defended himself in 399 BC against the charges of "corrupting the young, and by not believing in the gods
Deity
A deity is a recognized preternatural or supernatural immortal being, who may be thought of as holy, divine, or sacred, held in high regard, and respected by believers....

 in whom the city believes, but in other daimonia that are novel" (24b). "Apology" here has its earlier meaning (now usually expressed by the word "apologia") of speaking in defense of a cause or of one's beliefs or actions (from the Ancient Greek
Ancient Greek
Ancient Greek is the stage of the Greek language in the periods spanning the times c. 9th–6th centuries BC, , c. 5th–4th centuries BC , and the c. 3rd century BC – 6th century AD of ancient Greece and the ancient world; being predated in the 2nd millennium BC by Mycenaean Greek...

 ἀπολογία).

The text

Xenophon
Xenophon
Xenophon , son of Gryllus, of the deme Erchia of Athens, also known as Xenophon of Athens, was a Greek historian, soldier, mercenary, philosopher and a contemporary and admirer of Socrates...

, who wrote his own Apology of Socrates
Apology (Xenophon)
Xenophon's Apology Xenophon's Apology Xenophon's Apology (in full Apology of Socrates to the jury describes Socrates' state of mind at his trial and execution, and especially his view that it was better to die before senility set in than to escape execution by humbling himself before an unjust...

, indicates that a number of writers had published accounts of Socrates' defense. According to one prominent scholar, "Writing designed to clear Socrates' name was doubtless a particular feature of the decade or so following 399 BC". Many scholars guess that Plato's Apology was one of the first, if not the very first, dialogues Plato wrote, though there is little if any hard evidence. Plato's Apology is commonly regarded as the most reliable source of information about the historical Socrates.

Except for two brief exchanges with Meletus (at 24d-25d and 26b-27d), where the monologue becomes a dialogue, the text is written in the first person from Socrates' point of view, as though it were Socrates' actual speech at the trial. During the course of the speech, Socrates twice mentions Plato as being present (at 34a and 38b). There is, however, no real way of knowing how closely Socrates' words in the Apology match those of Socrates at the actual trial, even if it was Plato's intention to be accurate in this respect. One contemporary criticism of Plato's Apology is perhaps implied by the opening paragraphs of Xenophon's Apology, assuming that the former antedated the latter; Xenophon remarks that previous writers had failed to make clear the reason for Socrates' boastful talk (megalēgoria) in the face of the death penalty. Xenophon's account disagrees in some other respects with the details of Plato's Apology, but he nowhere explicitly claims it to be inaccurate.

Introduction

The Apology begins with Socrates saying he does not know if the men of Athens (his jury) have been persuaded by his accusers. This first sentence is crucial to the theme of the entire speech. Indeed, in the Apology Socrates will suggest that philosophy
Philosophy
Philosophy is the study of general and fundamental problems, such as those connected with existence, knowledge, values, reason, mind, and language. Philosophy is distinguished from other ways of addressing such problems by its critical, generally systematic approach and its reliance on rational...

 begins with a sincere admission of ignorance; he later clarifies this, dramatically stating that whatever wisdom he has, comes from his knowledge that he knows nothing (23b, 29b).

Socrates imitates, parodies and even corrects the Orators by asking the jury to judge him not by his oratorical skills, but by the truth (cf. Lysias XIX 1,2,3, Isaeus X 1, Isocrates XV 79, Aeschines II 24). Socrates says he will not use ornate words and phrases that are carefully arranged, but will speak using the expressions that come into his head. He says he will use the same way of speaking that he is heard using at the agora and the money tables. In spite of his disclaimers, Socrates proves to be a master orator who is not only eloquent and persuasive, but even wise. This is how he corrects the Orators, showing what they should have been doing all along, speaking the truth persuasively with wisdom. The speech does not succeed in winning him acquittal. Socrates is condemned to death.

Socrates' accusers

The three men who brought the charges against Socrates were:
  • Anytus
    Anytus
    Anytus , son of Anthemion, was one of the prosecutors of Socrates. An unsubstantiated legend has it that he was banished from Athens after the public felt guilty about having Socrates executed. We know that he was one of the leading supporters of the democratic forces in Athens...

    , son of a prominent Athenian, Anthemion. Socrates says Anytus joined the prosecution because he was "vexed on behalf of the craftsmen and politicians" (23e-24a). Anytus makes an important cameo appearance in Meno
    Meno
    Meno is a Socratic dialogue written by Plato. It attempts to determine the definition of virtue, or arete, meaning virtue in general, rather than particular virtues, such as justice or temperance. The first part of the work is written in the Socratic dialectical style and Meno is reduced to...

    . Anytus appears unexpectedly while Socrates and Meno (a visitor to Athens) are discussing the acquisition of virtue. Having taken the position that virtue cannot be taught, Socrates adduces as evidence for this that many prominent Athenians have produced sons inferior to themselves. Socrates says this, and then proceeds to name names, including Pericles
    Pericles
    Pericles was a prominent and influential statesman, orator, and general of Athens during the city's Golden Age—specifically, the time between the Persian and Peloponnesian wars...

     and Thucydides
    Thucydides
    Thucydides was a Greek historian and author from Alimos. His History of the Peloponnesian War recounts the 5th century BC war between Sparta and Athens to the year 411 BC...

    . Anytus becomes very offended, and warns Socrates that running people down ("kakos legein") could get him into trouble someday (Meno 94e-95a).

Plutarch gives some information that might help us realize the real reason behind Anytus' worries. He says that Anytus wanted to be friends with Alcibiades but he preferred to be with Socrates. And also we hear that Anytus' son had a sexual relationship with Socrates, which was an accepted relationship between teacher and pupil in classical Athens.

  • Meletus
    Meletus
    The Apology of Socrates by Plato names Meletus as the chief accuser of Socrates. He is also mentioned in the Euthyphro. Given his awkwardness as an orator, and his likely age at the time of Socrates' death, many hold that he was not the real leader of the movement against the early philosopher,...

    , the only accuser to speak during Socrates' defense. Socrates says Meletus joined the prosecution because he was "vexed on behalf of the poets" (23e). He is mentioned in another dialog, the Euthyphro
    Euthyphro
    Euthyphro is one of Plato's early dialogues, dated to after 399 BC. Taking place during the weeks leading up to Socrates' trial, the dialogue features Socrates and Euthyphro, a man known for claiming to be a religious expert. They attempt to pinpoint a definition for piety.-Background:The dialogue...

    , but does not appear in person. Socrates says there that Meletus is a young unknown with hook-nose
    Hooknose
    ]An Aquiline nose is a human nose with a prominent bridge, giving it the appearance of being curved or slightly bent...

    . In the Apology, Meletus allows himself to be cross-examined by Socrates and stumbles into a trap. Apparently not paying attention to the very charges he is bringing, he accuses Socrates both of atheism and of believing in demi-gods.

  • Lycon, about whom, according to one scholar, "we know nothing except that he was the mouthpiece of the professional rhetoricians." Socrates says Lycon joined the prosecution because he was "vexed on behalf of the rhetoricians" (24a). Some scholars, such as Debra Nails, identify Lycon as the father of Autolycus, who appears in Xenophon's Symposium
    Symposium (Xenophon)
    Xenophon's Symposium records the discussion of Socratesand company at a dinner given by Callias for Autolycus, son of Lycon. Xenophon's Symposium (Συμπόσιον) records the discussion of Socratesand company at a dinner given by Callias for Autolycus, son of Lycon. Xenophon's Symposium (Συμπόσιον)...

     2.4ff. Nails also identifies Socrates' prosecutor with the Lycon who is the butt of jokes in Aristophanes and became a successful democratic politician after the fall of the Four Hundred; she suggests that he may have joined in the prosecution because he associated Socrates with the Thirty Tyrants, who had executed his son, Autolycus. Others, however, question the identification of Socrates' prosecutor with the father of Autolycus; John Burnet
    John Burnet (classicist)
    John Burnet was a Scottish classicist.-Education, Life and Work:Burnet was educated at the Royal High School, Edinburgh, the University of Edinburgh, and Balliol College, Oxford, receiving his M.A. degree in 1887...

    , for instance, claims it "is most improbable".

Socrates says that he has to refute two sets of accusations: Socrates was charged with disrespect toward the gods and corruption of the youth. He did believe in the gods, but questioned their abilities.

Socrates says that the old charges stemmed from years of gossip and prejudice against him and hence were difficult to address. These so called 'informal charges' Socrates puts into the style of a formal legal accusation: "Socrates is committing an injustice, in that he inquires into things below the earth and in the sky, and makes the weaker argument the stronger, and teaches others to follow his example" (19b-c). He says that these allegations are repeated in a certain comic poet, namely Aristophanes
Aristophanes
Aristophanes , son of Philippus, of the deme Cydathenaus, was a comic playwright of ancient Athens. Eleven of his forty plays survive virtually complete...

. In his play, The Clouds
The Clouds
The Clouds is a comedy written by the celebrated playwright Aristophanes lampooning intellectual fashions in classical Athens. It was originally produced at the City Dionysia in 423 BC and it was not well received, coming last of the three plays competing at the festival that year. It was revised...

, Aristophanes lampooned Socrates by presenting him as the paradigm of atheistic
Atheism
Atheism is, in a broad sense, the rejection of belief in the existence of deities. In a narrower sense, atheism is specifically the position that there are no deities...

, scientific
Science
Science is a systematic enterprise that builds and organizes knowledge in the form of testable explanations and predictions about the universe...

 sophistry
Sophism
Sophism in the modern definition is a specious argument used for deceiving someone. In ancient Greece, sophists were a category of teachers who specialized in using the tools of philosophy and rhetoric for the purpose of teaching aretê — excellence, or virtue — predominantly to young statesmen and...

. Yet it is unlikely that Aristophanes would have intended these charges to be taken seriously, since Plato depicts Aristophanes and Socrates as being on very good terms with each other in the Symposium
Symposium
In ancient Greece, the symposium was a drinking party. Literary works that describe or take place at a symposium include two Socratic dialogues, Plato's Symposium and Xenophon's Symposium, as well as a number of Greek poems such as the elegies of Theognis of Megara...

.

Socrates says that he cannot possibly be mistaken for a sophist because they are wise (or at least thought to be) and highly paid. He says he lives in "ten-thousandfold poverty" (23c) and claims to know nothing noble and good.

The dialogue

The Apology can be divided into three parts. The first part is Socrates' own defense of himself and includes the most famous parts of the text, namely his recounting of the Oracle at Delphi and his cross-examination of Meletus. The second part is the verdict, and the third part is the sentencing.

Part one

Socrates begins by telling the jury that their minds were poisoned by his enemies when they were young and impressionable. He says his reputation for sophistry comes from his enemies, all of whom are envious of him, and malicious. He says they must remain nameless, except for Aristophanes, the comic poet. He later answers the charge that he has corrupted the young by arguing that deliberate corruption is an incoherent idea. Socrates says that all these false accusations began with his obedience to the oracle at Delphi. He tells how Chaerephon went to the Oracle at Delphi, to ask if anyone was wiser than Socrates. When Chaerephon reported to Socrates that the god told him there is none wiser, Socrates took this as a riddle. He himself knew that he had no wisdom "great or small" but that he also knew that it is against the nature of the gods to lie.

Socrates then went on a "divine mission" to solve the paradox (that an ignorant man could also be the wisest of all men) and to clarify the meaning of the Oracles' words. He systematically interrogated the politicians, poets and craftsmen. Socrates determined that the politicians were imposters, and the poets did not understand even their own poetry, like prophets and seers who do not understand what they say. Craftsmen proved to be pretentious too, and Socrates says that he saw himself as a spokesman for the oracle (23e). He asked himself whether he would rather be an impostor like the people he spoke to, or be himself. Socrates tells the jury that he would rather be himself than anyone else.

Socrates says that this questioning earned him the reputation of being an annoying busybody. Socrates interpreted his life's mission as proof that true wisdom belongs to the gods and that human wisdom and achievements have little or no value. Having addressed the cause of the prejudice against him, Socrates then tackles the formal charges, corruption of the young and atheism.

Socrates' first move is to accuse his accuser, Meletus (whose name means literally, "the person who cares," or "caring") of not caring about the things he professes to care about. He argues during his interrogation of Meletus that no one would intentionally corrupt another person (because they stand to be harmed by him at a later date). The issue of corruption is important for two reasons: first, it appears to be the heart of the charge against him, that he corrupted the young by teaching some version of atheism, and second, Socrates says that if he is convicted, it will be because Aristophanes corrupted the minds of his audience when they were young (with his slapstick mockery of Socrates in his play, "The Clouds", produced some twenty-four years earlier).

Socrates then proceeds to deal with the second charge, that he is an atheist. He cross-examines Meletus, and extracts a contradiction. He gets Meletus to say that Socrates is an atheist who believes in spiritual agencies and demigods. Socrates announces that he has caught Meletus in a contradiction, and asks the court whether Meletus has designed an intelligence test for him to see if he can identify logical contradictions.

Socrates repeats his claim that it will not be the formal charges which will destroy him, but rather the prejudicial gossip and slander. He is not afraid of death, because he is more concerned about whether he is acting rightly or wrongly. Further, Socrates argues, those who fear death are showing their ignorance: death may be a great blessing, but many people fear it as an evil when they cannot possibly know it to be such. Again Socrates points out that his wisdom lies in the fact that he is aware that he does not know.

Socrates states clearly that a lawful superior, whether human or divine, should be obeyed. If there is a clash between the two, however, divine authority should take precedence. "Gentlemen, I am your grateful and devoted servant, but I owe a greater obedience to God than to you; and as long as I draw breath and have my faculties I shall never stop practicing philosophy". Since Socrates has interpreted the Delphic Oracle as singling him out to spur his fellow Athenians to a greater awareness of moral goodness and truth, he will not stop questioning and arguing should the people forbid him to do so, even if they were to withdraw the charges. Nor will he stop questioning his fellow citizens. "Are you not ashamed that you give your attention to acquiring as much money as possible, and similarly with reputation and honor, and give no attention or thought to truth and understanding and the perfection of your soul?"

In a highly inflammatory section of the Apology, Socrates claims that no greater good has happened to Athens than his concern for his fellow citizens, that wealth is a consequence of goodness (and not the other way around), that God does not permit a better man to be harmed by a worse, and that, in the strongest statement he gives of his task, he is a stinging gadfly and the state a lazy horse, "and all day long I will never cease to settle here, there and everywhere, rousing, persuading and reproving every one of you."

As further evidence of his task, Socrates reminds the court of his daimon which he sees as a supernatural experience. He recognizes this as partly behind the charge of believing in invented beings. Again Socrates makes no concession to his situation.

Socrates claims to never have been a teacher, in the sense of imparting knowledge to others. He cannot therefore be held responsible if any citizen turns bad. If he has corrupted anyone, why have they not come forward to be witnesses? Or if they do not realize that they have been corrupted, why have their relatives not stepped forward on their behalf? Many relatives of the young men associated with him, Socrates points out, are presently in the courtroom to support him.

Socrates concludes this part of the Apology by reminding the judges that he will not resort to the usual emotive tricks and arguments. He will not break down in tears, nor will he produce his three sons in the hope of swaying the judges. He does not fear death; nor will he act in a way contrary to his religious duty. He will rely solely on sound argument and the truth to present his case.

The verdict

Socrates is voted guilty by a narrow margin (36a). Plato never gives the total number of Socrates' judges nor the exact numbers of votes against him and for his acquittal, though Socrates does say that if only 30 more had voted in his favor then he would have been acquitted. Many scholars assume the number of judges was 281 to 220 and was sentenced to death by a vote of 361 to 140 .

Part two

It was the tradition that the prosecution and the defendant each propose a penalty, from which the court would choose. In this section, Socrates antagonises the court even further when considering his proposition.

He points out that the vote was comparatively close: he only needed 30 more votes for himself, and he would have been found innocent. He engages in some dark humour by suggesting that Meletus narrowly escaped a fine for not meeting the statutory one-fifth of the votes (in order to avoid frivolous cases coming to court, plaintiffs were fined heavily if the judges' votes did not reach this number in a case where the defendant won). Assuming there were 501 or 500 jurymen, the prosecution had to gain at least 100 of the judges' votes. Taken by itself however Meletus' vote (as representing one-third of the prosecution case) would have numbered only 93 or 94 (assuming 501 or 500 total judges). Regardless of the number of plaintiffs, it was their case that had to reach the requisite one-fifth. Not only that, the prosecutors had won.

Instead of proposing a penalty, Socrates instead proposes a reward for himself: as benefactor to Athens, he should be given free meals in the Prytaneum
Prytaneum
Prytaneum and Prytanis . In general in ancient Greece, each state, city or village possessed its own central hearth and sacred fire, representing the unity and vitality of the community. The fire was kept alight continuously, tended by the king or members of his family...

, one of the important buildings which housed members of the Council. This was an honour reserved for athletes and other prominent citizens.

Finally Socrates considers imprisonment and banishment before settling on a fine of 100 drachmae, as he had little funds of his own with which he could pay the fine. This was a small sum when weighed against the punishment proposed by the prosecutors and encouraged the judges to vote for the death penalty. Socrates' supporters immediately increased the amount to 3,000 drachmae, but in the eyes of the judges this was still not an alternative.

So the judges decided on the sentence of death.

Part three

Plato indicates that the majority of judges voted in favor of the death penalty (Apology 38c), but he does not indicate exactly how many did. Our only source for the actual numbers of these votes is Diogenes Laertius, who says that 80 more voted for the death sentence than had voted for Socrates' guilt in the first place (2.42); but the details of this account have been disputed. Others have concluded from this that Socrates' speech angered the jury.

Socrates now responds to the verdict. He first addresses those who voted for death.

He claims that it is not a lack of arguments that has resulted in his condemnation, but rather lack of time and his unwillingness to stoop to the usual emotive appeals expected of any defendant facing death. Again he insists that the prospect of death does not absolve one from following the path of goodness and truth.

Socrates prophesies that younger and harsher critics will follow him vexing them even more.(39d)

To those who voted for his acquittal, Socrates gives them encouragement: He says that his daimon did not stop him from conducting his defense in the way that he did, that this was a sign that it was the right thing to do.

In this way, his daimon was even telling him that death must be a blessing. For either it is an annihilation (thus bringing eternal peace from all worries, and therefore not something to be truly afraid of) or a migration to another place to meet souls of famous people such as Hesiod
Hesiod
Hesiod was a Greek oral poet generally thought by scholars to have been active between 750 and 650 BC, around the same time as Homer. His is the first European poetry in which the poet regards himself as a topic, an individual with a distinctive role to play. Ancient authors credited him and...

 and Homer
Homer
In the Western classical tradition Homer , is the author of the Iliad and the Odyssey, and is revered as the greatest ancient Greek epic poet. These epics lie at the beginning of the Western canon of literature, and have had an enormous influence on the history of literature.When he lived is...

 and heroes like Odysseus
Odysseus
Odysseus or Ulysses was a legendary Greek king of Ithaca and the hero of Homer's epic poem the Odyssey. Odysseus also plays a key role in Homer's Iliad and other works in the Epic Cycle....

. With these, it will be a joy to continue the practice of Socratic dialogue.

Socrates concludes his Apology with the claim that he bears no grudge against those who accused and condemned him, and asks them to look after his three sons as they grow up, ensuring that they put goodness before selfish interests.

Modes of interpretation

Three different methods for interpreting the Apology have been commonly suggested. The first of these, that it was meant to be solely a piece of art
Art
Art is the product or process of deliberately arranging items in a way that influences and affects one or more of the senses, emotions, and intellect....

, is not widely held.

A second possibility is that the Apology is a historical recounting of the actual defense made by Socrates in 399 BC
399 BC
Year 399 BC was a year of the pre-Julian Roman calendar. At the time, it was known as the Year of the Tribunate of Augurinus, Longus, Priscus, Cicurinus, Rufus and Philo...

. This seems to be the oldest opinion. Its proponents maintain that, as one of Plato's earliest works, it would not have been fitting to embellish and fictionalise the memory of his mentor, especially while so many who remembered him were still living.

In 1741, Johann Jakob Brucker
Johann Jakob Brucker
Johann Jakob Brucker was a German historian of philosophy.-Life:He was born at Augsburg. He was destined for the Lutheran Church, and graduated at the University of Jena in 1718...

 was the first to suggest that Plato was not to be trusted as a source about Socrates. Since that time, more evidence has been brought to light supporting the theory that the Apology is not a historical account but a philosophical work.

Further reading


See also

  • Apology of Socrates by Xenophon
    Apology (Xenophon)
    Xenophon's Apology Xenophon's Apology Xenophon's Apology (in full Apology of Socrates to the jury describes Socrates' state of mind at his trial and execution, and especially his view that it was better to die before senility set in than to escape execution by humbling himself before an unjust...

  • Plato
    Plato
    Plato , was a Classical Greek philosopher, mathematician, student of Socrates, writer of philosophical dialogues, and founder of the Academy in Athens, the first institution of higher learning in the Western world. Along with his mentor, Socrates, and his student, Aristotle, Plato helped to lay the...

  • Socrates
    Socrates
    Socrates was a classical Greek Athenian philosopher. Credited as one of the founders of Western philosophy, he is an enigmatic figure known chiefly through the accounts of later classical writers, especially the writings of his students Plato and Xenophon, and the plays of his contemporary ...

  • Trial of Socrates
    Trial of Socrates
    The Trial of Socrates refers to the trial and the subsequent execution of the classical Athenian philosopher Socrates in 399 BC. Socrates was tried on the basis of two notoriously ambiguous charges: corrupting the youth and impiety...


External links

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